Insider Holders & Insider Ownership - HUMANIGEN INC (HGEN)

List of insiders holdings for HUMANIGEN INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 NOMIS BAY LTD.
10% Owner		 2021-08-27 18:17:26 13,064,866
0		 13,064,866 Form 5
2 Chappell Dale
BLACK HORSE CAPITAL LP
BLACK HORSE CAPITAL MANAGEMENT LLC
Black Horse Capital Master Fund Ltd.
Cheval Holdings Ltd.
Chief Scientific Officer
10% Owner		 2023-10-20 18:50:35 0
8,398,871		 8,398,871 Form 4
3 LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
10% Owner		 2012-08-10 17:27:13 0
3,472,222		 3,472,222 Form 3
4 EVNIN LUKE
GADICKE ANSBERT
GALAKATOS NICHOLAS
SIMON NICHOLAS J III
STEINMETZ MICHAEL
WHEELER KURT
10% Owner		 2013-02-07 14:33:27 0
2,632,928		 2,632,928 Form 4
5 Alloy Ventures 2000 LLC
Alloy Annex I LLC
Alloy Annex I L.P.
Alloy Corporate 2000 L.P.
Alloy Investors 2000 L.P.
Alloy Partners 2000 L.P.
Alloy Ventures 2000 L.P.
10% Owner		 2014-02-14 10:56:46 1,692,694
0		 1,692,694 Form 13G
6 Lehman Brothers Holdings Inc.
Former 10% Owner		 2013-02-14 17:07:21 1,067,059
0		 1,067,059 Form 13G
7 BAXTER INTERNATIONAL INC
10% Owner		 2014-02-13 16:25:33 958,583
0		 958,583 Form 13G
8 Shochat Dan
10% Owner		 2012-08-10 15:39:50 951,394
0		 951,394 Form 3
9 GBS Venture Partners Pty Ltd
GBS Bioventures II A/C
Genesis Fund
10% Owner		 2013-02-07 19:36:39 850,613
0		 850,613 Form 4
10 Durrant Cameron
Chief Executive Officer		 2022-07-29 18:30:24 808,906
0		 808,906 Form 4
11 5AM Partners LLC
10% Owner		 2013-02-07 19:33:58 721,228
0		 721,228 Form 4
12 Anthion Partners II LLC
Moradi David
10% Owner		 2016-07-07 16:01:04 671,996
0		 671,996 Form 13D
13 MORRIS TIMOTHY E
COO and CFO		 2022-07-29 18:30:44 600,360
0		 600,360 Form 4
14 Sanofi
Former 10% owner		 2013-02-07 12:50:09 0
579,030		 579,030 Form 4
15 Kilcoyne Adrian
Chief Medical Officer		 2022-07-29 18:31:04 537,164
0		 537,164 Form 4
16 DEVELOPMENT BANK OF JAPAN INC.
10% Owner		 2014-02-06 06:06:56 491,530
0		 491,530 Form 13G
17 SINGAPORE BIO INNOVATIONS PTE LTD
EDB Investments Pte Ltd.
