List of insiders holdings for Ares Dynamic Credit Allocation Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | THRIVENT FINANCIAL FOR LUTHERANS 10% Owner |
2021-12-22 16:14:48 | 760,000 0 |
760,000 | Form 3/A |
| 2 | Apollo Management Holdings GP LLC Athene Annuity & Life Co ATHENE ANNUITY & LIFE ASSURANCE Co Athene USA Corp Athene Holding Ltd Apollo Insurance Solutions Group LP AISG GP Ltd. Apollo Capital Management L.P. Apollo Capital Management GP LLC Apollo Management Holdings L.P. 10% Owner |
2025-02-14 16:58:15 | 760,000 0 |
760,000 | Form 13G |
| 3 | Sun Life Assurance Co of Canada SUN LIFE FINANCIAL INC 10% Owner |
2022-02-14 14:35:35 | 560,000 0 |
560,000 | Form 13G |
| 4 | RESSLER ANTONY P President of Adviser |
2015-09-02 21:23:18 | 35,869 521,567 |
557,436 | Form 4 |
| 5 | Voya Financial Inc. Voya Holdings Inc. VOYA RETIREMENT INSURANCE & ANNUITY Co 10% Owner |
2021-09-22 16:22:59 | 320,000 0 |
320,000 | Form 13G |
| 6 | ARES CAPITAL MANAGEMENT II LLC ARES PARTNERS MANAGEMENT CO LLC ARES INVESTMENTS HOLDINGS LLC ARES INVESTMENTS LLC Adviser of the Fund |
2013-12-24 06:09:38 | 141,721 0 |
141,721 | Form 4 |
| 7 | SACHS DAVID A Director |
2016-03-03 19:44:31 | 67,193 18,446 |
85,639 | Form 4/A |
| 8 | Brufsky Seth J President and CEO / Portfolio |
2020-05-27 16:03:18 | 0 69,137 |
69,137 | Form 4 |
| 9 | SPECTOR BRUCE H Director |
2022-03-18 17:02:24 | 35,000 0 |
35,000 | Form 4 |
| 10 | Margolies Gregory A Vice President of Adviser |
2015-09-02 21:24:47 | 27,475 0 |
27,475 | Form 4 |
| 11 | Shaw John Joseph Director |
2024-05-28 17:54:30 | 0 10,000 |
10,000 | Form 4 |
| 12 | HUNT JAMES KELSO Director |
2018-12-11 14:21:46 | 0 7,000 |
7,000 | Form 4 |
| 13 | ARES CAPITAL MANAGEMENT II LLC ARES MANAGEMENT LLC Ares Management Holdings LLC Ares Holdings LLC ARES PARTNERS MANAGEMENT CO LLC Adviser of the Fund 10% Owner |
2012-11-27 12:59:50 | 5,236 0 |
5,236 | Form 3 |
| 14 | Ashton Keith Vice President |
2015-09-02 21:23:33 | 1,716 1,438 |
3,154 | Form 4 |
| 15 | Reiss M. Freddie Director |
2016-04-20 19:52:58 | 0 2,500 |
2,500 | Form 4 |
| 16 | Hall Daniel J GC, CLO and Secretary |
2018-07-10 20:03:06 | 2,500 0 |
2,500 | Form 4 |
| 17 | Erlanger Philip Robert Director |
2012-11-29 20:23:06 | 2,500 0 |
2,500 | Form 4 |
| 18 | Dell Anthony S CCO, Anti-Money Laundering Off |
2013-01-18 14:57:56 | 1,400 0 |
1,400 | Form 4 |
| 19 | Eanes John Vice President |
2015-09-02 21:24:02 | 0 1,212 |
1,212 | Form 4 |
| 20 | Moore Jeff M Vice President |
2013-12-24 06:04:39 | 996 0 |
996 | Form 4 |
| 21 | WEINER MICHAEL D VP and Assistant Secretary |
2013-12-24 06:06:22 | 0 960 |
960 | Form 4 |
| 22 | Cascella Americo Vice President |
2013-12-24 06:07:52 | 0 598 |
598 | Form 4 |
| 23 | Nguyen Daniel F Chief Financial Officer |
2013-12-24 06:06:37 | 0 518 |
518 | Form 4 |
| 24 | Schall Darryl Vice President |
2013-12-24 06:07:22 | 130 0 |
130 | Form 4 |
| 25 | ARES CAPITAL MANAGEMENT II LLC ARES MANAGEMENT LLC ARES INVESTMENTS HOLDINGS LLC ARES INVESTMENTS LLC Ares Partners Holdco LLC Adviser |
2019-10-17 19:13:54 | 59 0 |
59 | Form 4 |
| 26 | Byrd Brett Alan CCO-Anti-Money Laundering Off |
2014-09-29 17:59:32 | 0 32.82 |
32.82 | Form 3 |
| 27 | HAYWARD DANIEL ROBERT Vice President |
2016-04-11 17:49:05 | 0 0 |
0 | Form 3 |
| 28 | Pretlow Paula B Director |
2021-02-18 11:41:52 | 0 0 |
0 | Form 3 |
| 29 | Morgan Lisa A CCO-Anti-Money Laundering Off |
2019-12-26 13:03:45 | 0 0 |
0 | Form 3 |
| 30 | Orr Elaine Director |
2022-08-19 08:04:03 | 0 0 |
0 | Form 3 |
| 31 | Bloomstein Joshua M VP and Assistant Secretary |
2019-09-30 19:37:56 | 0 0 |
0 | Form 3 |
| 32 | Fitzgerald Ian Gen. Counsel, CLO & Secretary |
2019-09-30 19:37:43 | 0 0 |
0 | Form 3 |
| 33 | Sagati Aghili Naseem VP & Assistant Secretary |
2019-06-11 13:11:00 | 0 0 |
0 | Form 3 |
| 34 | Arduini Charles JR Vice President |
2018-10-05 16:23:01 | 0 0 |
0 | Form 3 |
| 35 | Milner Samantha Vice President |
2018-10-05 16:20:12 | 0 0 |
0 | Form 3 |
| 36 | Singh Kapil Vice President |
2018-10-05 16:20:03 | 0 0 |
0 | Form 3 |
| 37 | Duko Jason Vice President |
2018-10-05 16:20:07 | 0 0 |
0 | Form 3 |
| 38 | Lem Scott C Treasurer |
2016-04-06 19:03:09 | 0 0 |
0 | Form 3 |
| 39 | McFerran Michael R Vice President |
2016-04-06 16:51:09 | 0 0 |
0 | Form 3 |
| 40 | ROLL PENELOPE F Chief Financial Officer |
2016-04-05 21:04:07 | 0 0 |
0 | Form 3 |
| 41 | Leupp John A. Vice President |
2013-10-09 18:30:48 | 0 0 |
0 | Form 3 |
| 42 | Parmar Hardip Treasurer |
2012-11-27 13:02:51 | 0 0 |
0 | Form 3 |
| 43 | Diamond Michael Director |
2012-11-27 13:01:07 | 0 0 |
0 | Form 3 |