Insider Holders & Insider Ownership - BATTALION OIL CORP (BATL)

List of insiders holdings for BATTALION OIL CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 HALRES LLC
PETERSEN GARY R
PHILLIPS D MARTIN
ZORICH ROBERT L
10% Owner
2015-05-08 16:30:21 326,335,639
0
326,335,639 Form 4
2 Petro-Hunt Holdings LLC
William Herbert Hunt Trust Estate
10% Owner
2013-01-23 16:10:58 103,741,278
0
103,741,278 Form 13D
3 JEFFERIES & COMPANY INC.
JEFFERIES GROUP INC
Jefferies High Yield Holdings LLC
Jefferies High Yield Trading LLC
10% Owner
2012-01-30 17:16:57 17,198,366
0
17,198,366 Form 13D
4 LUMINUS MANAGEMENT LLC
Luminus Energy Partners Master Fund Ltd.
Barrett Jonathan Dan
Director
10% Owner
2024-06-20 17:56:54 16,661,693
0
16,661,693 Form 13D
5 ARES MANAGEMENT LLC
Ares Management Holdings L.P.
Ares Holdco LLC
Ares Holdings Inc.
Ares Management Corp
Ares Management GP LLC
Ares Voting LLC
Ares Partners Holdco LLC
Director
10% Owner
2019-08-27 16:27:51 86,857
15,668,157
15,755,014 Form 4
6 CANADA PENSION PLAN INVESTMENT BOARD
CPP Investment Board PMI-2 Inc.
See Remarks
2016-09-13 21:13:25 1,431,037
9,292,409
10,723,446 Form 4
7 LEE LARRY E
Chairman, President, & CEO
10% Owner
2012-01-04 16:58:23 784,026
9,672,691
10,456,717 Form 4
8 MILLER DAVID B
Director
2016-09-13 18:21:44 37,062
8,919,458
8,956,520 Form 4
9 FRANKLIN RESOURCES INC
10% Owner
2018-05-24 14:30:59 7,441,936
0
7,441,936 Form 13D
10 Gen IV Investment Opportunities LLC
LSP Generation IV LLC
LSP Investment Advisors LLC
Director
10% Owner
2024-06-20 18:14:13 6,419,006
0
6,419,006 Form 13D
11 EnCap Energy Capital Fund VIII L.P.
PETERSEN GARY R
ZORICH ROBERT L
PHILLIPS D MARTIN
10% Owner
2012-09-19 18:33:20 3,750,000
0
3,750,000 Form 4
12 BOWMAN BRITANI TALLEY
10% Owner
2012-02-14 12:06:53 3,166,667
0
3,166,667 Form 13D
13 Tyrus Capital S.A.M.
Chedraoui Tony
See Remarks
10% Owner
2019-02-14 10:00:21 3,105,813
0
3,105,813 Form 13G
14 FS PRIVATE INVESTMENTS III LLC
ING FURMAN SELZ INVESTORS III LP
ING BARINGS US LEVERAGED EQUITY PLAN LLC
LUIKART JAMES L
ING BARINGS GLOBAL LEVERAGED EQUITY PLAN LTD
FRIEDMAN BRIAN P
See Footnote (5).
