Insider Holders & Insider Ownership - Tracon Pharmaceuticals Inc. (TCON)

List of insiders holdings for Tracon Pharmaceuticals Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Viswanathan Ravi
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:54:01 0
4,173,967
4,173,967 Form 4
2 Sonsini Peter W.
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:53:34 0
4,173,967
4,173,967 Form 4
3 SANDELL SCOTT D
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:53:10 0
4,173,967
4,173,967 Form 4
4 MOTT DAVID M
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:52:43 0
4,173,967
4,173,967 Form 4
5 KERINS PATRICK J
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:52:18 0
4,173,967
4,173,967 Form 4
6 Florence Anthony A. Jr.
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:51:52 0
4,173,967
4,173,967 Form 4
7 BARRETT M JAMES
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:50:11 0
4,173,967
4,173,967 Form 4
8 BARRIS PETER J
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:51:01 0
4,173,967
4,173,967 Form 4
9 BASKETT FOREST
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2018-03-27 16:51:26 0
4,173,967
4,173,967 Form 4
10 KOLLURI KRISHNA KITTU
10% Owner
2016-11-29 17:58:25 0
2,758,039
2,758,039 Form 4
11 DRANT RYAN D
10% Owner
2015-02-05 15:55:27 0
1,888,474
1,888,474 Form 4
12 Weller Harry R
10% Owner
2015-02-05 15:57:59 0
1,888,474
1,888,474 Form 4
13 Brookline Tracon Investment Fund II LLC
BROOKLINE TRACON INVESTMENT FUND LLC
CSA Biotechnology Fund I llc
CSA Biotechnology Fund II LLC
10% Owner
2015-12-21 20:08:47 657,552
580,050
1,237,602 Form 4
14 THEUER CHARLES
PRESIDENT AND CEO
2024-03-13 17:56:13 924,717
0
924,717 Form 4
15 JAFCO Super V3 Investment Limited Partnership
10% Owner
2018-02-13 08:21:49 787,774
0
787,774 Form 13G
16 Brown Scott B.
CHIEF FINANCIAL OFFICER
2024-03-13 17:59:38 249,928
0
249,928 Form 4
17 Ikarian Capital LLC
Ikarian Healthcare Master Fund L.P.
Ikarian Healthcare Fund GP L.P.
Chart Westcott Living Trust
Shahrestani Neil
Member of 10% Group
10% Owner
2024-11-14 20:51:58 133,404
0
133,404 Form 13G
18 Adams Bonne J.
Chief Operating Officer
2023-02-09 21:31:55 99,000
0
99,000 Form 4
19 BITAR PATRICIA L
CFO
2018-02-23 19:02:45 95,000
0
95,000 Form 4
20 WIGGINS MARK C
Chief Business Officer
2022-02-01 17:00:31 80,000
0
80,000 Form 4
21 Puissance Cross-Border Opportunities V LLC
Puissance Cross-Border Opportunities IV LLC
Puissance Life Science Opportunities Fund VI
Puissance Capital Management LP
Puissance Capital Management (GP) LLC
Puissance Capital Fund (GP) LLC
Wang Theodore T
10% Owner
2020-02-13 20:30:52 76,048
0
76,048 Form 13D
22 Puissance Cross-Border Opportunities V LLC
Puissance Cross-Border Opportunities IV LLC
Puissance Capital Management LP
Puissance Capital Fund (GP) LLC
Puissance Capital Management (GP) LLC
Wang Theodore T
10% Owner
2020-02-13 20:30:52 76,048
0
76,048 Form 13D
23 LOGAN H CASEY
Chief Business Officer
2018-01-23 19:12:41 27,754
0
27,754 Form 4
24 Twiford J Rainer
Director
2023-04-21 20:36:31 18,000
0
18,000 Form 4
25 LARUE WILLIAM R
Director
2023-04-21 20:37:53 18,000
0
18,000 Form 4
26 WORLAND STEPHEN T
Director
2023-04-21 20:41:50 18,000
0
18,000 Form 4
27 MATTINGLY MARTIN A
Director
2023-04-21 20:44:49 18,000
0
18,000 Form 4
28 PELLETIER SAUNDRA L
Director
2023-04-21 20:48:32 18,000
0
18,000 Form 4
29 Lam Carol C.
Director
2023-04-21 20:52:54 18,000
0
18,000 Form 4
30 Johnson-Pratt Lisa
Director
2023-04-21 20:55:25 18,000
0
18,000 Form 4
31 Walker Paul Edward
Director
2020-06-16 17:27:55 4,500
0
4,500 Form 4
32 SHAZER RONALD L
Chief Medical Officer
2016-06-07 19:59:21 335
0
335 Form 4
33 Hozoji Hironori
Director
2015-01-29 20:30:47 0
0
0 Form 3
34 Lazar David E.
Chief Business Dev Officer
2024-05-13 17:00:43 0
0
0 Form 3
35 Opaleye Management Inc.
10% Owner
2024-02-09 16:05:32 0
0
0 Form 13D
36 New Enterprise Associates 14 L.P.
NEA Partners 14 L.P.
NEA 14 GP LTD
10% Owner
2021-03-10 21:40:44 0
0
0 Form 13D
37 Harada Kenji
Director
2015-01-29 20:31:38 0
0
0 Form 3