List of insiders holdings for NUVEEN FLOATING RATE INCOME FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | KNIGHTS OF COLUMBUS 10% Owner |
2020-11-20 11:47:04 | 13,909,000 0 |
13,909,000 | Form 4 |
2 | Saba Capital Management L.P. Weinstein Boaz 10% Owner |
2021-07-30 17:03:00 | 2,046,006 0 |
2,046,006 | Form 13G |
3 | Caraher Scott C. Portfolio Manager |
2025-04-10 08:57:53 | 45,440 0 |
45,440 | Form 4 |
4 | Thornton Matthew III Trustee |
2025-02-27 17:35:06 | 34,800 0 |
34,800 | Form 4 |
5 | MOSCHNER ALBIN F Trustee |
2025-02-27 17:35:09 | 34,516 0 |
34,516 | Form 4 |
6 | LAMB DAVID J Vice President |
2025-02-27 17:37:17 | 22,338 0 |
22,338 | Form 4 |
7 | SCHWERTFEGER TIMOTHY R Chairman and Trustee |
2007-08-17 11:50:37 | 18,000 0 |
18,000 | Form 4 |
8 | PERRY MICHAEL A Vice President |
2024-03-11 17:42:13 | 6,600 5,844 |
12,444 | Form 4 |
9 | NUVEEN INSTITUTIONAL ADVISORY CORP Investment Advisor |
2004-10-18 16:14:42 | 7,000 0 |
7,000 | Form 3/A |
10 | TOTH TERENCE J Trustee |
2025-02-27 17:35:08 | 4,464 0 |
4,464 | Form 4 |
11 | STEIN GUNTHER Portfolio Manager |
2005-03-03 14:45:24 | 1000 0 |
1000 | Form 4 |
12 | Jones Nathaniel T. Vice President and Treasurer |
2025-02-27 17:36:14 | 768 0 |
768 | Form 4 |
13 | Meyers William T. Vice President |
2018-02-28 18:26:43 | 0 0 |
0 | Form 3 |
14 | Nelson John Kevin Trustee |
2013-09-10 16:10:35 | 0 0 |
0 | Form 3 |
15 | Rhee Jenny Y Portfolio Manager |
2019-05-30 20:44:22 | 0 0 |
0 | Form 3 |
16 | Wickerham E. Scott Vice President |
2019-04-18 15:34:02 | 0 0 |
0 | Form 3 |
17 | SCHNEIDER WILLIAM J other |
2018-11-28 17:12:21 | 0 0 |
0 | Form 4 |
18 | Winget Demark L Vice President |
2018-02-28 18:26:50 | 0 0 |
0 | Form 3 |
19 | STRINGER VIRGINIA Trustee |
2011-01-12 10:27:18 | 0 0 |
0 | Form 3 |
20 | SCHREIER THOMAS S JR Trustee |
2013-09-10 16:10:36 | 0 0 |
0 | Form 3 |
21 | EVANS JACK other |
2015-12-21 13:03:40 | 0 0 |
0 | Form 4 |
22 | Siffermann William A Vice President |
2017-08-10 18:09:58 | 0 0 |
0 | Form 3 |
23 | Hlavacek Sherri A Vice President and Treasurer |
2015-08-14 17:20:10 | 0 0 |
0 | Form 3 |
24 | Robert Young L Trustee |
2017-07-10 17:28:39 | 0 0 |
0 | Form 3 |
25 | Nuveen Fund Advisors LLC other |
2017-04-10 16:57:12 | 0 0 |
0 | Form 4 |
26 | CITIGROUP INC 10% Owner |
2017-01-10 09:51:08 | 0 0 |
0 | Form 13G |
27 | Rohrbacher Christopher M. Vice President |
2016-10-11 12:36:25 | 0 0 |
0 | Form 3 |
28 | WOLFF MARGARET L. Trustee |
2016-02-24 15:07:04 | 0 0 |
0 | Form 3 |
29 | Lockhart Brian J Vice President |
2019-08-16 15:37:31 | 0 0 |
0 | Form 3 |
30 | Longerstaey Jacques M Vice President |
2019-08-16 15:37:35 | 0 0 |
0 | Form 3 |
31 | Meissner Jon Scott Vice President |
2019-10-17 17:13:35 | 0 0 |
0 | Form 3 |
32 | Morgan Deann Vice President |
2020-03-06 17:31:23 | 0 0 |
0 | Form 3 |
33 | Lancellotta Amy B.R. Trustee |
2021-07-08 11:10:46 | 0 0 |
0 | Form 3 |
34 | Medero Joanne Trustee |
2021-07-08 11:12:59 | 0 0 |
0 | Form 3 |
35 | McCann John M. Vice President |
2022-04-21 16:01:34 | 0 0 |
0 | Form 3 |
36 | Black Brett Chief Compliance Officer |
2022-06-07 07:54:39 | 0 0 |
0 | Form 3 |
37 | Boateng Joseph A consultant |
2024-01-10 12:45:40 | 0 0 |
0 | Form 3 |
38 | KENNY THOMAS J Trustee |
2024-01-10 12:49:45 | 0 0 |
0 | Form 3 |
39 | STARR LOREN M Trustee |
2024-01-10 12:53:53 | 0 0 |
0 | Form 3 |
40 | Forrester Michael A consultant |
2024-01-11 18:06:03 | 0 0 |
0 | Form 3 |
41 | Nelson James N III Vice President |
2024-03-08 11:50:52 | 0 0 |
