Insider Holders & Insider Ownership - Nuveen Floating Rate Income Opportunity Fund (JRO)

List of insiders holdings for Nuveen Floating Rate Income Opportunity Fund:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 Saba Capital Management L.P.
Weinstein Boaz
10% Owner		 2021-09-17 15:27:44 1,862,495
0		 1,862,495 Form 13D
2 TORONTO DOMINION BANK
10% Owner		 2020-12-30 19:42:06 75,000
0		 75,000 Form 13G
3 Caraher Scott C.
Portfolio Manager		 2022-05-13 13:27:34 51,636
0		 51,636 Form 4
4 SCHNEIDER WILLIAM J
other		 2017-12-19 12:07:30 8,800
0		 8,800 Form 4
5 NUVEEN INSTITUTIONAL ADVISORY CORP
Investment Advisor		 2004-10-18 16:16:04 7,000
0		 7,000 Form 3/A
6 STEIN GUNTHER
Portfolio Manager		 2007-08-20 17:21:01 6,000
0		 6,000 Form 4
7 LAMB DAVID J
Vice President		 2015-03-05 15:22:09 4,707
0		 4,707 Form 3
8 EVANS JACK
other		 2017-04-10 15:39:02 0
4,225		 4,225 Form 4
9 MOSCHNER ALBIN F
Trustee		 2017-03-10 10:28:27 3,000
0		 3,000 Form 4
10 Meyers William T.
Vice President		 2018-03-05 06:01:44 1,500
0		 1,500 Form 3
11 Rohrbacher Christopher M.
Vice President		 2016-10-11 12:48:33 0
0		 0 Form 3
12 PERRY MICHAEL A
Vice President		 2017-08-10 16:16:37 0
0		 0 Form 3
13 Robert Young L
Trustee		 2017-07-10 17:28:43 0
0		 0 Form 3
14 Nuveen Fund Advisors LLC
other		 2017-04-10 16:41:28 0
0		 0 Form 4
15 CITIGROUP INC
10% Owner		 2017-01-10 09:54:49 0
0		 0 Form 13G
16 Winget Demark L
Vice President		 2018-03-05 06:01:47 0
0		 0 Form 3
17 ZIMMERMAN GIFFORD R
Chief Administrative Officer		 2016-10-04 18:11:34 0
0		 0 Form 4
18 Jones Nathaniel T.
Vice President and Treasurer		 2016-06-24 17:05:20 0
0		 0 Form 3
19 WOLFF MARGARET L.
Trustee		 2016-02-24 15:08:08 0
0		 0 Form 3
20 Hlavacek Sherri A
Vice President and Treasurer		 2015-08-14 17:20:09 0
0		 0 Form 3
21 SCHREIER THOMAS S JR
Trustee		 2013-09-10 16:11:45 0
0		 0 Form 3
22 Nelson John Kevin
Trustee		 2013-09-10 16:11:43 0
0		 0 Form 3
23 Siffermann William A
Vice President		 2017-08-10 18:12:04 0
0		 0 Form 3
24 TOTH TERENCE J
Director		 2011-08-24 14:37:21 0
0		 0 Form 4
25 Wickerham E. Scott
Vice President		 2019-04-18 15:34:06 0
0		 0 Form 3
26 Rhee Jenny Y
Portfolio Manager		 2019-05-30 20:39:09 0
0		 0 Form 3
27 Lockhart Brian J
Vice President		 2019-08-16 15:40:45 0
0		 0 Form 3
28 Longerstaey Jacques M
Vice President		 2019-08-16 15:40:49 0
0		 0 Form 3
29 Meissner Jon Scott
Vice President		 2019-10-17 17:13:49 0
0		 0 Form 3
30 Morgan Deann
Vice President		 2020-03-06 17:32:34 0
0		 0 Form 3
31 KNIGHTS OF COLUMBUS
10% Owner		 2020-11-20 11:39:48 0
0		 0 Form 4
32 Thornton Matthew III
Trustee		 2020-11-25 09:02:38 0
0		 0 Form 3
33 Lancellotta Amy B.R.
Trustee		 2021-07-08 11:22:35 0
0		 0 Form 3
34 Medero Joanne
