Insider Holders & Insider Ownership - Apollo Endosurgery Inc. (APEN)

List of insiders holdings for Apollo Endosurgery Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 Crawford Matthew S
10% Owner		 2021-03-09 16:41:23 1,856,783
5,424,189		 7,280,972 Form 4
2 Swortwood Letitia
10% Owner		 2007-12-14 12:26:40 5,816,200
0		 5,816,200 Form 13D
3 STONEPINE CAPITAL L.P.
10% Owner		 2019-08-14 18:16:54 5,355,519
0		 5,355,519 Form 4
4 PTV SCIENCES II L P
PTV IV L.P.
PTV Special Opportunities I L.P.
Pinto Technology Ventures GP II L.P.
PTV GP IV L.P.
PTV GP SO I L.P.
Pinto TV GP CO LLC
PTV GP III Management LLC
10% Owner		 2021-03-09 16:37:38 0
4,566,225		 4,566,225 Form 4
5 Robertson Bruce C
Director
10% Owner		 2016-12-30 08:32:34 0
2,902,370		 2,902,370 Form 4
6 Creecy John W
Director
10% Owner		 2016-12-30 08:33:58 0
2,618,784		 2,618,784 Form 4
7 H.I.G. Ventures - Endosurgery LLC
10% Owner		 2017-01-10 06:00:57 1,451,185
0		 1,451,185 Form 13D
8 LEHMAN BROTHERS HOLDINGS INC
10% Owner		 2012-08-10 15:27:05 1,447,293
0		 1,447,293 Form 13D
9 PTV SCIENCES II L P
PTV Special Opportunities I L.P.
PTV Evergreen Fund L.P.
Pinto Technology Ventures GP II L.P.
PTV GP IV L.P.
PTV GP SO I L.P.
PTV GP Evergreen L.P.
Pinto TV GP CO LLC
PTV GP III Management LLC
PTV IV L.P.
10% Owner		 2021-03-09 15:50:13 1,355,858
0		 1,355,858 Form 13D
10 Remeditex Ventures LLC
10% Owner		 2017-01-09 15:24:27 1,309,392
0		 1,309,392 Form 13G
11 Traweek James W JR
10% Owner		 2020-01-06 18:36:28 0
1,074,311		 1,074,311 Form 4
12 Gagnon Neil
10% Owner		 2023-02-08 16:10:58 717,490
0		 717,490 Form 13G
13 Novo Holdings A/S
10% Owner		 2017-08-16 16:05:03 671,872
0		 671,872 Form 13D
14 Roaring Fork Capital SBIC L.P.
10% Owner		 2013-02-07 18:15:39 511,429
0		 511,429 Form 13G
15 Bender John F
Senior VP-Research & Develop.		 2008-09-26 15:50:24 480,000
0		 480,000 Form 4
16 Newton Todd
Chief Executive Officer		 2021-01-07 16:36:28 415,785
0		 415,785 Form 4
17 McWilliams Dennis L.
President, CCO		 2017-09-19 20:54:21 316,871
0		 316,871 Form 4
18 Schwartzhoff Bret
VP, US Sales & Marketing		 2021-03-12 17:43:46 288,678
0		 288,678 Form 4
19 Anderson Rick D
Director
10% Owner		 2022-06-16 21:21:48 132,817
0		 132,817 Form 4
20 PANCOAST SCOTT R
President & CEO		 2014-08-19 17:15:00 116,435
0		 116,435 Form 4
21 Paggiarino Dario A.
Chief Development Officer		 2016-02-18 18:26:39 100,000
0		 100,000 Form 4
22 Woodnutt Gary
Chief Scientific Offcer		 2016-02-18 18:28:17 100,000
0		 100,000 Form 4
23 Cavanaugh Stefanie L.
CFO, Treasurer, Secretary		 2021-07-07 16:27:52 96,089
0		 96,089 Form 4
24 Hansen Genevieve
Vice President, Research		 2008-05-16 19:24:02 90,000
0		 90,000 Form 4/A
25 Swortwood Geoffrey
Director		 2006-08-07 17:58:54 50,000
0		 50,000 Form 4
26 Purcell David
Director		 2006-12-18 14:21:30 50,000
0		 50,000 Form 4
27 LYON JOHN R
Director		 2006-03-07 21:58:34 50,000
0		 50,000 Form 4
28 Garland William A
VP - Drug Development		 2008-09-24 18:41:08 50,000
0		 50,000 Form 4
29 Sabbadini Roger Allen
VP & Chief Scientific Officer		 2012-03-27 14:13:03 50,000
0		 50,000 Form 4
30 HBM Healthcare Investments (Cayman) Ltd.
10% Owner		 2017-02-14 17:32:37 36,114
0		 36,114 Form 13G
31 MEELIA RICHARD J
Director		 2018-03-02 14:43:23 32,855
0		 32,855 Form 4
32 Lack Michael
Interim CEO		 2014-11-04 18:02:47 15,000
0		 15,000 Form 4
33 Tribie Charles
Exec VP of Ops		 2017-05-30 17:55:53 894
0		 894 Form 4
34 Black Jeffrey G.
Chief Financial Officer		 2023-04-04 19:54:28 0
0		 0 Form 4
35 McGaughy R Kent Jr
Director
10% Owner		 2023-04-04 20:15:52 0
0		 0 Form 4
36 CPMG Inc
Desai Antal Rohit
See Remarks
10% Owner		 2023-04-04 20:50:48 0
0		 0 Form 13D
37 BARR JOHN R
Director		 2023-04-04 19:56:41 0
0		 0 Form 4
38 Bankes Jeannette
Director		 2023-04-04 19:56:25 0
0		 0 Form 4
39 O'KEEFE SHARON
Director		 2023-04-04 19:56:11 0
0		 0 Form 4
40 McKhann Chas
President and CEO		 2023-04-04 19:55:55 0
0		 0 Form 4
41 McClellan William D. Jr.
Director		 2023-04-04 19:55:35 0
0		 0 Form 4
42 Molesphini John J
EVP, Operations		 2023-04-04 19:55:18 0
0		 0 Form 4
43 Gostout Christopher J.
Chief Medical Officer		 2023-04-04 19:55:03 0
0		 0 Form 4
44 Gutteridge Mike
VP, Int'l Sales and Marketing		 2023-04-04 19:54:47 0
0		 0 Form 4
45 KISNER DANIEL L
Director		 2016-12-29 17:07:12 0
0		 0 Form 4
46 Shimer Julie Ann
Director		 2023-04-04 19:54:10 0
0		 0 Form 4
47 Pacitti David
Director		 2023-04-04 19:53:48 0
0		 0 Form 4
48 BARCLAYS PLC
10% Owner		 2011-01-11 10:12:44 0
0		 0 Form 13D
49 Nielsen Jack
Director		 2016-12-29 20:07:08 0
0		 0 Form 3
50 Swortwood Donald
Director		 2016-12-29 16:54:27 0
0		 0 Form 4
51 Atkinson Gary J G
CEO and CFO		 2016-12-29 16:58:10 0
0		 0 Form 4
52 Ferrell Jeffrey
Director		 2016-12-29 17:01:34 0
0		 0 Form 4
53 Petree Daniel H
Director		 2016-12-29 17:03:38 0
0		 0 Form 4
54 MATHEWS CHARLES
Director		 2016-12-29 17:06:06 0
0		 0 Form 4