Insider Holders & Insider Ownership - Allison Transmission Holdings Inc (ALSN)

List of insiders holdings for Allison Transmission Holdings Inc:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Onex Partners LLC
Onex US Principals LP
Onex Partners GP Inc.
Onex Partners II GP LP
Onex Allison Co-Invest LP
ONEX PARTNERS II L P
1597257 Ontario Inc.
Onex Advisor III LLC
Onex Advisor Subco LLC
10% Owner
2012-03-14 19:12:39 0
90,356,249
90,356,249 Form 3
2 TCG HOLDINGS LLC
TC Group LLC
TC Group IV Managing GP L.L.C.
Carlyle Partners IV AT Holdings L.P.
10% Owner
2012-03-22 16:52:57 0
75,348,750
75,348,750 Form 4
3 Onex Partners GP Inc.
Onex US Principals LP
Onex Partners II GP LP
Onex Allison Co-Invest LP
ONEX PARTNERS II L P
1597257 Ontario Inc.
Onex Advisor III LLC
Onex Advisor Subco LLC
10% Owner
2012-03-22 16:54:07 0
75,348,749
75,348,749 Form 4
4 Onex Partners GP Inc.
Onex US Principals LP
Onex Partners II GP LP
Onex Allison Co-Invest LP
ONEX PARTNERS II L P
1597257 Ontario Inc.
New PCo Investments Ltd.
10% Owner
2013-11-19 06:03:34 0
55,946,249
55,946,249 Form 4
5 Onex Partners GP Inc.
1597257 Ontario Inc.
New PCo II Investments Ltd.
Onex Partners II GP LP
Onex Allison Co-Invest LP
ONEX PARTNERS II L P
Onex US Principals LP
10% Owner
2014-06-11 16:05:25 0
5,321,249
5,321,249 Form 4
6 Harker William R
Director
2019-05-10 16:19:19 20,480
4,977,042
4,997,522 Form 4
7 Kirk Randall R.
SVP, Prod Eng & Planning
2021-08-10 17:19:13 317,890
0
317,890 Form 4
8 Tuttle Laurie B.
VP, Hybrid Programs
2012-12-19 16:28:04 228,177
0
228,177 Form 4
9 RABORN FRANCIS
Director
2018-05-14 16:17:39 3,233
169,947
173,180 Form 4
10 RABAUT THOMAS W
Director
2023-05-05 18:03:47 11,584
63,163
74,747 Form 4
11 Dick Michael
SVP, Ops and Purchasing
2022-03-15 14:14:07 63,594
0
63,594 Form 4
12 Headly Michael G.
SVP, Global MSS
2015-12-17 16:14:21 54,620
0
54,620 Form 4
13 Denison David
Director
2017-05-15 20:48:58 54,220
0
54,220 Form 4
14 Parish David L.
SVP, Ops and Purchasing
2015-12-17 16:16:47 50,988
0
50,988 Form 4
15 Dewey Lawrence E.
Director
2021-05-07 16:11:20 47,960
0
47,960 Form 4
16 Wanaselja James L.
VP, NA Mkt Sales & Service
2013-12-04 16:14:52 44,134
0
44,134 Form 4
17 GARCIA TUNON ALVARO
Director
2023-05-05 18:05:51 40,218
0
40,218 Form 4
18 Reynolds Richard VanFleet
Director
2023-05-05 18:00:58 37,044
0
37,044 Form 4
19 Coll John
SVP, Global MSS
2025-04-03 16:00:08 15,388
8,906
24,294 Form 4
20 Dyer Edward L.
VP, Defense Programs
10% Owner
2015-12-17 16:10:05 23,659
0
23,659 Form 4
21 ASKREN STANLEY A
Director
2023-05-05 18:08:47 18,271
0
18,271 Form 4
22 Mell Scott A
CFO & Treasurer
2025-04-16 16:15:04 14,602
0
14,602 Form 4
23 Milburn Ryan A.
VP, Engr. & Tech Dev.
