Insider Holders & Insider Ownership - NovaBay Pharmaceuticals Inc. (NBY)

List of insiders holdings for NovaBay Pharmaceuticals Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 China Pioneer Pharma Holdings Ltd
10% Owner		 2017-01-13 15:03:52 5,212,748
0		 5,212,748 Form 13D
2 Pioneer Pharma (Hong Kong) Co Ltd
10% Owner		 2019-06-13 21:32:01 5,188,421
0		 5,188,421 Form 4
3 Pioneer Pharma (Singapore) Pte. Ltd.
10% Owner		 2016-09-26 18:05:14 5,188,421
0		 5,188,421 Form 4
4 Najafi Ramin
Najafi Family Trust dated September 13 2006
Chief Executive Officer		 2015-02-11 14:03:12 4,198,656
0		 4,198,656 Form 13G
5 NAQU AREA PIONEER PHARMA CO. LTD.
10% Owner		 2012-11-20 14:14:24 0
4,000,000		 4,000,000 Form 4
6 Fu Jian Ping
10% Owner		 2020-08-24 17:04:46 4,000,000
0		 4,000,000 Form 13D
7 POPLAR POINT CAPITAL PARTNERS LP
POPLAR POINT CAPITAL MANAGEMENT LLC
POPLAR POINT CAPITAL GP LLC
FAKHRY JAD
10% Owner		 2025-04-15 12:50:08 1,020,300
0		 1,020,300 Form 4
8 WU ROY J
SVP Bus & Corp Development		 2015-10-06 20:17:19 639,725
0		 639,725 Form 4
9 Khosrovi Behzad
SVP Product Development		 2013-01-14 20:46:03 536,283
0		 536,283 Form 4
10 Dailley Anthony
Director		 2014-03-21 19:24:58 477,226
0		 477,226 Form 4
11 Stroman David W.
SVP, Ophthalmic Product Devt.		 2015-10-06 20:23:35 474,834
0		 474,834 Form 4
12 McGovern John Joseph
Int Pres, CEO, CFO & Treasurer		 2018-10-11 16:30:29 440,000
0		 440,000 Form 4
13 Cashion Charles
Director		 2015-01-06 18:02:56 377,156
0		 377,156 Form 4
14 PAULSON THOMAS J
CFO		 2017-01-26 18:43:17 310,788
0		 310,788 Form 4
15 Wicks Tony D.S.
Director		 2015-01-06 16:31:06 301,016
0		 301,016 Form 4
16 Bley Keith R
SVP Product Development		 2014-09-30 14:18:34 258,120
0		 258,120 Form 4
17 Anderson Mark Brian
CSO		 2011-11-01 18:32:23 242,000
0		 242,000 Form 4
18 Tufts Robert R.
Director		 2014-01-31 19:48:02 191,468
0		 191,468 Form 4
19 O'Reilly John James
SVP Business and Corporate Dev		 2011-02-01 18:31:29 94,400
0		 94,400 Form 4/A
20 HIXSON HARRY F JR
Director		 2010-01-05 16:25:34 88,316
0		 88,316 Form 4
21 Hall Justin
CEO, GC and Director		 2022-09-16 20:45:30 83,172
0		 83,172 Form 4
22 Xu Wang
NEO - Sr Mgr and Controller		 2020-08-24 16:49:57 75,000
0		 75,000 Form 4
23 Scott Colin
VP, Clinical Research and Dev		 2011-02-01 18:18:25 72,900
0		 72,900 Form 4/A
24 McPherson T. Alex
Director		 2016-01-06 18:43:04 44,210
0		 44,210 Form 4
25 Ma Yonghao
Director		 2018-06-04 14:24:11 43,629
0		 43,629 Form 4
26 Hoon Russell A.
Senior Vice President		 2015-04-30 15:01:30 34,217
0		 34,217 Form 4/A
27 Garlikov Julie
Director		 2024-05-30 21:31:33 30,000
0		 30,000 Form 4
28 Freiman Paul E.
Director		 2024-05-30 21:29:26 30,000
0		 30,000 Form 4
29 Sit Swan
Director		 2024-05-30 21:27:15 30,000
0		 30,000 Form 4
30 WU MIJIA
Director		 2024-05-30 21:24:28 30,000
0		 30,000 Form 4
31 Zheng Yenyou
Director		 2024-05-30 21:22:16 30,000
0		 30,000 Form 4
32 Zheng Yongxiang
Director		 2024-05-30 21:17:52 30,000
0		 30,000 Form 4
33 Li Xinzhou
Director
10% Owner		 2021-05-25 16:46:20 30,000
0		 30,000 Form 4
34 SIECZKAREK MARK M
Director		 2019-10-28 16:25:22 20,000
0		 20,000 Form 4
35 Liu Yanbin
Director		 2018-06-04 14:16:37 20,000
0		 20,000 Form 4
36 Zavodnick Todd Erik
Director		 2019-10-30 16:31:06 20,000
0		 20,000 Form 4
37 Maderis Gail J
Director		 2019-10-28 16:25:58 20,000
0		 20,000 Form 4
38 LIU XIAOYAN
Director		 2017-01-04 18:25:48 15,245
0		 15,245 Form 4
39 Najafi Ramin
Chief Executive Officer
10% Owner		 2015-08-21 16:03:12 0
12,000		 12,000 Form 4
40 STUART LEWIS J
Chief Commercial Officer		 2018-01-08 18:29:17 10,000
0		 10,000 Form 4
41 Radaelli Massimo
Director		 2016-01-06 19:04:33 2,400
0		 2,400 Form 4
42 Law Tommy
Interim CFO		 2023-02-24 16:45:45 858
0		 858 Form 3
43 Kunin Jeffrey
President, DERMAdoctor, LLC		 2022-12-07 16:55:13 0
0		 0 Form 4
44 Kunin Audrey
Chief Product Officer		 2022-12-07 16:55:37 0
0		 0 Form 4
45 Jones Andrew D.
CFO		 2023-02-17 17:30:55 0
0		 0 Form 4
46 Wang Xiaopei
Former Director
Director		 2020-08-24 16:47:50 0
0		 0 Form 4
47 Raleigh Jason Philip
Interim CFO and Treasurer		 2019-10-28 16:30:15 0
0		 0 Form 4/A