List of insiders holdings for ClearBridge Energy Midstream Opportunity Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY 10% Owner |
2024-10-07 18:28:54 | 1,200,002 0 |
1,200,002 | Form 13G |
2 | PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA 10% Owner |
2024-10-07 18:28:54 | 1,200,002 0 |
1,200,002 | Form 13G |
3 | Corebridge Financial Inc. AMERICAN GENERAL LIFE INSURANCE CO See Remarks |
2025-04-07 07:01:59 | 420,002 0 |
420,002 | Form 13G |
4 | Corebridge Financial Inc. AMERICAN GENERAL LIFE INSURANCE CO VARIABLE ANNUITY LIFE INSURANCE CO See Remarks |
2025-04-07 07:01:59 | 420,002 0 |
420,002 | Form 13G |
5 | GUARDIAN LIFE INSURANCE CO OF AMERICA 10% Owner |
2024-11-14 18:49:11 | 371,430 0 |
371,430 | Form 13G |
6 | Saba Capital Management L.P. Weinstein Boaz 10% Owner |
2024-11-07 08:37:40 | 256,005 0 |
256,005 | Form 13G |
7 | AMERICAN INTERNATIONAL GROUP INC. See Remarks |
2025-04-07 07:03:15 | 40,000 0 |
40,000 | Form 13G |
8 | Eades Chris Portfolio Manager |
2024-11-01 10:28:59 | 14,384 0 |
14,384 | Form 4 |
9 | Clarfeld Michael Portfolio Manager |
2020-03-13 16:02:27 | 6,691 0 |
6,691 | Form 4 |
10 | Vanderlee Peter Portfolio Manager of the Fund |
2017-12-08 11:49:26 | 2,400 0 |
2,400 | Form 4 |
11 | Freeman Richard A Portfolio Manager of the Fund |
2018-12-28 12:12:11 | 2,022 0 |
2,022 | Form 4 |
12 | Renahan William J Assistant Secretary |
2011-08-09 15:47:32 | 2,000 0 |
2,000 | Form 4 |
13 | COLMAN CAROL L Director |
2021-06-09 12:39:38 | 400 0 |
400 | Form 4 |
14 | Voya Financial Inc. Lion Connecticut Holdings Inc. 10% Owner |
2016-02-16 16:42:40 | 0 250 |
250 | Form 3 |
15 | MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10% Owner |
2022-11-17 18:00:41 | 132 8 |
140 | Form 4 |
16 | VOYA RETIREMENT INSURANCE & ANNUITY Co See explanation below. |
2015-04-01 16:48:17 | 118 0 |
118 | Form 3 |
17 | Mutual of Omaha Insurance Co 10% Owner |
2015-07-31 11:37:30 | 100 0 |
100 | Form 13G |
18 | VOYA INSURANCE & ANNUITY Co See explanation below. |
2015-04-01 16:39:06 | 94 0 |
94 | Form 3 |
19 | SECURITY LIFE OF DENVER INSURANCE CO See explanation below. |
2015-04-01 17:03:16 | 23 0 |
23 | Form 3 |
20 | RELIASTAR LIFE INSURANCE CO See explanation below. |
2015-04-01 16:54:35 | 15 0 |
15 | Form 3 |
21 | FRANKLIN RESOURCES INC Affiliate of Investment Adv |
2025-03-06 13:54:37 | 0 0 |
0 | Form 4 |
22 | Shaneyfelt Gwen L Director of Sub-Adviser |
2020-08-07 12:11:41 | 0 0 |
0 | Form 3 |
23 | Boydston Laura Director of Sub-Adviser |
2020-01-10 11:31:01 | 0 0 |
0 | Form 3 |
