List of insiders holdings for PIMCO FLOATING RATE INCOME FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | GROSS WILLIAM H See Remarks |
2013-07-26 16:13:40 | 690,558 83,555 |
774,113 | Form 4 |
| 2 | Vandecruze Grace Director |
2023-12-13 18:32:18 | 0 12,345 |
12,345 | Form 4 |
| 3 | BANK OF AMERICA CORP BANK OF AMERICA NA Former 10% Owner |
2023-10-04 14:23:07 | 9,633 0 |
9,633 | Form 13G |
| 4 | BANK OF AMERICA CORP MERRILL LYNCH PIERCE FENNER & SMITH INC. MERRILL LYNCH INTERNATIONAL 10% Owner |
2023-10-04 14:23:07 | 9,633 0 |
9,633 | Form 13G |
| 5 | GALLAGHER BRADFORD K Director |
2015-01-28 19:06:18 | 4,300 0 |
4,300 | Form 4 |
| 6 | Rappaport Alan Director |
2010-09-21 13:13:25 | 1,500 0 |
1,500 | Form 4 |
| 7 | MERRILL LYNCH & CO. INC. MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner |
2009-01-12 09:04:47 | 1,103 0 |
1,103 | Form 13G |
| 8 | UBS AG 10% Owner |
2011-01-14 06:08:26 | 355 0 |
355 | Form 13G |
| 9 | UBS Group AG 10% Owner |
2024-04-18 13:27:20 | 0 355 |
355 | Form 4 |
| 10 | TODD BRADLEY ALLEN Treasurer |
2019-06-06 20:17:04 | 0 0 |
0 | Form 3 |
| 11 | KIT WU KWAN Assistant Secretary |
2017-03-29 14:54:27 | 0 0 |
0 | Form 3 |
| 12 | Melman Laura S Assistant Treasurer |
2017-03-29 15:40:19 | 0 0 |
0 | Form 3 |
| 13 | FELS JOACHIM WALTER See Remarks |
2018-01-04 18:36:50 | 0 0 |
0 | Form 3 |
| 14 | AUDAIN-PRESSLEY KEISHA L Chief Compliance Officer |
2018-01-31 16:28:23 | 0 0 |
0 | Form 3 |
| 15 | Cogan Sarah E Director |
2019-01-02 17:08:34 | 0 0 |
0 | Form 3 |
| 16 | FISHER DAVID NICHOLS III Director |
2019-01-02 18:35:41 | 0 0 |
0 | Form 3 |
| 17 | STAHL CATHLEEN RUTH SEE REMARKS |
2019-01-02 20:01:10 | 0 0 |
0 | Form 3 |
| 18 | SHENOY SHWETHA P Assistant Treasurer |
2019-06-06 18:28:30 | 0 0 |
0 | Form 3 |
| 19 | STRACKE THIBAULT CHRISTIAN SEE REMARKS |
2017-01-11 17:09:06 | 0 0 |
0 | Form 3 |
| 20 | EVANS BRANDON THOMAS Assistant Treasurer |
2019-06-06 17:24:49 | 0 0 |
0 | Form 3 |
| 21 | Pittluck Brian Joel Vice President |
2020-01-09 17:53:04 | 0 0 |
0 | Form 3 |
| 22 | Zhang Hao Jessica Assistant Treasurer |
2020-01-09 19:10:48 | 0 0 |
0 | Form 3 |
| 23 | Byer Jeffrey Alan Vice President |
2020-01-09 16:02:09 | 0 0 |
0 | Form 3 |
| 24 | TOURNIER EVE ANNE CELINE SEE REMARKS |
2020-03-27 18:52:03 | 0 0 |
0 | Form 3 |
| 25 | SEIDNER MARC P SEE REMARKS |
2020-03-27 20:05:14 | 0 0 |
0 | Form 3 |
| 26 | Schneider Jerome M SEE REMARKS |
2020-03-27 20:45:36 | 0 0 |
0 | Form 3 |
| 27 | AVDEYCHIK VADIM Assistant Secretary |
2015-06-12 16:55:43 | 0 0 |
0 | Form 3 |
| 28 | GALIPEAU WILLIAM GLEN See Remarks |
2014-09-08 13:42:54 | 0 0 |
0 | Form 3 |
| 29 | LESHAW RYAN G Assistant Secretary |
2014-09-08 14:06:54 | 0 0 |
0 | Form 3 |