2010-12-22 16:07:28 492,318
2,173,297
2,665,615 Form 4
15 WILSON FLOYD C
Chairman, CEO & President
2018-03-12 06:54:19 1,718,836
13,602
1,732,438 Form 4
16 COBEN LAWRENCE S
Chairman and CEO
10% Owner
2006-03-31 09:43:22 1,049,201
0
1,049,201 Form 4/A
17 SMILEY DRAKE N
SVP, Land & Exploration
2012-01-04 16:56:54 551,743
0
551,743 Form 4
18 KIER ISAAC
Secretary and Treasurer
2006-03-31 09:57:32 468,869
0
468,869 Form 4/A
19 Austin George L
SVP, CFO
2012-01-04 16:57:36 452,432
0
452,432 Form 4
20 HICKS QUENTIN R
EVP, Finance and IR
2019-03-15 18:00:00 435,028
0
435,028 Form 4
21 SCHOTZ JON
Director
2006-03-31 13:45:59 432,532
0
432,532 Form 4
22 HEROD STEPHEN W
EVP, Corporate Development
2019-03-05 19:18:40 424,463
0
424,463 Form 4
23 Mize Mark
EVP, CFO and Treasurer
2019-03-05 19:19:27 408,450
0
408,450 Form 4
24 Wright Jon C.
EVP & COO
2019-09-27 16:37:15 407,413
0
407,413 Form 4
25 RAMPEY LARRY G
SVP, Operations
2012-01-04 16:59:02 388,546
0
388,546 Form 4
26 Hunt David S.
Director
2014-05-27 16:45:50 325,100
0
325,100 Form 4
27 REARDON JOHN M
Director
2011-05-11 14:14:30 268,834
0
268,834 Form 4
28 Cusack Charles E III
EVP, Chief Operating Officer
2016-03-03 16:21:06 185,156
8,667
193,823 Form 4
29 Altizer Ragan T
Chief Financial Officer
2020-02-21 16:17:03 185,948
0
185,948 Form 4
30 LANE SEAN P
Director
2011-05-09 17:26:40 161,388
0
161,388 Form 4
31 MARSHALL GERALD R
Director
2011-05-10 10:15:30 160,888
0
160,888 Form 4
32 GICALETTO SABRINA
VP, Finance & Treasury
2011-01-06 11:38:42 149,139
0
149,139 Form 4
33 LINDSEY VICKY L
VP, Accounting & Controller
2011-01-06 11:02:41 148,877
0
148,877 Form 4
34 IRISH JAMES L
Director
2014-05-27 16:45:38 77,800
66,666
144,466 Form 4
35 BRIDWELL TUCKER S
Director
2016-09-13 18:07:06 75,182
62,356
137,538 Form 4
36 SMILEY STEPHEN P
Director
2014-05-27 16:45:17 28,300
89,499
117,799 Form 4
37 CHRISTMAS JAMES W
Director
2018-05-16 17:42:23 105,272
1,767
107,039 Form 4
38 Obut Tina S
SVP, Corporate Reserves
2019-03-05 19:22:34 106,470
0
106,470 Form 4
39 Vlasic Michael Andrew
Director
2016-09-13 18:06:23 98,563
0
98,563 Form 4
40 PREISER DAVID A
Director
2004-05-13 12:06:31 91,666
0
91,666 Form 3
41 LONGMIRE JOHN M
Sr. VP and CFO
2007-07-17 15:31:40 87,300
0
87,300 Form 4
42 FULLER THOMAS R
Director
2018-11-28 18:24:38 84,323
0
84,323 Form 4
43 SCOTT RONALD D.
Director
2018-05-16 17:47:27 76,992
0
76,992 Form 4
44 CLARK MICHAEL LAURENCE
Director
2018-05-16 17:44:15 76,992
0
76,992 Form 4
45 Campbell William Jefferson
Director
2018-05-16 17:43:27 76,992
0
76,992 Form 4
46 Anderson Robert John
EVP, COO
2012-11-09 16:14:43 75,000
0
75,000 Form 4
47 Rinando Joseph S III
SVP, CAO and Controller
2017-09-18 07:12:11 72,086
0
72,086 Form 4
48 PHANEUF ROBERT E
VP - Corporate Development
2008-03-28 14:40:18 70,188
0
70,188 Form 4
49 COX JOHN L
VP, Secretary and Treasurer
2006-12-20 17:41:19 69,170
0
69,170 Form 4
50 Little Richard H
Chief Executive Officer
