List of insiders holdings for FLOATING RATE INCOME STRATEGIES FUND INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | Tarnow Joshua Portfolio Manager |
2019-02-04 18:50:01 | 27,519 0 |
27,519 | Form 4 |
2 | Hart Leland Portfolio Manager |
2015-08-26 14:41:52 | 26,740 0 |
26,740 | Form 4 |
3 | Keenan James Portfolio Manager |
2012-10-09 19:15:03 | 20,640 0 |
20,640 | Form 4 |
4 | Delbos David Portfolio Manager |
2025-02-04 15:37:25 | 18,570 0 |
18,570 | Form 4 |
5 | BOOTH KEVIN Portfolio Manager |
2007-01-12 10:54:44 | 15,000 0 |
15,000 | Form 4 |
6 | Garfin Mitchell Portfolio Manager |
2025-02-04 15:49:40 | 8,025 0 |
8,025 | Form 4 |
7 | Marshall Adrian C Portfolio Manager |
2018-02-02 17:21:13 | 7,563 0 |
7,563 | Form 4 |
8 | FUND ASSET MANAGEMENT INC Investment Advisor to Fund |
2003-10-29 17:16:27 | 6,667 0 |
6,667 | Form 3/A |
9 | WEST RICHARD R Director |
2006-05-17 13:17:36 | 3,650 0 |
3,650 | Form 4 |
10 | Wilson Carly Portfolio Manager |
2025-02-04 15:39:49 | 2,355 0 |
2,355 | Form 4 |
11 | Perlowski John President and CEO |
2012-10-09 19:04:12 | 2,172 0 |
2,172 | Form 4 |
12 | Harris Jerrold B Director |
2012-10-09 18:48:52 | 656.92 0 |
656.92 | Form 4 |
13 | FORBES RONALD W Director |
2004-08-13 13:20:35 | 550 0 |
550 | Form 4 |
14 | KESTER W CARL Director |
2012-10-09 18:53:50 | 426 0 |
426 | Form 4 |
15 | CAVANAGH RICHARD Director |
2012-10-09 18:59:53 | 426 0 |
426 | Form 4 |
16 | MATTEO JOSEPH Portfolio Manager |
2004-11-24 09:02:44 | 305 0 |
305 | Form 4 |
17 | Beckwith George Nicholas III Director |
2007-12-26 12:59:23 | 100 0 |
100 | Form 4 |
18 | GABBAY HENRY Director |
2019-01-17 10:26:37 | 100 0 |
100 | Form 4 |
19 | FABOZZI FRANK Director |
2012-10-09 18:36:59 | 42 0 |
42 | Form 4 |
20 | Harris Stayce D. Director |
2024-10-30 15:07:33 | 10 0 |
10 | Form 4 |
21 | Ahn Janey Secretary |
2012-05-25 14:07:24 | 0 0 |
0 | Form 3 |
22 | Crothers Robert Vice President |
2012-05-25 14:59:33 | 0 0 |
0 | Form 3 |
23 | Steinmetz Arthur Philip Director |
2023-09-14 17:25:18 | 0 0 |
0 | Form 3 |
24 | Kyne Brendan Vice President |
2009-08-06 18:06:47 | 0 0 |
0 | Form 3 |
25 | Powers John F Director |
2012-01-10 13:08:06 | 0 0 |
0 | Form 3 |
26 | Park Charles Chief Compliance Officer |
2014-06-10 19:59:39 | 0 0 |
0 | Form 3 |
27 | NOVICK BARBARA Director |
2015-01-06 11:20:28 | 0 0 |
0 | Form 3 |
28 | Diorio Jonathan Vice President |
2015-09-21 16:18:52 | 0 0 |
0 | Form 3 |
29 | Lynch Catherine A. Director |
2016-03-02 17:31:26 | 0 0 |
0 | Form 3 |
30 | Egan Cynthia Director |
2016-04-01 16:14:00 | 0 0 |
0 | Form 3 |
31 | Fairbairn Robert W Director |
2018-02-16 18:14:06 | 0 0 |
0 | Form 3 |
32 | BlackRock Internationl Ltd. Investment Adviser |
2020-03-04 12:50:26 | 0 0 |
0 | Form 3 |
33 | Walker Trent Chief Financial Officer |
2021-01-12 21:10:07 | 0 0 |
0 | Form 3 |
34 | Holloman James Phillip Director |
2021-06-21 15:11:17 | 0 0 |
0 | Form 3 |
35 | Flores Lorenzo Director |