| 30 | JOHNSON ERIC DAVID Vice President |
2014-09-08 14:14:22 | 0 0 |
0 | Form 3 |
| 31 | BALLS ANDREW SEE REMARKS |
2014-10-06 14:58:57 | 0 0 |
0 | Form 3 |
| 32 | MURATA ALFRED T SEE REMARKS |
2014-10-06 15:26:06 | 0 0 |
0 | Form 3 |
| 33 | MITTAL MOHIT SEE REMARKS |
2014-10-06 15:37:19 | 0 0 |
0 | Form 3 |
| 34 | Brigade Leveraged Capital Structures Fund Ltd. 10% Owner |
2014-11-12 10:34:50 | 0 0 |
0 | Form 4 |
| 35 | MARIAPPA SUDI SEE REMARKS |
2015-01-08 17:07:35 | 0 0 |
0 | Form 3 |
| 36 | Otterbein Thomas J See Remarks |
2015-01-08 17:46:26 | 0 0 |
0 | Form 3 |
| 37 | DEAN MILLER COLLEEN Assistant Treasurer |
2017-03-29 14:05:19 | 0 0 |
0 | Form 3 |
| 38 | NAGLER JASON JORDAN Assistant Treasurer |
2015-06-12 17:28:39 | 0 0 |
0 | Form 3 |
| 39 | KORINKE KIMBERLEY G SEE REMARKS |
2016-01-13 17:02:20 | 0 0 |
0 | Form 3 |
| 40 | BRIDWELL JENNIFER S SEE REMARKS |
2016-01-22 17:28:08 | 0 0 |
0 | Form 3 |
| 41 | MATHER SCOTT A SEE REMARKS |
2016-01-22 18:00:52 | 0 0 |
0 | Form 3 |
| 42 | MORIN CHRISTOPHER M Assistant Treasurer |
2016-10-04 17:27:47 | 0 0 |
0 | Form 3 |
| 43 | Roman Emmanuel SEE REMARKS |
2016-11-02 17:20:24 | 0 0 |
0 | Form 3 |
| 44 | HYMAN DANIEL H SEE REMARKS |
2017-01-10 16:41:11 | 0 0 |
0 | Form 3 |
| 45 | Kittredge Joseph Baker Jr Director |
2020-05-20 17:50:36 | 0 0 |
0 | Form 3 |
| 46 | PARIKH BIJAL Y Vice President |
2017-03-29 16:47:43 | 0 0 |
0 | Form 3 |
| 47 | SHARENOW GREG ELLIOT SEE REMARKS |
2024-02-05 18:07:19 | 0 0 |
0 | Form 3 |
| 48 | Suh Sung-Hee SEE REMARKS |
2024-01-04 17:58:10 | 0 0 |
0 | Form 3 |
| 49 | Chan Carol Kar-lon Vice President |
2024-01-17 13:57:09 | 0 0 |
0 | Form 3 |
| 50 | Creighton Alyssa Michele Vice President |
2024-01-17 14:30:45 | 0 0 |
0 | Form 3 |
| 51 | Goodman Matthew Louis Assistant Treasurer |
2024-01-17 15:10:06 | 0 0 |
0 | Form 3 |
| 52 | McLaughlin Colleen Patrice Vice President |
2024-01-17 15:41:32 | 0 0 |
0 | Form 3 |
| 53 | Narain Shivanand Vice President |
2024-01-17 16:21:43 | 0 0 |
0 | Form 3 |
| 54 | Pacetti Laine Elizabeth Assistant Treasurer |
2024-01-17 16:46:31 | 0 0 |
0 | Form 3 |
| 55 | Wildermuth Paul Thomas Vice President |
2024-01-17 17:16:44 | 0 0 |
0 | Form 3 |
| 56 | Stern Jason Ross Assistant Treasurer |
2024-01-17 17:38:11 | 0 0 |
0 | Form 3 |
| 57 | Vu Quynh-Chi Hoang Assistant Treasurer |
2024-01-17 18:04:54 | 0 0 |
0 | Form 3 |
| 58 | Bui Giang Huong SEE REMARKS |
2023-10-04 17:51:19 | 0 0 |
0 | Form 3 |
| 59 | Kersman Alejandro Eduardo SEE REMARKS |
2024-02-05 18:38:29 | 0 0 |
0 | Form 3 |
| 60 | Yang Jing SEE REMARKS |
2024-02-05 19:09:00 | 0 0 |
0 | Form 3 |
| 61 | Ellis Michele Noel VICE PRESIDENT |
2024-08-21 18:45:15 | 0 0 |
0 | Form 3 |
| 62 | Dinan Jaime Catherine ASSISTANT SECRETARY |
2024-08-21 19:25:00 | 0 0 |