Trustee		 2021-07-08 11:26:46 0
0		 0 Form 3
35 McCann John M.
Vice President		 2022-04-21 16:02:40 0
0		 0 Form 3
36 Black Brett
Chief Compliance Officer		 2022-06-07 07:58:48 0
0		 0 Form 3
37 Stenersen Trey III
Vice President		 2022-08-15 14:25:15 0
0		 0 Form 3
38 HUNTER WILLIAM CURT
Trustee
Director		 2004-07-27 11:33:10 0
0		 0 Form 3
39 Antonatos Julia L
Vice President		 2004-11-22 10:36:13 0
0		 0 Form 3
40 Grassi James D
Chief Compliance Officer		 2004-08-24 15:55:44 0
0		 0 Form 3
41 STOCKDALE JUDITH M
Trustee		 2004-07-27 11:33:31 0
0		 0 Form 3
42 SCHWERTFEGER TIMOTHY R
Chairman and Trustee		 2004-07-27 11:33:27 0
0		 0 Form 3
43 NEILD EDWARD F IV
Vice President		 2004-07-27 11:33:20 0
0		 0 Form 3
44 MASON LENNY
Portfolio Manager		 2004-07-27 11:33:19 0
0		 0 Form 3
45 MARTIN LARRY W
VP and Asst Secretary		 2004-07-27 11:33:19 0
0		 0 Form 3
46 LAZAR TINA M
Vice President		 2004-07-27 11:33:14 0
0		 0 Form 3
47 KUNDERT DAVID J
Trustee		 2005-03-01 11:13:42 0
0		 0 Form 3
48 FOY STEPHEN D
VP and Controller		 2004-07-27 11:33:10 0
0		 0 Form 3
49 FITZGERALD WILLIAM M
VP and Portfolio Manager		 2004-07-27 11:33:08 0
0		 0 Form 3
50 FERJUSON LORNA C
Vice President		 2004-07-27 11:33:11 0
0		 0 Form 3
51 DROEGER JESSICA R
VP and Secretary		 2004-07-27 11:33:01 0
0		 0 Form 3
52 DARRIGO PETER H
VP and Treasurer		 2004-07-27 11:33:01 0
0		 0 Form 3
53 BROWN LAWRENCE H
Trustee		 2004-07-27 11:32:56 0
0		 0 Form 3
54 BREMNER ROBERT P
Trustee		 2004-07-27 11:32:56 0
0		 0 Form 3
55 Arriaga Nizida
Vice President		 2009-03-27 19:41:34 0
0		 0 Form 3
56 ATKINSON MICHAEL T
VP and Asst Secretary		 2004-07-27 11:32:57 0
0		 0 Form 3
57 STRINGER VIRGINIA
Trustee		 2011-01-12 10:38:45 0
0		 0 Form 3
58 Prudhomme Kathleen L
Vice President		 2011-01-12 10:38:42 0
0		 0 Form 3
59 McCarthy Michelle Ann
Vice President		 2010-08-05 16:26:45 0
0		 0 Form 3
60 Grace Scott S
Vice President & Treasurer		 2009-11-27 13:09:05 0
0		 0 Form 3
61 Ruane James
Vice President		 2009-04-01 12:32:55 0
0		 0 Form 3/A
62 Mino Gregory T.
Vice President		 2009-03-27 19:41:38 0
0		 0 Form 3
63 Cook Margo L.
Vice President		 2009-03-27 19:41:35 0
0		 0 Form 3
64 Slager Joel T.
Vice President		 2013-07-25 17:24:17 0
0		 0 Form 3
65 AMBOIAN JOHN P
CEO of Investment Adviser		 2007-08-08 15:38:52 0
0		 0 Form 3
66 Antosiewicz Cedric H
Vice President		 2007-06-08 12:25:02 0
0		 0 Form 3
67 ADAMS WILLIAM IV
Vice President		 2007-06-08 12:24:59 0
0		 0 Form 3
68 McCarthy Kevin J
Vice President		 2007-03-07 16:24:15 0
0		 0 Form 3
69 Stone Carole E
Director		 2007-01-08 13:38:20 0
0		 0 Form 3
70 Kelly Walter M
Assistant Vice President		 2006-09-28 15:21:44 0
0		 0 Form 3
71 Sunshine Eugene S
Trustee		 2005-03-01 11:13:45 0
0		 0 Form 3