List of insiders holdings for GUGGENHEIM STRATEGIC OPPORTUNITIES FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | TOUPIN RONALD E JR TRUSTEE Director |
2023-03-14 18:57:20 | 15,294 0 |
15,294 | Form 4/A |
| 2 | Oliverius Maynard F. Trustee Director |
2018-12-21 09:43:49 | 14,650 0 |
14,650 | Form 4 |
| 3 | Futrell J. Thomas Chief Executive Officer |
2010-02-16 16:35:13 | 13,018 0 |
13,018 | Form 4 |
| 4 | Silvergold Eric Managing Director Director |
2010-12-08 14:26:02 | 5,205 0 |
5,205 | Form 4 |
| 5 | FRIEDRICH ROMAN III Trustee Director |
2019-05-08 17:12:29 | 5,075 0 |
5,075 | Form 4 |
| 6 | Cacciapaglia Donald CEO of Fund |
2014-01-21 14:06:03 | 4,700 0 |
4,700 | Form 4 |
| 7 | Corr Roy Vice President of GOF fund |
2010-10-25 15:07:24 | 2,700 0 |
2,700 | Form 5 |
| 8 | Brock-Kyle Angela TRUSTEE Director |
2024-09-03 17:28:11 | 2,432 0 |
2,432 | Form 4 |
| 9 | Walsh Anne Bookwalter Managing Director Director |
2007-09-10 17:57:00 | 2,000 0 |
2,000 | Form 4 |
| 10 | Sajadian Shahab Director of Risk Management |
2008-03-18 12:31:15 | 2,000 0 |
2,000 | Form 4 |
| 11 | Bethe Donald Senior Managing Director |
2008-03-19 13:59:42 | 0 1,500 |
1,500 | Form 4 |
| 12 | Bonos Nikolaos Senior Management of Affiliate |
2014-10-29 09:46:12 | 1,250 97 |
1,347 | Form 3 |
| 13 | Chubb Donald A. Jr. Trustee Director |
2015-06-29 09:31:31 | 1000 0 |
1000 | Form 4 |
| 14 | KARN ROBERT B III Trustee Director |
2014-03-18 11:57:14 | 1000 0 |
1000 | Form 4 |
| 15 | Daviduk Robert N. Managing Director Director |
2008-09-18 15:22:38 | 700 0 |
700 | Form 4 |
| 16 | Michal James W. Portfolio Manager |
2016-04-13 09:51:52 | 647 0 |
647 | Form 4 |
| 17 | NYBERG RONALD Trustee Director |
2008-05-02 12:05:47 | 500 0 |
500 | Form 4 |
| 18 | McWhinnie Glenn Assistant Treasurer |
2016-11-30 15:34:40 | 0 0 |
0 | Form 3 |
| 19 | Brown Steven H. Portfolio Manager |
2014-08-25 14:19:03 | 0 0 |
0 | Form 3 |
| 20 | Nelson Adam J Assistant Treasurer |
2015-12-30 14:46:55 | 0 0 |
0 | Form 3 |
| 21 | Szafran Jon Assistant Treasurer |
2018-09-14 11:34:08 | 0 0 |
0 | Form 3 |
| 22 | Megaris Michael P Assistant Secretary |
2014-04-11 18:59:24 | 0 0 |
0 | Form 3 |
| 23 | Belden William H Vice President |
2014-04-11 18:39:15 | 0 0 |
0 | Form 3 |
| 24 | Stone Bryan Vice President |
2014-04-11 17:44:33 | 0 0 |
0 | Form 3 |
| 25 | Kemp Keith David Assistant Treasurer |
2017-01-09 16:14:49 | 0 0 |
0 | Form 3 |
| 26 | Binder Brian E. President and CEO |
2018-04-05 15:24:11 | 0 0 |
0 | Form 3 |
| 27 | Bloch Adam portfolio manager |
2018-08-17 09:48:47 | 0 0 |
0 | Form 4 |
| 28 | Lee Amy J. Vice President |
2012-12-20 10:48:09 | 0 0 |
0 | Form 3 |
| 29 | Minerd B. Scott Chief Inv. Officer of Adviser |
2019-07-10 16:46:41 | 0 0 |
0 | Form 4 |
| 30 | Serdensky Evan Loring Portfolio Manager |
