List of insiders holdings for ClearBridge MLP & Midstream Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10% Owner |
2014-05-02 16:29:28 | 144,850,000 16,500,000 |
161,350,000 | Form 4 |
| 2 | KNIGHTS OF COLUMBUS 10% Owner |
2018-10-16 12:22:34 | 90,402,620 0 |
90,402,620 | Form 5 |
| 3 | NORTHWESTERN MUTUAL LIFE INSURANCE CO See General Remarks Below |
2014-05-07 12:33:30 | 62,500,000 2,500,000 |
65,000,000 | Form 3 |
| 4 | METROPOLITAN LIFE INSURANCE CO 10% Owner |
2017-02-27 12:00:30 | 14,100,000 0 |
14,100,000 | Form 3 |
| 5 | Mutual of Omaha Insurance Co UNITED OF OMAHA LIFE INSURANCE CO 10% Owner |
2022-11-18 16:32:04 | 71,429 157,143 |
228,572 | Form 3 |
| 6 | Eades Chris Portfolio Manager |
2020-11-18 19:55:28 | 9,292 0 |
9,292 | Form 4 |
| 7 | COLMAN CAROL L Director |
2018-03-12 14:21:48 | 8,120 0 |
8,120 | Form 4 |
| 8 | COHEN HARRY D Man. Dir & CIO of Subadviser |
2019-12-02 12:19:56 | 0 7,215 |
7,215 | Form 4 |
| 9 | Clarfeld Michael Portfolio Manager |
2020-03-13 15:07:13 | 7,000 0 |
7,000 | Form 4 |
| 10 | Vanderlee Peter Portfolio Manager of the Fund |
2017-12-08 11:42:25 | 2,800 0 |
2,800 | Form 4 |
| 11 | KAMERICK EILEEN A Director |
2016-09-19 15:37:34 | 1,382 0 |
1,382 | Form 4 |
| 12 | GERKEN R JAY Pres., CEO & Chairman |
2010-06-25 18:41:40 | 1000 0 |
1000 | Form 4 |
| 13 | Fuller Kenneth CEO, Pres. & Chairman |
2015-03-05 15:58:40 | 300 0 |
300 | Form 4 |
| 14 | Plafker Jed A. Director of Sub-Adviser |
2020-08-10 09:05:21 | 0 0 |
0 | Form 3 |
| 15 | Murphy Terrence CEO of Subadviser |
2018-12-14 09:53:51 | 0 0 |
0 | Form 4 |
| 16 | Berarducci Christopher Treas/Principal Finan Officer |
2019-09-30 15:36:24 | 0 0 |
0 | Form 3 |
| 17 | Agdern Robert D Director |
2019-12-23 11:31:16 | 0 0 |
0 | Form 4 |
| 18 | Boydston Laura Director of Sub-Adviser |
2020-01-10 11:37:13 | 0 0 |
0 | Form 3 |
| 19 | Kumar Nisha Director |
2019-01-09 11:46:11 | 0 0 |
0 | Form 3 |
| 20 | Jensen Fred Steven Chief Compliance Officer |
2020-04-24 12:44:57 | 0 0 |
0 | Form 3 |
| 21 | Glasser Scott Co-Chief Inv. Officer Sub Adv. |
2019-01-03 09:54:37 | 0 0 |
0 | Form 4 |
| 22 | Shaneyfelt Gwen L Director of Sub-Adviser |
2020-08-07 12:06:23 | 0 0 |
0 | Form 3 |
| 23 | Freeman Richard A Portfolio Manager of the Fund |
2019-01-02 11:57:33 | 0 0 |
0 | Form 4 |
| 24 | MANNING BARBARA BROOKE CCO/GC of Subadviser |
2018-12-06 12:05:26 | 0 0 |
0 | Form 4 |
| 25 | AMERICAN INTERNATIONAL GROUP INC. AMERICAN GENERAL LIFE INSURANCE CO See Remarks |
2024-10-07 16:06:30 | 0 0 |
0 | Form 13G |
| 26 | PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA 10% Owner |
2024-10-07 18:42:27 | 0 0 |
0 | Form 13G |
| 27 | Corebridge Financial Inc. See Remarks |
2024-10-07 16:05:25 | 0 0 |
0 | Form 13G |
| 28 | Saba Capital Management L.P. Weinstein Boaz 10% Owner |
2024-06-25 18:34:20 | 0 0 |
0 | Form 13D |
| 29 | AMERICAN INTERNATIONAL GROUP INC. See Remarks |
2024-10-07 16:06:30 | 0 0 |
0 | Form 13G |
| 30 | Tarallo Nicole Director of Subadviser |
2024-04-10 14:52:52 | 0 0 |
0 | Form 3 |
| 31 | Hinkle Matthew T. Manager/Inv Manager |
2024-01-03 20:39:40 | 0 0 |
0 | Form 3 |
| 32 | McElroy Patrick Portfolio Manager |
2024-01-02 15:36:58 | 0 0 |
0 | Form 3 |
| 33 | De Oliveira Marc Secretary/Chief Legal Officer |
2023-09-13 16:45:45 | 0 0 |
0 | Form 3 |
| 34 | GUARDIAN LIFE INSURANCE CO OF AMERICA 10% Owner |
2024-11-14 18:46:12 | 0 0 |
0 | Form 13G |
| 35 | JOHNSON JENNIFER M Director of Sub-Adviser |
2020-08-07 14:36:37 | 0 0 |
0 | Form 3 |
| 36 | Dolgov Jasna General Counsel/Subadviser |
2023-01-13 11:46:00 | 0 0 |
0 | Form 3 |
| 37 | CRONIN DANIEL P Director |
