Insider Holders & Insider Ownership - ReShape Weightloss Inc. (RSLS)

List of insiders holdings for ReShape Weightloss Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 BAY CITY CAPITAL LLC
Bay City Capital Fund IV L.P.
BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP
Bay City Capital Management IV LLC
10% Owner
2011-09-27 11:41:54 8,555,530
0
8,555,530 Form 13D
2 ARMISTICE CAPITAL LLC
Armistice Capital Master Fund Ltd.
Boyd Steven
10% Owner
2021-06-22 08:33:40 5,330,277
0
5,330,277 Form 4
3 Nihalani Rajesh
Chief Technology Officer
10% Owner
2017-06-01 13:53:19 5,145,689
0
5,145,689 Form 13D
4 GLADNEY DAN W
Chairman, President and CEO
2018-04-20 16:54:19 4,166,206
0
4,166,206 Form 4
5 MARXE AUSTIN W & GREENHOUSE DAVID M
10% Owner
2013-02-11 14:18:05 2,618,266
0
2,618,266 Form 13G
6 Koskinas Ellen E
Director
2009-02-25 14:48:46 0
2,564,364
2,564,364 Form 4
7 WHITEBOX ADVISORS LLC
Whitebox Multi-Strategy Partners LP
Whitebox L/S Equity Partners LP
Pandora Select Partners L.P.
HFR MASTER TRUSTS
See Remarks Below
10% Owner
2014-02-12 16:50:36 2,316,517
0
2,316,517 Form 13G
8 WHITEBOX ADVISORS LLC
Whitebox Multi-Strategy Partners LP
Whitebox L/S Equity Partners LP
Pandora Select Partners L.P.
HFR MASTER TRUSTS
KOHLER GARY S
See Remarks Below
10% Owner
2014-02-12 16:50:36 2,316,517
0
2,316,517 Form 13G
9 WHITEBOX ADVISORS LLC
Whitebox Multi-Strategy Partners LP
Whitebox Small Cap Long Short Equity Advisors LLC
Pandora Select Partners L.P.
HFR MASTER TRUSTS
See Remarks below
10% Owner
2014-02-12 16:50:36 2,316,517
0
2,316,517 Form 13G
10 MPM BIOVENTURES III-QP L.P.
MPM BIOVENTURES III PARALLEL FUND L.P.
MPM BIOVENTURES III GMBH & CO. Beteiligungs KG
MPM BIOVENTURES III L.P.
MPM BIOVENTURES III GP L.P.
MPM BIOVENTURES III LLC
MPM ASSET MANAGEMENT INVESTORS 2002 BVIII LLC
Former 10% Owner
2010-12-23 13:31:16 1,823,411
0
1,823,411 Form 13D
11 GADICKE ANSBERT
GALAKATOS NICHOLAS
HENNER DENNIS
STEINMETZ MICHAEL
SIMON NICHOLAS J III
WHEELER KURT
Former 10% Owner
2010-12-15 17:53:52 0
1,669,753
1,669,753 Form 4
12 InterWest Management Partners IX LLC
Ehrlich Christopher B
Grais Linda S
Kjellson Nina S
Nash H Ronald
NASR KHALED
Pepper Douglas A
Westerlind Victor A
10% Owner
2007-11-21 06:15:05 0
1,546,761
1,546,761 Form 4
13 YOUNGSTROM SCOTT P
CFO and SVP, Finance
2018-04-20 17:01:17 1,161,797
0
1,161,797 Form 4
14 ABERDARE II ANNEX FUND L P
Aberdare GP II L.L.C.
Aberdare Ventures II L.P.
Aberdare Ventures II (Bermuda) L.P.
Former 10% stockholder
2010-12-28 06:01:01 966,912
0
966,912 Form 13D
15 Donders Adrianus
Sr VP of Research & Adv Dev
2015-03-11 17:10:14 895,135
0
895,135 Form 4
16 Tweden Katherine S.
VP - Clinical and Regulatory
2015-03-11 17:11:22 886,667
0
886,667 Form 4
17 HARRISON DONALD C
Director
2010-12-15 16:59:11 12,322
555,109
567,431 Form 4
18 Hancock Bradford C
Chief Commercial Officer
2015-05-14 16:48:46 480,000
0
480,000 Form 3
19 HealthCor Partners Fund II L.P.
HealthCor Partners Management LP
HealthCor Partners Management GP LLC
HealthCor Partners II L.P.