2021-08-09 13:54:12 | 0 0 |
0 | Form 3 |
36 | Parzanese Abigail Portfolio Manager |
2023-02-02 18:06:50 | 0 0 |
0 | Form 4 |
37 | Wasserman Aaron David Chief Compliance Officer |
2023-07-06 18:25:44 | 0 0 |
0 | Form 3 |
38 | Davis Richard Director |
2007-11-09 16:20:19 | 0 0 |
0 | Form 3 |
39 | WINTERS CHARLES MATTEO JOSEPH BOOTH KEVIN RYAN KEVIN A SUDDARTH ROSCOE WEST RICHARD R ZINBARG EDWARD FORBES RONALD W MONTGOMERY CYNTHIA A REILLY CHARLES Senior VP |
2003-10-29 13:35:10 | 0 0 |
0 | Form 3 |
40 | HABER LAWRENCE SVP and Treasurer |
2004-04-14 10:39:34 | 0 0 |
0 | Form 4 |
41 | WORMAN GLENN C SVP and Treasurer |
2004-04-21 12:29:48 | 0 0 |
0 | Form 3 |
42 | MURDOCK BRIAN FVP |
2004-04-30 09:49:48 | 0 0 |
0 | Form 4 |
43 | Hiller Jeffrey Chief Compliance Officer |
2004-07-09 10:43:31 | 0 0 |
0 | Form 3 |
44 | Reid Jean Margo PELLEGRINO ALICE A Oster Allan J Director |
2004-08-20 14:08:58 | 0 0 |
0 | Form 3 |
45 | GILLESPIE PHILLIP Secretary |
2004-08-31 15:02:01 | 0 0 |
0 | Form 4 |
46 | FOSINA JOHN J Chief Administrative Officer |
2004-11-15 11:01:47 | 0 0 |
0 | Form 3 |
47 | WINTERS CHARLES SVP |
2004-11-15 12:55:31 | 0 0 |
0 | Form 4 |
48 | Oster Allan J Assist Secretary |
2004-12-10 11:33:59 | 0 0 |
0 | Form 4 |
49 | GLENN TERRY K RYAN KEVIN A EVP |
2005-01-03 11:55:51 | 0 0 |
0 | Form 4 |
50 | Porcelli Frank Chief Operating Officer |
2005-03-18 15:19:15 | 0 0 |
0 | Form 3 |
51 | Molleur Denis STEWART BRIAN D General Counsel |
2006-05-19 13:00:34 | 0 0 |
0 | Form 3 |
52 | ROBARDS KAREN P Director |
2007-11-08 21:07:37 | 0 0 |
0 | Form 3 |
53 | Surloff Howard Secretary |
2007-11-08 17:59:59 | 0 0 |
0 | Form 3 |
54 | AUDET PAUL Director |
2011-07-28 21:37:14 | 0 0 |
0 | Form 3 |
55 | DIXON KENT Director |
2007-11-09 11:39:13 | 0 0 |
0 | Form 3 |
56 | Fife Jay M. Treasurer |
2007-11-09 14:26:43 | 0 0 |
0 | Form 3 |
57 | SALOMON ROBERT S JR Director |
2007-11-09 06:18:20 | 0 0 |
0 | Form 3 |
58 | KINDELAN BRIAN P Chief Compliance Officer |
2007-11-09 06:22:12 | 0 0 |
0 | Form 3 |
59 | FLYNN JAMES T Director |
2007-11-09 07:43:41 | 0 0 |
0 | Form 3 |
60 | FELDSTEIN KATHLEEN F Director |
2007-11-09 15:05:06 | 0 0 |
0 | Form 3 |
61 | Andrews Neal Chief Financial Officer |
2007-11-09 16:02:58 | 0 0 |
0 | Form 3 |
62 | HUBBARD ROBERT GLENN Director |
2007-11-09 16:06:49 | 0 0 |
0 | Form 3 |
63 | ACKERLEY ANNE Vice President |
2007-11-13 06:17:09 | 0 0 |
0 | Form 3 |
64 | WILLIAMS MARK J Portfolio Manager |
2008-06-20 09:16:58 | 0 0 |
0 | Form 3 |
65 | Davis Dick Director |
2008-07-14 18:21:27 | 0 0 |
0 | Form 3/A |
66 | BENTLEY WILLIAM BURKE DONALD C DOLL ROBERT C JR FULLERTON BRIAN GLENN TERRY K HABER LAWRENCE DONAHUE ANDREW MILLER JERRY SALERNO FRANK MURDOCK BRIAN Senior VP |
2003-10-29 13:21:41 | 0 0 |
0 | Form 3 |
67 | SHAPIRO IRA P Secretary |
2010-11-18 15:49:04 | 0 0 |
0 | Form 3 |
68 | Castellano Michael J Director |
2011-04-20 17:19:53 | 0 0 |
0 | Form 3 |