2019-09-24 13:47:11 | 0 0 |
0 | Form 3 |
| 31 | LYDON THOMAS F JR Trustee Director |
2019-11-15 13:29:40 | 0 0 |
0 | Form 3 |
| 32 | SPONEM SANDRA G Trustee Director |
2019-11-15 13:43:11 | 0 0 |
0 | Form 3 |
| 33 | Rehder William Assistant Vice President |
2020-02-03 15:21:12 | 0 0 |
0 | Form 4 |
| 34 | Hollowell III Orenzo Perry Portfolio Manager |
2021-11-03 10:18:44 | 0 0 |
0 | Form 3 |
| 35 | Barnes Randall C TRUSTEE Director |
2024-07-03 11:47:32 | 0 0 |
0 | Form 4 |
| 36 | Miller Elisabeth Chief Compliance Officer |
2024-12-05 15:40:26 | 0 0 |
0 | Form 3 |
| 37 | CLAYMORE SECURITIES INC Investment Distributor/Advisor |
2009-03-25 16:33:24 | 0 0 |
0 | Form 4 |
| 38 | Howley James Assistant Treasurer |
2007-07-11 15:54:19 | 0 0 |
0 | Form 3 |
| 39 | Patterson Matthew Secretary |
2007-07-11 15:59:56 | 0 0 |
0 | Form 3 |
| 40 | Saxon Bruce Chief Compliance Officer |
2007-07-11 16:04:31 | 0 0 |
0 | Form 3 |
| 41 | DALMASO NICHOLAS CEO and CLO |
2007-07-11 15:39:05 | 0 0 |
0 | Form 3 |
| 42 | Mathiasen Mark Secretary |
2008-01-31 11:34:53 | 0 0 |
0 | Form 3 |
| 43 | Nguyen Melissa J Assistant Secretary |
2008-02-08 17:36:58 | 0 0 |
0 | Form 3 |
| 44 | Robinson Kevin M. Chief Legal Officer |
2008-06-09 15:57:23 | 0 0 |
0 | Form 3 |
| 45 | Furjanic Mark Assistant Treasurer |
2008-06-09 16:08:36 | 0 0 |
0 | Form 3 |
| 46 | Swade Donald Assistant Treasurer |
2008-06-09 16:33:42 | 0 0 |
0 | Form 3/A |
| 47 | Flowers Jayson portfolio manager |
2009-03-20 17:27:34 | 0 0 |
0 | Form 3 |
| 48 | Engin Kerim Managing Dir./Portfolio Constr |
2009-03-20 17:28:28 | 0 0 |
0 | Form 3 |
| 49 | Pesaran Jamal Portfolio Mgr/Trader |
2009-03-20 17:29:18 | 0 0 |
0 | Form 3 |
| 50 | Arruda Joseph M Assistant Treasurer |
2014-04-11 11:45:28 | 0 0 |
0 | Form 3 |
| 51 | Curcio Michael Managing Director Director |
2009-08-11 11:21:30 | 0 0 |
0 | Form 4 |
| 52 | Hudson Elizabeth H Assistant Secretary |
2009-11-19 11:19:23 | 0 0 |
0 | Form 3 |
| 53 | Albelda Bruce CFO, C Acct Off & Treas |
2010-10-15 13:10:46 | 0 0 |
0 | Form 3 |
| 54 | Sullivan John Louis CFO, Chf Acctng Off & Treas. |
2011-01-28 16:09:34 | 0 0 |
0 | Form 3 |
| 55 | KELLY STEVENS T Assistant Secretary |
2012-03-06 15:55:12 | 0 0 |
0 | Form 3 |
| 56 | Mitchell Patrick L Considered an Insider to Fund |
2012-04-13 15:43:12 | 0 0 |
0 | Form 4 |
| 57 | Edgeworth Ann E. Interim CCO |
2012-05-23 17:47:46 | 0 0 |
0 | Form 3 |
| 58 | Maltbie Derek Dale Assistant Treasurer |
2012-05-24 16:40:58 | 0 0 |
0 | Form 3 |
| 59 | Catalucci Joanna M. Interim CCO |
2012-10-05 08:22:30 | 0 0 |
0 | Form 3 |
| 60 | HILL STEVEN M Assistant Treasurer |
2007-07-11 15:47:26 | 0 0 |
0 | Form 3 |
| 61 | Scott Kimberly J. Assistant Treasurer |
2013-09-12 11:00:18 | 0 0 |
0 | Form 3 |
| 62 | Farley Jerry B Trustee Director |
2014-04-09 09:20:53 | 0 0 |
0 | Form 3 |