2022-10-07 11:22:11 | 0 0 |
0 | Form 4 |
| 38 | HUTCHINSON WILLIAM R Director |
2020-12-07 08:54:59 | 0 0 |
0 | Form 4 |
| 39 | Fergerson Laura F Manager/Investment Manager |
2020-10-09 11:33:32 | 0 0 |
0 | Form 3 |
| 40 | Eakes Brian Manager/Investment Manager |
2020-10-07 14:20:11 | 0 0 |
0 | Form 3 |
| 41 | Hoyt George P. Secretary and Ch Lgl Officer |
2020-08-19 17:49:16 | 0 0 |
0 | Form 3 |
| 42 | Nicholls Matthew Director of Sub-Adviser |
2020-08-10 10:21:44 | 0 0 |
0 | Form 3 |
| 43 | Kuehl Todd F Chief Compliance Officer |
2017-05-16 09:49:41 | 0 0 |
0 | Form 3 |
| 44 | MANDIA THOMAS C Assistant Secretary |
2010-06-23 19:52:32 | 0 0 |
0 | Form 3 |
| 45 | LEGG MASON INC Parent of the Manager |
2010-06-23 19:59:17 | 0 0 |
0 | Form 3 |
| 46 | DALEY CHARLES J JR Dir of Mgr/Dir of Subadviser |
2010-06-23 19:58:35 | 0 0 |
0 | Form 3 |
| 47 | Del Guercio Rocco CFO & Treasurer of the Manager |
2010-06-23 19:57:58 | 0 0 |
0 | Form 3 |
| 48 | SHEPLER ROBERT P Senior VP of the Manager |
2010-06-23 19:57:06 | 0 0 |
0 | Form 3 |
| 49 | Legg Mason Partners Fund Advisor LLC Manager of the Fund |
2010-06-23 19:56:21 | 0 0 |
0 | Form 3 |
| 50 | FRANK STEVEN Treasurer |
2010-06-23 19:54:49 | 0 0 |
0 | Form 3 |
| 51 | FRENKEL ROBERT I CLO and Secretary |
2010-06-23 19:54:13 | 0 0 |
0 | Form 3 |
| 52 | OZSOLAK KAPREL CFO |
2010-06-23 19:53:29 | 0 0 |
0 | Form 3 |
| 53 | Larrabee Leonard Secretary of the Subadviser |
2010-06-23 19:59:58 | 0 0 |
0 | Form 3 |
| 54 | Laskaj Albert Assistant Treasurer |
2010-06-23 19:51:56 | 0 0 |
0 | Form 3 |
| 55 | SALACUSE JESWALD W Director |
2010-06-23 19:51:14 | 0 0 |
0 | Form 3 |
| 56 | ROETT RIORDAN Director |
2010-06-23 19:50:21 | 0 0 |
0 | Form 3 |
| 57 | GELB LESLIE H Director |
2010-06-23 19:48:26 | 0 0 |
0 | Form 3 |
| 58 | CUCCHI PAOLO M Director |
2010-06-23 19:47:29 | 0 0 |
0 | Form 3 |
| 59 | Becker Ted P Chief Compliance Officer |
2010-06-23 19:45:07 | 0 0 |
0 | Form 3 |
| 60 | Renahan William J Assistant Secretary |
2010-06-23 19:43:57 | 0 0 |
0 | Form 3 |
| 61 | Clearbridge Investments LLC Subadviser of Fund |
2014-10-09 16:35:49 | 0 0 |
0 | Form 3 |
| 62 | Cashman Frances Director of Subadviser |
2017-06-02 12:38:01 | 0 0 |
0 | Form 3 |
| 63 | Kelly Jeanne Senior VP |
2010-06-23 19:34:43 | 0 0 |
0 | Form 3 |
| 64 | Eede Justin Director of Subadviser |
2016-03-29 13:58:38 | 0 0 |
0 | Form 3 |
| 65 | Kenney John Director of Subadviser |
2016-03-29 13:55:55 | 0 0 |
0 | Form 3 |
| 66 | Johnson Terence Director of Subadviser |
2016-03-29 13:49:36 | 0 0 |
0 | Form 3 |
| 67 | PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA Prudential Retirement Insurance & Annuity Co 10% Owner |
2024-10-07 18:42:27 | 0 0 |
0 | Form 13G |
| 68 | Trust Jane SVP of the Manager |
2015-04-24 18:52:56 | 0 0 |
0 | Form 3 |
| 69 | Sun Life Assurance Co of Canada SUN LIFE FINANCIAL INC 10% Owner |
2022-02-14 14:59:02 | 0 0 |
0 | Form 13G |
| 70 | Berg Jennifer s Treasurer |
2018-01-09 15:48:07 | 0 0 |
0 | Form 3 |
| 71 | List Cynthia CFO of Subadviser |
2014-09-23 16:16:40 | 0 0 |
0 | Form 3 |
| 72 | Olmert Amy Manager of Investment Manager |
2014-09-23 17:38:59 | 0 0 |
0 | Form 3 |
| 73 | Nachtwey Peter See Remarks |
2014-09-23 17:03:57 | 0 0 |
0 | Form 3 |
| 74 | Nattans Jeffrey Allen Director of Subadviser |
2014-09-23 16:36:31 | 0 0 |
0 | Form 3 |
| 75 | Sennett Richard Principal Financial Officer |
2011-12-02 13:46:43 | 0 0 |
0 | Form 3 |
| 76 | SUNDMAN PETER E Dir., Pres.&CEO of Subadviser |
2010-06-23 20:03:26 | 0 0 |
0 | Form 3 |
| 77 | ODENATH DAVID R Dir. of Manager and Subadviser |
2010-06-23 20:02:42 | 0 0 |
0 | Form 3 |