24 | COHEN HARRY D Man Dir. ,Co-CIO,Sudadviser |
2019-12-31 12:31:30 | 0 0 |
0 | Form 4 |
25 | Berarducci Christopher Treas/Principal Finan Officer |
2019-09-30 15:57:26 | 0 0 |
0 | Form 3 |
26 | CRONIN DANIEL P Director |
2019-08-27 14:42:32 | 0 0 |
0 | Form 4 |
27 | Kumar Nisha Director |
2019-01-09 12:03:16 | 0 0 |
0 | Form 3 |
28 | Glasser Scott Co-CIO of Subadviser |
2019-01-02 14:30:20 | 0 0 |
0 | Form 4 |
29 | Berg Jennifer s Treasurer |
2018-01-10 10:56:13 | 0 0 |
0 | Form 3 |
30 | Kenney John Director of Subadviser |
2016-03-29 13:57:54 | 0 0 |
0 | Form 3 |
31 | Jensen Fred Steven Chief Compliance Officer |
2020-04-24 13:53:47 | 0 0 |
0 | Form 3 |
32 | Sale Hillary A Director |
2024-11-21 13:05:22 | 0 0 |
0 | Form 3 |
33 | JOHNSON JENNIFER M Director of Sub-Adviser |
2020-08-07 14:21:10 | 0 0 |
0 | Form 3 |
34 | Nicholls Matthew Director of Sub-Adviser |
2020-08-10 08:38:31 | 0 0 |
0 | Form 3 |
35 | Plafker Jed A. Director of Sub-Adviser |
2020-08-10 10:24:01 | 0 0 |
0 | Form 3 |
36 | Hoyt George P. Secretary and Ch Lgl Officer |
2020-08-19 15:30:08 | 0 0 |
0 | Form 3 |
37 | Eakes Brian Manager/Investment Manager |
2020-10-07 14:30:39 | 0 0 |
0 | Form 3 |
38 | Fergerson Laura F Manager/Investment Manager |
2020-10-09 11:17:52 | 0 0 |
0 | Form 3 |
39 | Murphy Terrence CEO of Subadviser |
2020-11-17 16:56:09 | 0 0 |
0 | Form 4 |
40 | Mason Peter Daniel Charles Director |
2024-11-22 11:30:48 | 0 0 |
0 | Form 3 |
41 | Dolgov Jasna General Counsel/Subadviser |
2023-01-13 11:49:08 | 0 0 |
0 | Form 3 |
42 | GRILLO ANTHONY Director |
2024-11-21 18:09:47 | 0 0 |
0 | Form 3 |
43 | De Oliveira Marc Secretary/Chief Legal Officer |
2023-09-13 16:57:23 | 0 0 |
0 | Form 3 |
44 | McElroy Patrick Portfolio Manager |
2024-01-02 15:01:57 | 0 0 |
0 | Form 3 |
45 | Hinkle Matthew T. Manager/Inv Manager |
2024-01-03 20:37:38 | 0 0 |
0 | Form 3 |
46 | Tarallo Nicole Director to Subadviser |
2024-04-10 14:44:35 | 0 0 |
0 | Form 3 |
47 | SULLIVAN JOSEPH A Director of Subadviser |
2011-06-09 16:50:04 | 0 0 |
0 | Form 3 |
48 | HUTCHINSON WILLIAM R Director |
2011-06-09 17:06:43 | 0 0 |
0 | Form 3 |
49 | SALACUSE JESWALD W Director |
2011-06-09 17:05:27 | 0 0 |
0 | Form 3 |
50 | GERKEN R JAY CEO, Pres. & Chairman |
2011-06-09 17:04:28 | 0 0 |
0 | Form 3 |
51 | SHEPLER ROBERT P Senior VP of the Manager |
2011-06-09 17:03:23 | 0 0 |
0 | Form 3 |
52 | Legg Mason Partners Fund Advisor LLC Manager of the Fund |
2011-06-09 17:00:38 | 0 0 |
0 | Form 3 |
53 | Del Guercio Rocco CFO & Treasurer of the Manager |
