Insider Holders & Insider Ownership - MIDCAP FINL INVT CORP NT 8% NO (MFICL)

List of insiders holdings for MIDCAP FINL INVT CORP NT 8% NO:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Widra Howard
Director
2025-03-11 16:49:00 298,024
101,666
399,690 Form 4
2 Zelter James C
Chief Executive Officer
2016-08-09 16:05:28 318,166
0
318,166 Form 4
3 Powell Tanner
Chief Executive Officer
2024-11-12 16:42:04 223,769
0
223,769 Form 4
4 McNulty Ted Aymond Jr.
President
2024-11-12 16:45:04 177,878
15,189
193,067 Form 4
5 HANNAN JOHN J
Director
2023-06-14 16:13:56 50,000
62,739
112,739 Form 4
6 Goldthorpe Edward J.
President
2015-08-11 16:35:11 50,000
0
50,000 Form 4
7 WECHSLER BRADLEY J
Director
2008-07-02 17:02:12 45,000
0
45,000 Form 4
8 PETEKA RICHARD
CFO and Treasurer
2011-08-08 16:01:49 42,500
0
42,500 Form 4
9 GROSS MICHAEL S
Director
2006-03-20 09:13:44 15,000
15,000
30,000 Form 4
10 Loeb Jeanette W
Director
2014-03-05 10:29:16 24,000
6,000
30,000 Form 4
11 Puleo Frank C
Director
2016-08-16 15:02:46 29,180
0
29,180 Form 4
12 Dalton Patrick J
President & COO
2010-04-28 12:54:15 28,200
0
28,200 Form 4
13 Hunt Gregory W.
CFO & TREASURER
2015-12-18 17:12:59 26,268
0
26,268 Form 4
14 REINFRANK RUDOLPH R
Director
2015-08-10 16:54:42 25,000
0
25,000 Form 4
15 BAKHRU ASHOK N
Director
2009-06-09 11:43:25 20,000
0
20,000 Form 4
16 Patrick Eileen M
EVP of Corporate Strategy
2012-02-13 21:52:31 14,285
0
14,285 Form 4
17 FRANKLIN MARTIN E
Director
2004-04-08 17:30:37 13,300
0
13,300 Form 3
18 TSAI GERALD JR
Director
2007-09-24 12:12:16 12,500
0
12,500 Form 4
19 STEIN ELLIOT JR
Director
2024-07-24 16:05:02 12,451
0
12,451 Form 4
20 Ackermann Hilary E.
Director
2016-08-22 16:22:57 10,000
0
10,000 Form 4
21 MALONE CLAUDINE B
Director
2008-02-20 15:46:24 10,000
0
10,000 Form 4
22 Suydam John J
Vice President
2007-08-16 17:01:27 10,000
0
10,000 Form 4
23 Matas Barbara Ruth
Director
2020-12-15 16:13:42 0
7,000
7,000 Form 4
24 PEARLMAN EMANUEL R
Director
2025-03-12 16:05:15 2,800
0
2,800 Form 4
25 Glatt Joseph D
Secretary and VP
2010-02-08 17:44:53 1,057
0
1,057 Form 3
26 Joshi Amit
Chief Accounting Officer
2017-05-24 13:25:57 700
0
700 Form 3
27 Michel Cindy Z
Chief Compliance Officer & VP
2010-02-08 17:43:56 0
636
636 Form 3
28 SPIELVOGEL CARL
Director
2014-06-10 16:39:59 0
500
500 Form 4
29 Swartz Gordon E
CCO & Corporate Secretary
2007-08-21 15:01:50 500
0
500 Form 4
30 Donnelly Gene
Chief Financial Officer
2012-02-13 17:29:09 0
0
0 Form 3
31 Hester Kristin
See Remarks
2022-08-09 16:10:19 0
0
0 Form 3
32 Whonder Carmencita N.M.
Director
2023-03-10 16:05:18 0
0
0 Form 3
33 DelGiudice Ryan
Chief Compliance Officer
2023-03-23 16:05:36 0
0
0 Form 3
34 Tam Edward S
Executive Vice President
2006-12-04 16:04:50 0
0
0 Form 3
35 Daschle Thomas A
Director
2006-04-24 15:59:18 0
0
0 Form 3
36 WEINER MICHAEL D
Vice President and Secretary
2004-04-08 17:47:40 0
0
0 Form 3
37 PENN ARTHUR H
Vice President and Treasurer
2004-04-08 17:46:57 0
0
0 Form 3