0 | Form 3 |
42 | Ramsay Mary Beth Vice President |
2024-03-11 11:41:47 | 0 0 |
0 | Form 3 |
43 | Cardella Marc VP and Controller |
2024-12-03 09:20:40 | 0 0 |
0 | Form 3 |
44 | Mechlin Coale Portfolio Manager |
2025-01-02 10:47:17 | 0 0 |
0 | Form 3 |
45 | HUNTER WILLIAM CURT Trustee Director |
2004-03-25 11:25:22 | 0 0 |
0 | Form 3 |
46 | STOCKDALE JUDITH M Trustee |
2004-03-25 11:53:26 | 0 0 |
0 | Form 3 |
47 | SAWERS PETER R Trustee |
2004-03-25 11:50:13 | 0 0 |
0 | Form 3 |
48 | NEILD EDWARD F IV Vice President |
2004-03-25 11:43:33 | 0 0 |
0 | Form 3 |
49 | MASON LENNY Portfolio Manager |
2004-03-25 11:38:31 | 0 0 |
0 | Form 3 |
50 | MARTIN LARRY W VP and Asst Secretary |
2004-03-25 11:30:38 | 0 0 |
0 | Form 3 |
51 | LEAFSTRAND THOMAS E Trustee |
2004-03-25 11:29:52 | 0 0 |
0 | Form 3 |
52 | LAZAR TINA M Vice President |
2004-03-25 11:29:17 | 0 0 |
0 | Form 3 |
53 | KISSICK WILLIAM L Trustee |
2004-03-25 11:28:08 | 0 0 |
0 | Form 3 |
54 | IMPELLIZZERI ANNE E Trustee |
2004-03-25 11:26:48 | 0 0 |
0 | Form 3 |
55 | WELLINGTON SHELIA W Trustee |
2004-03-25 11:55:25 | 0 0 |
0 | Form 3 |
56 | FOY STEPHEN D VP and Controller |
2004-03-25 11:24:35 | 0 0 |
0 | Form 3 |
57 | FITZGERALD WILLIAM M VP and Portfolio Manager |
2004-03-25 11:23:45 | 0 0 |
0 | Form 3 |
58 | FERJUSON LORNA C Vice President |
2004-03-25 11:23:02 | 0 0 |
0 | Form 3 |
59 | DROEGER JESSICA R VP and Secretary |
2004-03-25 11:21:29 | 0 0 |
0 | Form 3 |
60 | DESANTO SUSAN M Vice President |
2004-03-25 11:20:41 | 0 0 |
0 | Form 3 |
61 | DARRIGO PETER H VP and Treasurer |
2004-03-25 11:19:56 | 0 0 |
0 | Form 3 |
62 | BROWN LAWRENCE H Trustee |
2004-03-25 11:19:24 | 0 0 |
0 | Form 3 |
63 | BREMNER ROBERT P Trustee |
2004-03-25 11:18:43 | 0 0 |
0 | Form 3 |
64 | BENNETT WILLIAM E Trustee |
2004-03-25 11:17:41 | 0 0 |
0 | Form 3 |
65 | Antosiewicz Cedric H Vice President |
2007-06-08 12:22:03 | 0 0 |
0 | Form 3 |
66 | ATKINSON MICHAEL T VP and Asst Secretary |
2004-03-25 11:16:42 | 0 0 |
0 | Form 3 |
67 | Prudhomme Kathleen L Vice President |
2011-01-12 10:27:14 | 0 0 |
0 | Form 3 |
68 | McCarthy Michelle Ann Vice President |
2010-08-05 16:25:39 | 0 0 |
0 | Form 3 |
69 | Grace Scott S Vice President & Treasurer |
2009-11-27 13:09:05 | 0 0 |
0 | Form 3 |
70 | Ruane James Vice President |
2009-04-01 12:24:51 | 0 0 |
0 | Form 3/A |
71 | Mino Gregory T. Vice President |
2009-03-27 19:40:11 | 0 0 |
0 | Form 3 |
72 | Cook Margo L. Vice President |
2009-03-27 19:40:09 | 0 0 |
0 | Form 3 |
73 | Arriaga Nizida Vice President |
2009-03-27 19:40:05 | 0 0 |
0 | Form 3 |
74 | AMBOIAN JOHN P CEO of Investment Adviser |
2007-08-08 15:36:26 | 0 0 |
0 | Form 3 |
75 | Slager Joel T. Vice President |
2013-07-25 17:23:13 | 0 0 |
0 | Form 3 |
76 | ADAMS WILLIAM IV Vice President |
2007-06-08 12:22:00 | 0 0 |
0 | Form 3 |
77 | McCarthy Kevin J Vice President |
2007-03-07 16:23:13 | 0 0 |
0 | Form 3 |
78 | Stone Carole E Director |
2007-01-08 13:37:09 | 0 0 |
0 | Form 3 |
79 | Kelly Walter M Assistant Vice President |
2006-09-28 12:14:25 | 0 0 |
0 | Form 3 |
80 | Sunshine Eugene S Trustee |
2005-02-28 15:21:59 | 0 0 |
0 | Form 3 |
81 | KUNDERT DAVID J Trustee |
2005-02-28 15:21:58 | 0 0 |
0 | Form 3 |
82 | Antonatos Julia L Vice President |
2004-11-22 10:28:45 | 0 0 |
0 | Form 3 |
83 | Grassi James D Chief Compliance Officer |
2004-08-24 15:55:03 | 0 0 |
0 | Form 3 |
84 | ZIMMERMAN GIFFORD R Chief Administrative Officer |
2004-03-25 11:56:07 | 0 0 |
0 | Form 3 |