2011-06-09 16:57:55 | 0 0 |
0 | Form 3 |
54 | FRENKEL ROBERT I CLO and Secretary |
2011-06-09 16:56:36 | 0 0 |
0 | Form 3 |
55 | FRANK STEVEN Treasurer |
2011-06-09 16:55:26 | 0 0 |
0 | Form 3 |
56 | OZSOLAK KAPREL CFO |
2011-06-09 16:53:58 | 0 0 |
0 | Form 3 |
57 | ROETT RIORDAN Director |
2011-06-09 17:07:43 | 0 0 |
0 | Form 3 |
58 | LEGG MASON INC. Parent of Mgr and Subadviser |
2011-06-09 16:48:52 | 0 0 |
0 | Form 3 |
59 | MANNING BARBARA BROOKE MgrDir.,Gen.Coun.&CCO of SubAd |
2011-06-09 16:47:39 | 0 0 |
0 | Form 3 |
60 | SUNDMAN PETER E Dir. & CEO of Subadviser |
2011-06-09 16:46:23 | 0 0 |
0 | Form 3 |
61 | Dewhurst Ronald R Director of Subadviser |
2011-06-09 16:45:13 | 0 0 |
0 | Form 3 |
62 | Nachtwey Peter Director of Subadviser |
2011-06-09 16:44:04 | 0 0 |
0 | Form 3 |
63 | GELB LESLIE H Director |
2011-06-09 16:42:46 | 0 0 |
0 | Form 3 |
64 | CUCCHI PAOLO M Director |
2011-06-09 16:41:36 | 0 0 |
0 | Form 3 |
65 | Becker Ted P Chief Compliance Officer |
2011-06-09 16:36:08 | 0 0 |
0 | Form 3 |
66 | Nattans Jeffrey Allen Director of Subadviser |
2014-09-23 16:36:12 | 0 0 |
0 | Form 3 |
67 | Kuehl Todd F Chief Compliance Officer |
2017-05-16 09:55:16 | 0 0 |
0 | Form 3 |
68 | Eede Justin Director of Subadviser |
2016-03-29 14:04:47 | 0 0 |
0 | Form 3 |
69 | Kelly Jeanne Senior VP |
2011-06-09 16:31:11 | 0 0 |
0 | Form 3 |
70 | Johnson Terence Director of Subadviser |
2016-03-29 13:53:18 | 0 0 |
0 | Form 3 |
71 | Trust Jane SVP of the Manager |
2015-04-24 18:49:37 | 0 0 |
0 | Form 3 |
72 | Agdern Robert D Director |
2015-01-09 18:14:35 | 0 0 |
0 | Form 3 |
73 | Clearbridge Investments LLC Subadviser of Fund |
2014-10-09 16:40:17 | 0 0 |
0 | Form 3 |
74 | Olmert Amy Manager of Investment Manager |
2014-09-23 17:37:41 | 0 0 |
0 | Form 3 |
75 | Cashman Frances Director of Subadviser |
2017-06-02 12:43:52 | 0 0 |
0 | Form 3 |
76 | List Cynthia CFO of Subadviser |
2014-09-23 16:24:51 | 0 0 |
0 | Form 3 |
77 | Fuller Kenneth CEO, Pres. & Chairman |
2013-06-05 15:21:35 | 0 0 |
0 | Form 3 |
78 | KAMERICK EILEEN A Director |
2013-02-07 16:08:24 | 0 0 |
0 | Form 3 |
79 | Sennett Richard Principal Financial Officer |
2011-12-02 13:45:26 | 0 0 |
0 | Form 3 |
80 | ODENATH DAVID R see remarks below |
2011-06-29 10:01:37 | 0 0 |
0 | Form 3/A |
81 | Larrabee Leonard Secretary of the Subadviser |
2011-06-09 18:40:46 | 0 0 |
0 | Form 3 |
82 | MANDIA THOMAS C Assistant Secretary |
2011-06-09 17:09:55 | 0 0 |
0 | Form 3 |
83 | Laskaj Albert Assistant Treasurer |
2011-06-09 17:08:52 | 0 0 |
0 | Form 3 |