2025-03-18 16:05:08 14,191
0
14,191 Form 4
24 Ledford Gregory S
Director
2016-05-16 16:38:29 10,649
0
10,649 Form 4
25 Dean Sharon L.
VP, Quality and Reliability
2016-12-02 16:27:38 10,062
0
10,062 Form 4
26 Spivy Gregory P
ValueAct Holdings L.P.
ValueAct Capital Master Fund L.P.
VA Partners I LLC
ValueAct Capital Management L.P.
ValueAct Capital Management LLC
ValueAct Holdings GP LLC
See Remarks
2017-05-15 20:25:47 6,925
0
6,925 Form 4
27 Bernasek Brian A
Director
2015-05-18 16:12:57 4,488
0
4,488 Form 4
28 Anspach Mark A.
VP, Global Procurement
2012-03-22 17:01:30 3,399
0
3,399 Form 4
29 EVERITT DAVID C
Director
2025-03-18 16:05:18 3,344
0
3,344 Form 4
30 Gilis Kosty
Director
2015-05-18 16:17:10 2,493
0
2,493 Form 4
31 LAVIN RICHARD P
Director
2025-03-18 16:05:10 1,913
0
1,913 Form 4
32 HAZNEDAR CAROLANN I
Director
2025-03-18 16:05:04 1,256
0
1,256 Form 4
33 Altmaier Judy L
Director
2025-03-18 16:05:12 1,146
0
1,146 Form 4
34 Graziosi David S.
Chair, President and CEO
2025-03-18 16:05:06 791
0
791 Form 4
35 Bohley G Frederick
COO, CFO & Treasurer
2025-03-18 16:05:14 182
0
182 Form 4
36 Basso Rafael
VP, Operations
2024-09-04 20:36:25 120
0
120 Form 4
37 Price Robert M.
VP, Human Resources
2013-12-04 16:10:21 114
0
114 Form 4
38 Eifert Thomas
VP, Quality Plan & Prog Mgmt
2025-03-18 16:05:05 53
0
53 Form 4
39 Scroggins Eric C.
VP, Gen. Counsel & Assist. Sec
2025-03-18 16:05:21 53
0
53 Form 4
40 van Niekerk Teresa
VP, Chief Procurement Officer
2025-03-18 16:05:17 53
0
53 Form 4
41 Mishler Marsha
Director
2015-11-30 16:47:04 48
0
48 Form 4
42 Pittard Dana JH
VP, Defense Programs
2025-03-18 16:05:13 42
0
42 Form 4
43 Perna Gustave
Director
2025-03-18 16:05:06 20
0
20 Form 4
44 Shivram Krishna
Director
2025-03-18 16:05:07 20
0
20 Form 4
45 Ostojic Sasha
Director
2025-03-18 16:05:09 20
0
20 Form 4
46 Christman Philip J
Director
2025-03-18 16:05:11 20
0
20 Form 4
47 BARBOUR D. SCOTT
Director
2025-03-18 16:05:13 20
0
20 Form 4
48 Mersky Seth
Director
2012-03-14 20:06:41 0
0
0 Form 3
49 STAR JAMES A
Former Director
Director
2019-02-13 16:22:09 0
0
0 Form 5
50 ONEX CORP
SCHWARTZ GERALD W
Onex American Holdings II LLC
Onex American Holdings GP LLC
Allison Executive Investco LLC
Allison Executive Investco II LLC
Onex American Holdings Subco LLC
OAH Wind LLC
Onex Allison Holding Ltd S.A.R.L.
10% Owner
2015-02-12 17:28:02 0
0
0 Form 13G
51 Carlyle Group Management L.L.C.
Carlyle Group L.P.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
TC Group LLC
TC Group IV Managing GP L.L.C.
Carlyle Partners IV AT Holdings L.P.
10% Owner
2015-02-12 17:22:53 0
0
0 Form 13G
52 Carlyle Group Management L.L.C.
Carlyle Group L.P.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
TC Group Sub L.P.
10% Owner
2015-02-12 17:22:53 0
0
0 Form 13G