2023-02-22 17:01:47 65,181
0
65,181 Form 4
51 HELM LARRY L
EVP, Corporate Affairs
2016-03-14 18:18:54 53,545
0
53,545 Form 4
52 TAKAHA ERIC G.
Director
2017-05-08 18:30:30 43,249
0
43,249 Form 4
53 BARNES SYLVIA K.
Director
2017-06-15 15:14:44 43,157
0
43,157 Form 4
54 Welsh Mark A. IV
Director
2016-09-13 18:04:30 37,062
0
37,062 Form 4
55 MCARDLE JANINE J
Director
2018-06-19 16:22:36 33,816
58
33,874 Form 4
56 McWatters Kristen
EVP, CFO & Treasurer
2023-02-03 16:00:28 30,000
0
30,000 Form 4
57 Andrews Richard Kevin
EVP, CFO and Treasurer
2022-08-22 18:00:14 25,830
0
25,830 Form 4
58 BROWN JOHN WAT
Director
2016-09-13 18:05:24 22,555
2,964
25,519 Form 4
59 Evans Grant R
VP, Exploration & Geosciences
2023-02-22 17:01:58 14,008
0
14,008 Form 4
60 Hinds Gregory S.
Director
2021-09-15 20:40:29 11,601
0
11,601 Form 4/A
61 BARTH CARIN MARCY
Director
2019-04-19 14:03:56 10,568
0
10,568 Form 4
62 Kasparek Leah R.
SVP, HR & Corporate Secretary
2023-02-22 17:02:39 7,481
0
7,481 Form 4
63 Brookfield Oaktree Holdings LLC
Brookfield OCM Holdings II LLC
Brookfield OCM Holdings LLC
Oaktree Capital Group Holdings GP LLC
Oaktree Capital I L.P.
BAM Partners Trust
BROOKFIELD Corp
Oaktree Fund GP LLC
OCM HLCN Holdings L.P.
OAKTREE FUND GP I L.P.
Director
10% Owner
2024-05-16 17:47:13 0
6,376
6,376 Form 4/A
64 Markham E. Murphy IV
Director
2012-06-11 16:30:43 5,000
0
5,000 Form 4
65 ROGERS WILLIAM D
Director
2021-12-09 19:54:46 2,000
2,000
4,000 Form 4
66 Elkouri David S
EVP, General Counsel
2019-12-17 11:58:56 869
8
877 Form 4
67 Rohling Daniel P
Chief Operating Officer
2025-03-07 20:08:12 0
0
0 Form 4
68 Mayer Walter R
SVP, General Counsel
2025-03-07 20:05:01 0
0
0 Form 4
69 Martin Charles E
VP, Controller
2025-03-07 20:06:25 0
0
0 Form 4
70 Steele Matthew
Chief Executive Officer
2025-03-07 20:09:23 0
0
0 Form 4
71 Jegadeesan Ajay
Director
2023-05-16 17:00:41 0
0
0 Form 3
72 Germann Scott
Director
2021-06-14 19:32:39 0
0
0 Form 4
73 TRANSIER WILLIAM L
Director
2019-10-18 16:37:06 0
0
0 Form 3
74 Li Allen
Director
2019-10-18 16:34:08 0
0
0 Form 3
75 Chang David
Director
2019-10-18 16:30:54 0
0
0 Form 3
76 Carapucci William
Director
2019-10-18 16:30:19 0
0
0 Form 3
77 Schall Darryl
Director
2019-08-15 16:13:38 0
0
0 Form 4
78 Walton Nathan
Director
2016-09-13 18:16:26 0
0
0 Form 3
79 HUFFARD PAUL P IV
Director
2016-09-13 18:02:43 0
0
0 Form 4
80 DiMichele Richard G.
VP, Midstream Operations
2014-04-04 16:59:23 0
0
0 Form 4
81 Tippett David W.
VP, Chief Information Officer
2014-04-04 16:59:11 0
0
0 Form 4
82 Zuehlke Scott M.
VP, Investor Relations
2014-04-04 16:59:01 0
0
0 Form 4
83 Godwin Kevin
Director
2012-12-07 16:29:18 0
0
0 Form 3
84 Stubbs James M.
VP, Operations
2012-11-06 17:26:48 0
0
0 Form 4
85 Brown Jason E.
VP, Corporate Development
2012-11-06 17:25:11 0
0
0 Form 4
86 Brook Mary Ellen
VP, Land
2012-11-06 17:21:53 0
0
0 Form 4
87 Rioux Daniel A
Director
2012-02-17 19:01:41 0
0
0 Form 3