Insider Holders & Insider Ownership - IOVANCE BIOTHERAPEUTICS INC. (IOVA)

List of insiders holdings for IOVANCE BIOTHERAPEUTICS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 VOYTICKY DAVID J
Director
2013-07-26 19:17:50 5,627,867
13,353,215
18,981,082 Form 4
2 KESSLER PAUL
Chair,CEO, Pres., Pr.Acctg
2013-07-26 15:12:46 0
15,693,215
15,693,215 Form 4
3 Brooke Robert T.
Former director and officer
Director
2011-05-12 16:40:34 4,440,008
0
4,440,008 Form 13D
4 Cataldo Tony
CEO, President
2011-05-09 19:04:42 3,000,000
0
3,000,000 Form 4
5 Ayer Capital Management LP
Ayer Capital Partners LLC
ACM Capital Partners LLC
10% Owner
2015-05-20 15:06:56 2,823,333
0
2,823,333 Form 13G
6 MCKILLIGAN RICHARD
Former director and officer
Director
2011-04-13 17:23:00 2,720,016
0
2,720,016 Form 4
7 Singh Manish
President and CEO
10% Owner
2014-01-22 14:29:22 2,546,000
0
2,546,000 Form 4
8 Abotaleb Ibrahim
President & CEO
10% Owner
2008-03-07 15:04:38 2,000,000
0
2,000,000 Form 3
9 Lewis Gerald
Secretary Tresurer
10% Owner
2008-03-07 15:01:59 2,000,000
0
2,000,000 Form 3
10 BRISTOL INVESTMENT FUND LTD
10% Owner
2016-02-09 16:32:21 1,172,032
0
1,172,032 Form 13G
11 Schroeder Martin
Director
2012-03-09 19:02:07 0
1,000,000
1,000,000 Form 4/A
12 Ahn Mark J
Director
2010-05-28 14:04:32 750,000
0
750,000 Form 4
13 Kirby Daniel Gordon
Chief Commercial Officer
2025-02-12 17:17:04 305,000
0
305,000 Form 4
14 SCHIFFMAN GREGORY T
Chief Financial Officer
2016-11-15 18:31:27 300,000
0
300,000 Form 4
15 HAWKINS ELMA
President & CEO
2016-03-16 15:12:14 275,000
0
275,000 Form 4
16 Andrews William H
Director
2011-03-24 18:49:16 250,000
0
250,000 Form 3
17 Fardis Maria
President and CEO
2021-01-06 17:01:12 250,000
0
250,000 Form 4
18 Fischkoff Steven A.
Chief Medical Officer
2016-04-21 13:42:27 225,000
0
225,000 Form 4
19 Lotze Michael
Chief Scientific Officer
2016-03-30 19:15:15 225,000
0
225,000 Form 4
20 Puri Raj K.
Chief Regulatory Officer
2025-03-18 20:30:18 201,252
0
201,252 Form 4
21 Henderson Molly
CFO
2016-06-15 19:08:12 200,000
0
200,000 Form 4
22 Vogt Frederick G
Interim CEO & General Counsel
2025-03-07 20:06:49 187,500
0
187,500 Form 4
23 BRISTOL CAPITAL LLC
10% Owner
2014-03-20 16:40:20 133,532
0
133,532 Form 5
24 Rothbaum Wayne P.
Director
2024-03-05 17:56:48 100,000
0
100,000 Form 4
25 MORRIS TIMOTHY E
Chief Financial Officer
2019-03-06 17:00:40 100,000
0
100,000 Form 4
26 Dukes Iain D.
Director
2024-06-13 18:00:13 98,607
0
98,607 Form 4
27 Bellemin Jean-Marc
Chief Financial Officer
2025-03-07 20:05:11 93,750
0
93,750 Form 4
28 BILINSKY IGOR
Chief Operating Officer
2025-03-07 20:05:40 93,750
0
93,750 Form 4
29 GRAF FINCKENSTEIN FRIEDRICH
Chief Medical Officer
2025-03-07 20:06:00 93,750
0
93,750 Form 4
30 Valle Franco
Principal Accounting Officer
2017-04-03 19:44:35 91,330
0
91,330 Form 3
31 DIXON WENDY L
Director
2022-06-14 17:01:17 51,204
0
51,204 Form 4
32 MCPEAK MERRILL A
Director
2024-03-05 17:53:57 50,000
0
50,000 Form 4
33 WEISER MICHAEL
Director
2024-06-13 18:01:42 49,303
0
49,303 Form 4
34 YARNO WENDY L
Director
2024-06-13 18:02:37 49,303
0
49,303 Form 4
35 Countouriotis Athena
Director
2024-06-13 18:03:26 49,303
0
49,303 Form 4
36 Swartzburg Michael
Vice President, Finance (PAO)
2021-01-06 17:01:29 45,000
0
45,000 Form 4
37 Handelman Michael D
Chief Financial Officer
2014-12-09 14:32:15 40,000
0
40,000 Form 4
38 Venkatesan Jay
Director
2017-06-05 17:25:38 35,000
0
35,000 Form 4
39 Hillsberg Sanford
Director
2017-06-05 17:31:23 35,000
0
35,000 Form 4
40 Radvanyi Laszlo
Chief Scientific Officer
2014-12-09 21:10:51 32,407
0
32,407 Form 4
41 Bender James G.
Vice President - Manufacturing
2016-03-15 19:09:46 30,000
0
30,000 Form 4
42 Maynard Ryan D
Director
2024-11-14 17:00:09 7,500
0
7,500 Form 4
43 Coles L. Stephen
Director
2011-03-25 19:37:58 0
0
0 Form 3
44 Hamilton Atlantic
10% Owner
2010-11-04 21:38:40 0
0
0 Form 13D