10% Owner		 2013-02-07 16:20:56 474,018
0		 474,018 Form 4
18 Jordan Edward P.
Chief Commercial Officer		 2022-07-29 18:30:51 455,010
0		 455,010 Form 4
19 Mitsubishi UFJ Capital II Limited Partnership
10% Owner		 2013-02-07 19:32:49 393,223
0		 393,223 Form 4
20 Joseph Donald
Chief Legal Officer		 2015-02-18 18:43:12 300,000
0		 300,000 Form 4
21 Yarranton Geoffrey Thomas
Chief Scientific Officer		 2015-02-18 18:36:40 300,000
0		 300,000 Form 4
22 BIESTEK MAREK
See Remarks		 2015-12-18 16:03:22 250,000
0		 250,000 Form 4
23 Pritchard David
Chief Executive Officer		 2014-01-22 18:15:06 250,000
0		 250,000 Form 4
24 5AM Partners LLC
5AM CO INVESTORS LLC
5AM VENTURES LLC
10% Owner		 2013-02-04 19:11:33 223,190
0		 223,190 Form 4
25 Molfino Nestor
Chief Medical Officer		 2014-01-22 18:18:26 150,000
0		 150,000 Form 4
26 Friedberg Ezra M
Director		 2016-09-15 17:38:00 100,000
0		 100,000 Form 4
27 Lam Morgan
Chief Scientific Officer		 2017-02-22 21:58:01 100,000
0		 100,000 Form 4
28 Jester J Gregory
Chief Financial Officer		 2019-01-28 20:42:45 86,111
0		 86,111 Form 4
29 Xie Yili Kevin
Director		 2022-07-29 18:30:32 83,418
0		 83,418 Form 4
30 Buxton Cheryl
Director		 2022-07-29 18:31:07 78,362
0		 78,362 Form 4
31 Boehm Rainer J.
Director		 2022-07-29 18:30:57 73,307
0		 73,307 Form 4
32 Hohneker John
Director		 2022-07-29 18:31:06 63,195
0		 63,195 Form 4
33 Tousley David L.
See Remarks		 2020-09-22 17:38:06 62,700
0		 62,700 Form 4
34 Cooper Jeffrey H
Chief Financial Officer		 2013-05-02 20:42:02 60,000
0		 60,000 Form 4
35 BARLIANT RONALD
Director		 2022-07-29 18:31:05 55,612
0		 55,612 Form 4
36 SOFINNOVA VENTURE PARTNERS V LP
SOFINNOVA VENTURE AFFILIATES V LP
SOFINNOVA VENTURE PRINCIPALS V LP
Sofinnova Management V LLC
Sofinnova Management V 2005 LLC
Azan Alain
POWELL MICHAEL
10% Owner		 2015-02-17 16:23:45 39,368
0		 39,368 Form 13G
37 Savage Robert G.
Director		 2020-04-07 18:14:12 21,022
0		 21,022 Form 4/A
38 LAWLIS V BRYAN
Director		 2014-06-20 18:24:04 20,000
0		 20,000 Form 4
39 HEALY JAMES
Director		 2013-05-02 20:48:06 15,000
0		 15,000 Form 4
40 HENNER DENNIS
Director
10% Owner		 2013-05-03 17:35:45 15,000
0		 15,000 Form 4
41 Fernandez Thomas Edward
Director		 2015-12-18 16:03:44 6,821
0		 6,821 Form 4
42 Smaldone Alsup Laurie
Director		 2015-07-14 17:06:06 5,000
0		 5,000 Form 4
43 BAFFI ROBERT
Director		 2015-07-14 16:48:48 5,000
0		 5,000 Form 4
44 GILBERT DENISE
Director		 2015-07-14 16:51:21 5,000
0		 5,000 Form 4
45 LOVE TED W
Director		 2015-07-14 16:55:32 5,000
0		 5,000 Form 4
46 LYONS GARY A
Director		 2015-07-14 16:59:30 5,000
0		 5,000 Form 4
47 WITHY RAYMOND M
Director		 2015-07-14 17:09:43 5,000
0		 5,000 Form 4
48 MARTELL RON
Executive Chairman		 2015-10-28 21:06:01 3,125
0		 3,125 Form 4
49 CROSS HERB
Chief Financial Officer		 2015-11-10 16:50:00 1,875
0		 1,875 Form 4
50 Harrison Michael Wayne
Director		 2015-12-18 16:02:59 1,705
0		 1,705 Form 4
51 CHASE ANTHONY R
Director		 2015-12-07 10:29:13 0
0		 0 Form 3
52 MPM BIOVENTURES III-QP L.P.
MPM BIOVENTURES III L.P.
MPM BIOVENTURES III GMBH & CO. Beteiligungs KG
MPM BIOVENTURES III PARALLEL FUND L.P.
MPM Asset Management Investors 2005 BVIII LLC
MPM BioVentures Strategic Fund LP
MPM BIOVENTURES III GP L.P.
MPM BIOVENTURES III LLC
10% Owner		 2015-02-05 13:44:03 0
0		 0 Form 13G
53 Smith Brigitte
Director		 2013-08-21 17:13:14 0
0		 0 Form 4
54 Shkreli Martin
10% Owner		 2016-08-29 06:01:04 0
0		 0 Form 13D
55 Witter Dean III
Interim Chief Financial Ofcr		 2016-01-20 15:38:31 0
0		 0 Form 3