List of insiders holdings for FIRST TRUST SENIOR FLOATING RATE INCOME FUND II:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | MERRILL LYNCH & CO. INC. MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner |
2009-01-29 20:37:56 | 0 57,318 |
57,318 | Form 4 |
| 2 | HOUSEY WILLIAM A JR Officer of Advisor, Port. Mgr. |
2019-09-04 16:46:12 | 4,103 0 |
4,103 | Form 4 |
| 3 | MCGAREL DAVID Officer-Investment Adviser |
2015-07-28 13:57:52 | 2,000 0 |
2,000 | Form 4 |
| 4 | Scott Jeffrey M Portfolio Manager |
2020-08-17 16:43:43 | 1,080 0 |
1,080 | Form 3 |
| 5 | PURPURA ORLANDO Portfolio Manager |
2021-04-14 16:50:09 | 1000 0 |
1000 | Form 5 |
| 6 | OSTER DAVID M Director |
2005-08-04 15:39:08 | 600 0 |
600 | Form 5 |
| 7 | FRIES SCOTT D Officer-Investment Advisor |
2020-08-24 18:26:58 | 428 0 |
428 | Form 5 |
| 8 | ERICKSON RICHARD E Director |
2005-12-30 17:47:24 | 215.53 0 |
215.53 | Form 4 |
| 9 | LINDQUIST DANIEL J Vice President |
2012-01-30 12:27:26 | 200 0 |
200 | Form 4 |
| 10 | NIELSON NIEL B Director |
2005-03-09 15:07:04 | 200 0 |
200 | Form 4 |
| 11 | O'Mara Matthew S Officer of sub-advisor |
2007-10-12 19:04:48 | 0 0 |
0 | Form 3 |
| 12 | Krebs Sarah K Officer of sub-advisor |
2007-10-12 18:45:05 | 0 0 |
0 | Form 3 |
| 13 | Heitkemper John M Officer of sub-advisor |
2007-07-27 17:44:37 | 0 0 |
0 | Form 3 |
| 14 | KLASSMAN ERIN E Assistant Secretary |
2014-06-18 11:12:12 | 0 0 |
0 | Form 4 |
| 15 | Richards Karen E Officer of the Sub-Advisor |
2007-10-12 19:28:10 | 0 0 |
0 | Form 3 |
| 16 | Holthaus Douglas M Officer of the Sub-Adviser |
2007-07-19 10:45:06 | 0 0 |
0 | Form 3 |
| 17 | Stewart Dean Board Member of sub-adviser |
2008-11-21 18:32:05 | 0 0 |
0 | Form 3 |
| 18 | Marakool Ketei Officer of Sub-Adviser |
2007-03-19 13:26:03 | 0 0 |
0 | Form 3 |
| 19 | McDevitt Graham Thomas Board Member of Sub-Adviser |
2008-12-08 12:22:50 | 0 0 |
0 | Form 3 |
| 20 | Bruck Benjamin Matthaus Board Member of Sub-Adviser |
2008-12-08 12:42:02 | 0 0 |
0 | Form 3/A |
| 21 | Akioka Kevin Officer of the sub-advisor |
2007-01-31 16:40:38 | 0 0 |
0 | Form 3 |
| 22 | CAREY ROBERT F Vice President |
2014-06-18 11:10:56 | 0 0 |
0 | Form 4 |
| 23 | MAHER KRISTI A Assistant Secretary |
2007-01-03 17:23:58 | 0 0 |
0 | Form 3 |
| 24 | HALL R SCOTT Officer-Investment Advisor |
2020-06-30 15:21:35 | 0 0 |
0 | Form 5 |
| 25 | BOWEN JAMES A Officer - Investment Advisor Director |
2024-12-17 13:09:10 | 0 0 |
0 | Form 4 |
| 26 | MALTBIE DEREK Treasurer and CFO |
2024-04-18 12:41:12 | 0 0 |
0 | Form 3 |
| 27 | Wright Bronwyn Director |
2023-09-12 17:30:01 | 0 0 |
0 | Form 3 |
| 28 | KADLEC THOMAS R Director |
2021-12-29 15:33:49 | 0 0 |
0 | Form 4 |
| 29 | DENISE M KEEFE Director |
2021-11-05 16:39:12 | 0 0 |
0 | Form 3 |
| 30 | DEHLER KELLY CATHERINE Officer-Investment Advisor |
2021-08-17 13:33:51 | 0 0 |
0 | Form 3 |
| 31 | BROWN KATHLEEN WIELAND Officer-Investment Advisor |
2021-08-17 17:16:16 | 0 0 |
0 | Form 5 |
| 32 | FRISKE SCOTT MICHAEL Officer-Investment Advisor |
2020-07-02 14:36:36 | 0 0 |
0 | Form 3 |
| 33 | ERICKSON JON C Investment Adviser |
2014-06-18 11:11:25 | 0 0 |
0 | Form 4 |
| 34 | BRADLEY MARK R President |
2016-01-08 09:07:54 | 0 0 |
0 | Form 5 |
| 35 | UREVIG KATHERINE L Assistant Treasurer |
2014-06-18 11:13:40 | 0 0 |
0 | Form 4 |
| 36 | Swade Donald Assistant Treasurer |
2014-06-18 11:13:20 | 0 0 |
0 | Form 4 |
| 37 | SHANNON SHANE Assistant Secretary |
2014-06-18 11:12:59 | 0 0 |
0 | Form 4 |
| 38 | LYNCH COLEEN D Assistant Vice President |
2014-06-18 11:12:36 | 0 0 |
0 | Form 4 |