HealthCor Partners GP LLC
Cohen Arthur Bruce
Healey Joseph Patrick
Lightcap Jeffrey C
10% Owner
2018-10-05 16:19:54 349,139
0
349,139 Form 13D
20 InterWest Partners IX LP
CASH HARVEY B
GIANOS PHILIP T
Holmes W Stephen
Kliman Gilbert H
ORONSKY ARNOLD L
Rosch Thomas L
SWEENEY MICHAEL B
BOICH MICHAEL D
CLEVELAND BRUCE A
10% Owner
2010-02-16 13:03:28 339,201
0
339,201 Form 13G
21 KNUDSON MARK B
Director
2016-05-06 17:12:09 307,693
4,146
311,839 Form 4
22 Schmalz Deborah L.
VP, Clinical, Reg Aff. & Qual.
2017-11-13 16:42:00 241,000
0
241,000 Form 3
23 Scott Amy L.
VP, Marketing & Patient Access
2017-11-13 16:47:30 240,000
0
240,000 Form 3
24 Haggerty Robert C.
VP, U.S. Commercial Sales
2017-11-13 16:34:14 240,000
0
240,000 Form 3
25 Felkey Russ
Sr VP-Clinical,Qual&RegAffair
2008-02-08 16:48:31 159,237
0
159,237 Form 4
26 Ansari Naqeeb A.
VP, Int'l Sales & US Vet Hosp.
2017-10-12 17:59:44 145,369
0
145,369 Form 4
27 FRIEDMAN CATHY
Director
2015-05-08 16:57:57 118,243
11,800
130,043 Form 4
28 DeLange Peter M.
SVP, Ops & Bus Dev
2017-02-10 16:41:50 96,021
2
96,023 Form 4
29 Hickey Paul F.
SVP of Mktg & Reimb
2017-02-10 16:49:44 94,773
0
94,773 Form 4
30 LEA GREGORY S
CFO and CCO
2016-06-28 17:11:13 78,491
0
78,491 Form 4
31 TETI NICHOLAS
Director
2017-02-10 16:53:01 40,189
0
40,189 Form 4
32 GRIFFIN BOBBY IVAN
Director
2017-02-10 16:47:38 35,195
0
35,195 Form 4
33 Jansz Anthony P.
Director
2016-05-06 16:59:15 19,328
15,667
34,995 Form 4
34 Tremmel Jon T
Director
2017-02-10 16:54:05 30,383
0
30,383 Form 4
35 McDougal Lori Courtney
Director
2017-02-10 16:50:55 30,065
0
30,065 Form 4
36 BLACKFORD GARY
Director
2017-02-10 16:39:44 30,023
0
30,023 Form 4
37 Mashaal Michael Y
Director
2017-12-21 16:08:59 0
26,200
26,200 Form 4
38 EVNIN LUKE
Director
2014-05-14 11:05:12 25,000
0
25,000 Form 4
39 Hudson Bay Capital Management L.P.
Hudson Bay Fund LP
Hudson Bay Overseas Fund Ltd.
Gerber Sander
10% Owner
2017-01-30 11:51:09 15,285
0
15,285 Form 13G
40 Shikora Scott A
EVP & Chief Medical Officer
2016-06-28 17:10:29 11,014
0
11,014 Form 4
41 KLINGENSTEIN PAUL H
Director
2013-05-10 14:29:31 10,000
0
10,000 Form 4
42 DOUGLAS KEVIN
Douglas Michelle
DOUGLAS FAMILY TRUST
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST
KGD 2010 Annuity Trust VI
MMD 2010 Annuity Trust VI
13(d)(3) group
10% Owner
2017-01-27 16:07:02 8,534
0
8,534 Form 13D
43 SABBY MANAGEMENT LLC
10% Owner
2020-01-21 14:28:08 106
0
106 Form 13G
44 MINOCHERHOMJEE ARDA PHD
Director
2018-08-29 16:06:25 0
0
0 Form 3
45 Bandy Barton P.
President and CEO
2019-04-10 16:01:28 0
0
0 Form 3
46 STANKOVICH THOMAS
Chief Financial Officer
2021-06-17 16:06:20 0
0
0 Form 4
47 GOLDFISCHER CARL
Director
2017-05-31 15:31:53 0
0
0 Form 4/A