Insider Holders & Insider Ownership - SARATOGA INVT CORP NT 12/31/27 (SAY)

List of insiders holdings for SARATOGA INVT CORP NT 12/31/27:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 GSC CDO III LLC
10% Owner		 2009-02-13 13:58:11 995,798
0		 995,798 Form 13G
2 Oberbeck Christian L
CEO and Director
10% Owner		 2024-12-03 13:10:34 633,217
283,661		 916,878 Form 4
3 CLO PARTNERS LLC
Member of 10% owner group		 2010-08-03 19:53:18 789,474
0		 789,474 Form 3
4 Saratoga Investment Advisors LLC
Member of 10% owner group		 2010-08-03 20:28:50 789,474
0		 789,474 Form 3
5 Birkelund John P.
Member of 10% owner group		 2010-08-03 19:50:32 657,895
0		 657,895 Form 3
6 Oberbeck Elizabeth
10% Owner		 2020-01-16 15:40:16 549,183
0		 549,183 Form 13D
7 Phillips Charles G IV
Member of 10% owner group.		 2010-08-03 20:25:26 328,947
0		 328,947 Form 3
8 Petrocelli Richard A
CFO, Secretary, CCO		 2010-08-03 20:37:00 328,947
0		 328,947 Form 4
9 INGLESBY THOMAS V
Chief Executive Officer		 2014-01-06 14:18:36 269,549
0		 269,549 Form 13D
10 DURKIN CHARLES P JR
Member of 10% owner group		 2010-08-03 19:58:35 197,368
0		 197,368 Form 3
11 GRISIUS MICHAEL J
President and Director		 2016-06-22 08:42:02 134,289
0		 134,289 Form 4
12 WILLIAMS GEORGE CABELL III
Director		 2020-05-11 16:55:39 64,297
0		 64,297 Form 4
13 HAYDEN RICHARD M
Director		 2010-04-14 16:39:06 7,162
43,080		 50,242 Form 5
14 Steenkamp Henri J
CFO, CCO, Treasurer and Sec.		 2024-08-27 16:30:14 44,668
0		 44,668 Form 4
15 Castro Daniel I JR
Member of Inv. Comm.		 2007-11-05 21:20:00 40,000
0		 40,000 Form 4
16 MacMurray John F.
Member of 10% owner group		 2010-08-03 20:05:35 36,184
0		 36,184 Form 3
17 CUMMINGS ROBERT F JR
Director		 2007-11-05 21:24:17 16,737
0		 16,737 Form 4
18 Allorto Richard T JR
Chief Financial Officer		 2008-06-10 16:26:31 10,000
0		 10,000 Form 4
19 Katzenstein Seth M
Man. Dir. of CCG of GSC Group		 2007-11-05 21:17:28 8,300
0		 8,300 Form 4
20 Wright Alexander B
Man. Dir. of CCG of GSC Group		 2008-02-05 16:33:26 6,250
0		 6,250 Form 4/A
21 Libassi Thomas J
Member of Investment Committee		 2008-01-22 20:56:49 5,498
0		 5,498 Form 3/A
22 Looney Steven M
Director		 2022-08-02 17:11:00 3,758
0		 3,758 Form 4
23 Thompson David B JR
VP of CCG of GSC Group		 2008-06-10 17:33:23 2,250
0		 2,250 Form 4
24 BARKER PETER K
Director		 2007-04-03 21:55:24 2,000
0		 2,000 Form 4
25 Turkedjiev Ivo
VP Corporate Credit Group		 2008-06-10 17:30:36 1,600
0		 1,600 Form 4
26 Kline John R
Vice Pres. Corp. Credit		 2007-08-01 17:16:18 1,500
0		 1,500 Form 4
27 Whitman III Charles S
Director		 2011-01-26 17:29:11 1000
0		 1000 Form 4
28 Monticciolo Michael J
Chief Compliance Officer		 2007-04-03 21:56:55 300
0		 300 Form 4
29 Siegel Harvey E
Man. Dir. of CCG of GSC Group		 2007-04-03 21:54:08 0
0		 0 Form 3
30 George Allison
VP Corporate Credit Group		 2008-05-02 17:20:53 0
0		 0 Form 3
31 Rice David C
Chief Compliance Officer		 2007-09-21 15:10:04 0
0		 0 Form 3
32 GORET DAVID L
Vice President and Secretary		 2007-04-03 21:56:59 0
0		 0 Form 3