Insider Holders & Insider Ownership - Pioneer Floating Rate Fund Inc. (PHD)

List of insiders holdings for Pioneer Floating Rate Fund Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 OKADA MARK
Officer of Investment Manager		 2005-06-14 11:43:05 5,000
0		 5,000 Form 4
2 MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner		 2009-01-12 09:17:21 2,670
0		 2,670 Form 13G
3 Dougherty Raymond Joseph
Officer of investment manager		 2005-06-24 15:47:43 1,500
0		 1,500 Form 3
4 ALTBACH GABRIEL
Affiliated Person		 2005-02-03 11:31:05 1,250
0		 1,250 Form 3
5 Salvino Don
employee of Investment Manager		 2005-06-14 10:17:29 1000
0		 1000 Form 3
6 Chavarriaga Mauricio
employee of Investment Manager		 2005-08-16 11:14:52 700
0		 700 Form 3
7 Blackburn Michael Jason
Treasurer		 2005-09-12 09:01:52 530
0		 530 Form 4
8 Woods Stephen Earl Jr
employee of Investment Manager		 2005-08-18 13:18:44 200
0		 200 Form 3
9 Drew Rick
employee of Investment Manager		 2005-09-13 12:12:24 112
0		 112 Form 4
10 TAUBES KENNETH
Trustee		 2014-01-29 11:37:08 0
0		 0 Form 3
11 Goodwin Mark
Executive Vice President		 2014-02-03 13:39:10 0
0		 0 Form 3
12 Bradley Mark Edward
ASSISTANT TREASURER		 2007-03-20 12:02:23 0
0		 0 Form 3
13 MAYER MARC O
Trustee		 2014-01-28 10:54:13 0
0		 0 Form 3
14 UBS AG
Former 10% Owner		 2014-02-13 09:05:11 0
0		 0 Form 13G
15 WEST STEPHEN
Trustee		 2013-10-15 16:26:37 0
0		 0 Form 4
16 BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner		 2014-03-19 11:22:55 0
0		 0 Form 13D
17 PIONEER FUNDS DISTRIBUTOR INC
10% Owner		 2010-09-24 14:47:21 0
0		 0 Form 4
18 HANNIGAN CAROL B
Assistant Secretary		 2010-06-07 16:17:59 0
0		 0 Form 3
19 Reyes Thomas J
Assistant Secretary		 2010-06-04 14:50:24 0
0		 0 Form 3
20 PIRONDINI MARCO
Trustee		 2024-01-30 15:47:16 0
0		 0 Form 3
21 BANK OF AMERICA CORP
BANK OF AMERICA NA
Blue Ridge Investments L.L.C.
10% Owner		 2014-03-19 11:22:55 0
0		 0 Form 13D
22 Brown David Craig
Director		 2025-04-04 15:18:41 0
0		 0 Form 3
23 Jones Lisa
Chief Executive Officer		 2014-09-23 10:43:55 0
0		 0 Form 3
24 Ricciardi Fred J
Trustee		 2014-11-06 13:43:55 0
0		 0 Form 3
25 Johnson David F
Assistant Treasurer		 2014-12-22 09:38:54 0
0		 0 Form 3
26 Monchak Lorraine H
Trustee		 2015-09-23 15:32:30 0
0		 0 Form 3
27 MALONE JOHN MICHAEL
Chief Compliance Officer		 2018-09-05 10:53:56 0
0		 0 Form 3
28 BRADLEY JEAN M
Chief Compliance Officer		 2018-09-07 14:29:21 0
0		 0 Form 4
29 Baumgardner John E Jr.
Trustee		 2019-09-20 09:45:44 0
0		 0 Form 3
30 DURNIN DIANE
Trustee		 2020-08-17 16:25:07 0
0		 0 Form 3
31 Saba Capital Management L.P.
Weinstein Boaz
10% Owner		 2022-02-14 07:33:22 0
0		 0 Form 13G
32 MacKay Craig C
Trustee		 2021-03-23 14:57:36 0
0		 0 Form 3
33 Koenig Anthony J JR
Treasurer		 2021-05-10 17:10:32 0
0		 0 Form 3
34 MELNICK MICHAEL
Assistant Treasurer		 2021-09-20 16:52:34 0
0		 0 Form 3
35 Karalnik Yana
CHIEF COMPLIANCE OFFICER		 2023-09-05 13:06:03 0
0		 0 Form 3
36 PIONEER INVESTMENT MANAGEMENT INC
See Explanation		 2004-12-10 11:10:34 0
0		 0 Form 3
37 BUSH MARY K
Director		 2004-12-02 15:03:58 0
0		 0 Form 3
38 COGAN JOHN F JR
Director		 2004-12-02 15:19:17 0
0		 0 Form 3
39 EGDAHL RICHARD H
Director		 2004-12-02 15:21:47 0
0		 0 Form 3
40 GRAHAM MARGARET B W
Director		 2004-12-02 15:23:41 0
0		 0 Form 3
41 HOOD OSBERT MARTIN
Director		 2004-12-02 16:20:06 0
0		 0 Form 3
42 KELLEY CHRISTOPHER J
Assistant Secretary		 2004-12-02 16:27:09 0
0		 0 Form 3
43 NAVE VINCENT
Treasurer and CFO		 2004-12-02 16:30:06 0
0		 0 Form 3
44 PRESUTTI LUIS I
Assistant Treasurer		 2004-12-02 17:11:15 0
0		 0 Form 3
45 SULLIVAN GARY
Assistant Treasurer		 2004-12-02 17:12:53 0
0		 0 Form 3
46 SULLIVAN KATHERINE KIM
Assistant Treasurer		 2004-12-02 17:14:44 0
0		 0 Form 3
47 WINTHROP JOHN
Director		 2004-12-02 17:19:03 0
0		 0 Form 3
48 PHELAN DAVID C
Assistant Secretary		 2004-12-06 16:02:09 0
0		 0 Form 3
49 Sharkey Jonathan
Affiliated Person		 2009-01-02 11:17:53 0
0		 0 Form 3
50 Ciavarra Joseph Kevin
Officer of investment manager		 2005-05-02 11:07:43 0
0		 0 Form 4
51 WOLIN MARTIN J
Chief Compliance Officer		 2005-05-26 11:58:47 0
0		 0 Form 3
52 Schramek Chad
Officer of Investment Manager		 2005-06-24 16:19:24 0
0		 0 Form 4
53 PERNA THOMAS J
Trustee		 2006-06-15 12:07:53 0
0		 0 Form 3
54 BOCK DAVID
Trustee		 2006-06-20 16:13:02 0
0		 0 Form 3
55 HARVEY CHRISTOPHER P
Assistant Secretary		 2006-07-19 15:24:37 0
0		 0 Form 3
56 ANDERHOLM TERI WALTNER
Chief Compliance Officer		 2007-01-23 09:58:56 0
0		 0 Form 3
57 KINGSBURY DANIEL KEITH
Chief Executive Officer		 2007-03-08 16:34:06 0
0		 0 Form 3
58 BOURASSA DOROTHY E
Secretary		 2004-12-02 14:55:20 0
0		 0 Form 3
59 FELTUS ANDREW
Affiliated Person		 2007-06-26 16:26:23 0
0		 0 Form 4
60 PIRET MAGUERITE A
Director		 2008-07-10 12:58:02 0
0		 0 Form 4
61 Friedman Benjamin M
Trustee		 2008-09-23 16:13:59 0
0		 0 Form 3