| 39 | MCDERMOTT JOSEPH D Officer-Investment Adviser |
2006-11-15 17:42:35 | 0 0 |
0 | Form 3 |
| 40 | GATTA ROSANNE Assistant Secretary |
2014-06-18 11:11:48 | 0 0 |
0 | Form 4 |
| 41 | BATES SHILOH R Officer of the Sub-Adviser |
2004-05-24 14:49:39 | 0 0 |
0 | Form 3 |
| 42 | Valentine Dean F Officer of the Sub-Adviser |
2004-05-25 20:34:29 | 0 0 |
0 | Form 3 |
| 43 | COLUMBARO STEVEN Officer of the Sub-Adviser |
2004-05-25 15:53:29 | 0 0 |
0 | Form 3 |
| 44 | MCADAMS MICHAEL P Officer of the Sub-Adviser |
2004-05-24 14:57:14 | 0 0 |
0 | Form 3 |
| 45 | DIGATI BETH C Officer of the Sub-Adviser |
2004-05-24 14:56:22 | 0 0 |
0 | Form 3 |
| 46 | CUDLIPP IAN G Officer of the Sub-Adviser |
2004-05-24 14:55:17 | 0 0 |
0 | Form 3 |
| 47 | COONEY ANDY Officer of the Sub-Adviser |
2004-05-24 14:54:04 | 0 0 |
0 | Form 3 |
| 48 | BROWN ADAM Officer of the Sub-Adviser |
2004-05-24 14:53:19 | 0 0 |
0 | Form 3 |
| 49 | BERNSTEIN ROBERT I Officer of the Sub-Adviser |
2004-05-24 14:52:32 | 0 0 |
0 | Form 3 |
| 50 | BEATTY ROBERT W Officer of the Sub-Adviser |
2004-05-24 14:51:46 | 0 0 |
0 | Form 3 |
| 51 | FIRST TRUST ADVISORS LP Investment Adviser |
2004-12-09 17:34:38 | 0 0 |
0 | Form 3 |
| 52 | BARKAUSKAS KENNETH P Officer of the Sub-Adviser |
2004-05-24 14:48:45 | 0 0 |
0 | Form 3 |
| 53 | TESTIN ROGER Vice President |
2004-05-24 14:39:43 | 0 0 |
0 | Form 3 |
| 54 | ROGGENSACK ANDY Officer of the Adviser |
2004-05-24 14:39:05 | 0 0 |
0 | Form 3 |
| 55 | MOHR MITCHELL Officer of the Adviser |
2004-05-24 14:36:08 | 0 0 |
0 | Form 3 |
| 56 | MCALISTER RONALD DEAN Officer of the Adviser |
2004-05-24 14:35:05 | 0 0 |
0 | Form 3 |
| 57 | JARDINE W SCOTT Secretary |
2004-05-24 14:34:08 | 0 0 |
0 | Form 3 |
| 58 | BRIX SUSAN M Assistant Vice President |
2004-05-24 14:29:52 | 0 0 |
0 | Form 3 |
| 59 | BREDEMEIER ROBERT W Officer of the Adviser |
2004-05-24 14:29:17 | 0 0 |
0 | Form 3 |
| 60 | Dykas James M Assistant Treasurer |
2005-12-13 17:15:54 | 0 0 |
0 | Form 3 |
| 61 | CHRISTENSEN KELLEY Vice President |
2006-12-11 17:23:52 | 0 0 |
0 | Form 3 |
| 62 | BRADLEY CHARLES H Officer of the Adviser |
2004-05-24 14:28:18 | 0 0 |
0 | Form 3 |
| 63 | Kameda Janet L Officer of the sub-advisor |
2006-10-13 16:29:51 | 0 0 |
0 | Form 3 |
| 64 | Singh Kapil Officer of sub-advisor |
2006-07-20 14:56:25 | 0 0 |
0 | Form 3 |
| 65 | KEITH ROBERT F Director |
2006-06-26 12:17:28 | 0 0 |
0 | Form 3 |
| 66 | Meyerhoff Joseph II Officer of the sub-adviser |
2006-04-07 19:29:03 | 0 0 |
0 | Form 3 |
| 67 | Yee Christine Sue Officer of the sub-advisor |
2006-03-27 14:36:39 | 0 0 |
0 | Form 3 |
| 68 | FIRST TRUST PORTFOLIOS LP Affil. of Issuer's Advisor |
2005-12-28 15:35:19 | 0 0 |
0 | Form 4 |
| 69 | FALLOW CHRISTOPHER R Assistant Vice President |
2006-12-11 17:20:50 | 0 0 |
0 | Form 3 |
| 70 | Lakomcik David A Officer of the Sub-Advisor |
2005-11-18 11:09:33 | 0 0 |
0 | Form 3 |
| 71 | Srinivasan Vijay Officer of the Sub-Adviser |
2005-09-12 13:22:17 | 0 0 |
0 | Form 3 |
| 72 | Price Michael Director of the Sub-Adviser |
2005-09-12 12:59:51 | 0 0 |
0 | Form 3 |
| 73 | Sweeney Drew Richard Officer of the Sub-Advisor |
2005-08-18 10:22:03 | 0 0 |
0 | Form 3 |
| 74 | Soccorso Edward Francis III Officer of the Sub-Advisor |
2005-08-12 13:48:57 | 0 0 |
0 | Form 3 |
| 75 | Allen Charles Barkley Officer of the sub-advisor |
2005-05-19 19:18:16 | 0 0 |
0 | Form 3 |
| 76 | Byrd Brett Alan Officer of the Sub-Advisor |
2005-03-23 16:14:55 | 0 0 |
0 | Form 3 |
| 77 | Four Corners Capital Management LLC Sub-Advisor |
2005-02-03 12:46:19 | 0 0 |
0 | Form 3 |