Insider Holders & Insider Ownership - Nuwellis Inc. (NUWE)

List of insiders holdings for Nuwellis Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Harvey Mark
Director
2012-05-10 16:56:22 11,685
1,878,248
1,889,933 Form 3/A
2 CM Capital
CM Capital Venture 4A A/C
CM Capital Venture 4B A/C
10% Owner
2012-05-10 16:56:44 0
1,877,498
1,877,498 Form 3/A
3 Choi Ki Yong
10% Owner
2017-10-13 20:06:20 1,793,109
0
1,793,109 Form 4
4 Brooke Geoffrey
Director
2014-06-02 14:15:23 10,621
1,194,761
1,205,382 Form 4
5 Talu Ventures Pty Ltd
CM Capital Venture 4B A/C
CM Capital Venture 4A A/C
10% Owner
2017-01-18 19:26:59 634,817
0
634,817 Form 13G
6 Breidenstein Jim
Chief Commercial Officer
2018-01-05 16:12:47 181,068
0
181,068 Form 4
7 Verta Patrick
Chief Medical Officer
2013-10-23 08:52:24 148,000
0
148,000 Form 4
8 Rosa David A
Chief Executive Officer
2015-08-03 16:33:28 119,587
0
119,587 Form 4
9 Lovett Eric
VP, Clinical Affairs
2016-01-15 16:28:07 104,000
0
104,000 Form 4
10 BUCKMAN PAUL
Director
2016-05-31 16:18:58 79,508
0
79,508 Form 4
11 O'Dwyer Donal
Director
2012-08-23 17:15:39 686
62,836
63,522 Form 4/A
12 Peters William S
CTO & Medical Director
Director
2015-01-02 16:47:20 33,309
18,757
52,066 Form 4
13 MATHIESEN JEFFREY S
Chief Financial Officer
2015-01-02 16:29:55 37,223
11,875
49,098 Form 4
14 Montague George
CFO and Treasurer
2022-03-04 13:09:16 40,054
0
40,054 Form 4
15 Callinan Nicholas
Director
2012-09-18 15:55:37 0
32,147
32,147 Form 4
16 Kridner Debra
Exec VP, Regulatory Affairs
2015-08-11 14:48:53 29,500
0
29,500 Form 4
17 McCormick Michael Kendrick
Director
2024-01-04 16:25:39 20,836
0
20,836 Form 4
18 Brown Brian
SVP, Technology & Operations
2015-08-14 11:33:44 20,000
0
20,000 Form 4
19 Scott Robert Benjamin
Chief Financial Officer
2023-09-06 16:23:45 18,643
0
18,643 Form 4
20 Brandt Steven Frank
Director
2022-05-26 16:08:23 15,806
0
15,806 Form 4
21 Blake Lynn Larson
Chief Financial Officer
2023-01-09 16:37:42 12,417
0
12,417 Form 4
22 McDonald David
Director
2024-01-04 16:21:51 11,365
0
11,365 Form 4
23 Feldshon Archelle Georgiou
Director
2024-01-04 16:16:08 11,365
0
11,365 Form 4
24 Drayton Claudia
Chief Financial Officer
2021-01-26 20:58:42 10,500
0
10,500 Form 4
25 Bassett Kevin
Senior VP, Tech & Operations
2014-05-09 16:20:27 10,426
0
10,426 Form 4
26 Yearick Jim
VP of Marketing and Sales
2014-05-09 16:55:30 10,153
0
10,153 Form 4
27 AYOTTE NEIL P
SVP, Secretary, GC & CCO
2023-03-07 17:14:06 8,640
0
8,640 Form 4
28 Lynch Thomas P.
Chief Legal Compliance Officer
2021-01-26 21:22:39 7,000
0
7,000 Form 4
29 Jaramillo Nestor Jr.
President and CEO
2023-03-16 17:11:18 4,098
0
4,098 Form 4
30 Oleson Kimberly
SVP, Clinical Affairs
2015-06-03 16:33:07 3,810
0
3,810 Form 4
31 ERB JOHN L
Director
2023-05-23 16:10:52 2,146
0
2,146 Form 4
32 WATSON WARREN S
Director
2023-05-23 16:12:00 2,146
0
2,146 Form 4
33 WALLER GREGORY D
Director
2023-05-23 16:18:04 2,146
0
2,146 Form 4
34 Salveson Jon W
Director
2023-05-23 16:23:59 2,146
0
2,146 Form 4
35 Likens Matthew E.
Director
2019-05-28 16:37:08 1,970
0
1,970 Form 4
36 Wotta Paul
Principal Accounting Officer
2021-04-16 11:12:05 1,321
0
1,321 Form 3
37 Costanzo Maria Rosa
Director
2020-01-08 15:03:32 1,313
0
1,313 Form 4/A
38 Wade Molly
Vice President
2017-01-17 16:23:44 909
0
909 Form 4
39 STRAUS ASSET MANAGEMENT LLC
STRAUS MELVILLE
10% Owner
2014-02-11 15:29:33 0
0
0 Form 13G
40 GBS Venture Partners Pty Ltd
GBS Bioventures II A/C
GBS Bioventures III A/C
10% Owner
2017-02-07 17:04:49 0
0
0 Form 13G