Insider Holders & Insider Ownership - PhenixFIN Corp (PFX)

List of insiders holdings for PhenixFIN Corp:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Amster Howard
Director
10% Owner
2024-11-22 16:59:20 233,969
29,567
263,536 Form 4
2 Lorber David A
CHAIRMAN AND CEO
10% Owner
2025-03-05 21:46:09 142,145
85,040
227,185 Form 4
3 Fentress Andrew
Director
2012-04-24 20:29:24 13,000
205,634
218,634 Form 4
4 Taube Brook
Chief Executive Officer
10% Owner
2019-10-29 16:10:53 0
190,000
190,000 Form 4
5 Taube Seth
Director
10% Owner
2019-10-29 16:13:06 0
177,510
177,510 Form 4
6 Fortress Investment Group LLC
DB Med Investor I LLC
Drawbridge Special Opportunities Fund LP
Drawbridge Special Opportunities GP LLC
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC
Fortress Principal Investment Holdings IV LLC
FIG LLC
Fortress Operating Entity I LP
FIG Corp.
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD
10% Owner
2020-11-23 17:25:47 131,738
0
131,738 Form 13G
7 Allorto Richard T JR
Chief Financial Officer
2015-06-01 18:50:57 20,000
0
20,000 Form 4
8 Tonkel Jeffrey B.
Director
2015-06-01 18:52:16 15,000
0
15,000 Form 4
9 Fredericks John D.
Chief Compliance Officer
2015-06-01 18:49:30 4,000
0
4,000 Form 4
10 McMillan Ellida
CHIEF FINANCIAL OFFICER
2025-03-11 19:05:55 2,636
0
2,636 Form 4
11 Lyons Robert K
Director
2015-12-15 21:32:14 2,000
0
2,000 Form 4
12 Hirtler-Garvey Karin
Director
2025-02-14 18:38:03 1,500
0
1,500 Form 4
13 ROBINSON LOWELL W
Director
2025-02-13 15:23:13 1,500
0
1,500 Form 4
14 Mack John Edward
Director
2012-05-22 11:03:06 1000
0
1000 Form 4
15 AINSBERG ARTHUR S
Director
2022-03-07 08:38:53 1000
0
1000 Form 4
16 LERDAL MARK D
Director
2017-06-23 16:28:01 0
0
0 Form 3
17 Burnett Louis
Director
2011-01-20 17:16:52 0
0
0 Form 3
18 Dorfman Richard Allen
Director
2012-02-27 16:30:39 0
0
0 Form 3
19 Medley Opportunity Fund Ltd.
10% Owner
2013-02-14 13:37:19 0
0
0 Form 13G
20 Rounsaville Guy JR
Director
2011-01-20 17:20:49 0
0
0 Form 3