Insider Holders & Insider Ownership - Nuverra Environmental Solutions Inc. (NES)

List of insiders holdings for Nuverra Environmental Solutions Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Xu Hong Bin
Director
10% Owner
2009-02-17 15:52:11 18,369,000
0
18,369,000 Form 13G
2 HECKMANN RICHARD J
Executive Chairman
2013-02-14 12:57:59 11,929,086
0
11,929,086 Form 13G
3 Ascribe Capital LLC
AMERICAN SECURITIES LLC
Ascribe III Investments LLC
Ascribe Opportunities Fund III L.P.
Ascribe Opportunities Fund III(B) L.P.
Ascribe Associates III LLC
10% Owner
2019-01-07 17:13:49 7,021,879
0
7,021,879 Form 13D
4 Ascribe Management LLC
Ascribe II Investments LLC
Ascribe Opportunities Fund II LP
Ascribe Opportunities Fund II(B) LP
Ascribe Associates II LLC
10% Owner
2019-01-02 17:10:52 7,021,879
0
7,021,879 Form 4
5 Gates Capital Management L.P.
Gates Capital Management GP LLC
Gates Capital Management Inc.
Gates Jeffrey L
10% Owner
2022-02-25 16:16:22 0
6,626,660
6,626,660 Form 4
6 KITT BARRY M
10% Owner
2009-06-18 17:14:52 0
5,987,235
5,987,235 Form 4
7 Gordon Charles R.
President
2012-10-11 19:14:30 800,000
0
800,000 Form 4
8 ANDERSON BRIAN
Vice President/CFO
2011-07-06 19:08:57 270,000
0
270,000 Form 4
9 Parkinson Jay Curtis
See Remarks
2014-03-20 21:05:02 105,000
366.71
105,367 Form 4
10 Georgino Damian C
EVP, Corp Dev and CLO
2012-05-10 21:11:07 100,000
4,000
104,000 Form 4
11 QUAYLE DAN
Director
2017-08-09 16:58:44 78,689
14,436
93,125 Form 4
12 Simonds Robert
Director
2017-08-09 16:58:18 88,789
875
89,664 Form 4
13 Barkett Edward A
Director
2017-08-09 16:58:58 79,504
10,000
89,504 Form 4
14 JOHNSRUD MARK D
See Remarks
2018-03-13 21:17:18 88,603
0
88,603 Form 4/A
15 TRAFF TIM L
Director
2008-11-07 18:58:58 84,000
0
84,000 Form 3
16 Nelson Ralph Daniel
Director
2017-08-09 16:54:44 76,729
0
76,729 Form 4
17 HOLMES TOD C
Director
2017-08-09 16:54:01 70,946
0
70,946 Form 4
18 Fox Robert Young
President & COO
2021-02-09 16:59:51 62,032
0
62,032 Form 4
19 AUSTIN WILLIAM M
Director
2017-08-09 16:57:41 61,579
0
61,579 Form 4
20 Ezzell Donald
Vice President/General Counsel
2010-08-19 19:34:56 50,000
0
50,000 Form 4/A
21 Griggs John
Director
2020-04-22 19:34:23 47,857
0
47,857 Form 4
22 OSBORNE ALFRED E JR
Director
2017-08-09 16:58:26 30,000
9,000
39,000 Form 4
23 HOLTZ LOU
Director
2014-03-26 19:05:22 28,917
10,000
38,917 Form 4
24 Chisholm Christopher
Exec VP, CAO, and Interim CFO
2014-11-18 19:05:43 28,414
495.12
28,909 Form 4
25 Heinlein Gregory J
Former EVP and CFO
2016-04-04 19:34:56 20,969
0
20,969 Form 4
26 Seidel Andrew D
Director
2014-03-26 19:02:56 13,994
6,600
20,594 Form 4
27 SPENCE KEVIN L.
Director
2014-03-26 18:59:37 8,094
0
8,094 Form 4
28 Kevane Christopher E.
EVP & Chief Legal Officer
2013-12-12 12:48:09 4,000
0
4,000 Form 4
29 Lang Edward A.
EVP & Chief Financial Officer
2018-11-08 16:57:29 3,000
0
3,000 Form 4
30 Hilgendorf Stacy W.
SEE REMARKS
2017-08-09 16:53:59 0
300
300 Form 4
31 Devlin James
Pres. & COO of Thermo Fluids
2012-05-10 21:13:04 0
0
0 Form 3/A
32 First Lawrence A.
Director
2018-05-03 16:06:12 0
0
0 Form 3
33 Proctor Kim M
See Remarks
2020-03-19 06:15:27 0
0
0 Form 3
34 ALYDAR PARTNERS LLC
Alydar Fund Ltd
ALYDAR QP FUND LP
ALYDAR FUND LP
Alydar Capital LLC
Alysun QP Fund LP
Alysun Fund Ltd
Alysun Fund LP
Alysheba Fund Ltd
Alysheba QP Fund L P
Indirect Beneficial Owner
10% Owner
2011-02-14 13:54:47 0
0
0 Form 13G
35 Bond Patrick L
See Remarks
2021-06-14 12:26:38 0
0
0 Form 3
36 Bauer Eric T
See Remarks
2022-02-23 18:28:13 0
0
0 Form 4
37 Nightingale David
Director
2022-02-23 18:31:45 0
0
0 Form 4
38 Crabb Joseph M
EVP & Chief Legal Officer
2022-02-23 18:32:22 0
0
0 Form 4
39 MCGOVERN MICHAEL Y
Director
2022-02-23 18:32:43 0
0
0 Form 4
40 Thompson Charles K.
See Remarks
2022-02-23 18:34:13 0
0
0 Form 4
41 ALYDAR PARTNERS LLC
Alysheba Fund L P
Murphy John Albert
Indirect Beneficial Owner
10% Owner
2011-02-14 13:54:47 0
0
0 Form 13G