0 | Form 3 |
| 63 | Bekkers Timothy Albert-Michel-Alain Assistant Secretary |
2024-08-21 20:49:35 | 0 0 |
0 | Form 3 |
| 64 | FLATTUM DAVID C Director |
2024-12-10 16:18:40 | 0 0 |
0 | Form 3 |
| 65 | Kraus Kristofer See Remarks |
2025-01-31 16:42:18 | 0 0 |
0 | Form 3 |
| 66 | Ferguson Benjamin SEE REMARKS |
2025-01-31 18:32:59 | 0 0 |
0 | Form 3 |
| 67 | Bui Sonia E Assistant Secretary |
2025-04-03 17:09:25 | 0 0 |
0 | Form 3 |
| 68 | Burrill Douglas Benjamin Vice President |
2022-08-25 18:47:23 | 0 0 |
0 | Form 3 |
| 69 | Whitten Candice Stack SEE REMARKS |
2020-03-27 17:31:34 | 0 0 |
0 | Form 3 |
| 70 | BROWN ERIK C Vice President |
2014-09-08 12:31:20 | 0 0 |
0 | Form 3 |
| 71 | Hall Gregory Weston SEE REMARKS |
2020-09-24 17:53:57 | 0 0 |
0 | Form 3 |
| 72 | Brigliadori Geraldine Edith SEE REMARKS |
2021-01-29 20:16:52 | 0 0 |
0 | Form 3 |
| 73 | Duggan Elizabeth A Vice President |
2021-03-26 18:10:27 | 0 0 |
0 | Form 3 |
| 74 | Zakir Nadia SEE REMARKS |
2021-06-03 20:51:23 | 0 0 |
0 | Form 3 |
| 75 | Jelic Mark Allen Vice President |
2021-09-30 17:34:03 | 0 0 |
0 | Form 3 |
| 76 | Meggers Julie Ann SEE REMARKS |
2022-02-07 17:55:54 | 0 0 |
0 | Form 3 |
| 77 | Werber Keith Adam VICE PRESIDENT |
2022-06-16 14:39:02 | 0 0 |
0 | Form 3 |
| 78 | McCartney Kathleen Ann Director |
2022-07-01 15:37:08 | 0 0 |
0 | Form 3 |
| 79 | MOGELOF ERIC J SEE REMARKS |
2020-03-27 21:13:24 | 0 0 |
0 | Form 3 |
| 80 | Lee Kenneth W. Vice President |
2022-09-01 17:48:09 | 0 0 |
0 | Form 3 |
| 81 | Steiner Jason Robert SEE REMARKS |
2023-02-03 13:10:04 | 0 0 |
0 | Form 3 |
| 82 | Pier Sonali Shah SEE REMARKS |
2023-02-03 14:15:59 | 0 0 |
0 | Form 3 |
| 83 | Ananthanarayanan Vishalakshi Mangala SEE REMARKS |
2023-02-03 15:29:17 | 0 0 |
0 | Form 3 |
| 84 | WANG QI SEE REMARKS |
2023-02-03 16:50:06 | 0 0 |
0 | Form 3 |
| 85 | Duran Jason Raul VICE PRESIDENT |
2023-03-24 13:19:51 | 0 0 |
0 | Form 3 |
| 86 | Golota Maria Marchenko ASSISTANT TREASURER |
2023-03-24 14:19:11 | 0 0 |
0 | Form 3 |
| 87 | Mason Gregory John VICE PRESIDENT |
2023-03-24 15:20:43 | 0 0 |
0 | Form 3 |
| 88 | Cantrill Elizabeth Davis Director |
2023-05-03 17:00:58 | 0 0 |
0 | Form 3 |
| 89 | CONSEIL CYRILLE R PORTFOLIO MANAGER |
2008-12-31 06:00:47 | 0 0 |
0 | Form 3 |
| 90 | Schmider Ernest L Jacobs Lew W IV Affiliated Person |
2007-01-10 10:15:20 | 0 0 |
0 | Form 3 |
| 91 | ALLIANZ GLOBAL INVESTORS OF AMERICA L P Affiliated Entity |
2007-05-29 14:07:26 | 0 0 |
0 | Form 4 |
| 92 | SULLIVAN R PETER III Director |
2007-09-12 14:17:24 | 0 0 |
0 | Form 3 |
| 93 | El-Erian Mohamed EXECUTIVE COMMITTEE MEMBER |
2008-12-31 06:18:44 | 0 0 |
0 | Form 3/A |
| 94 | POWERS WILLIAM C EXECUTIVE COMMITTEE MEMBER |
2008-12-31 06:26:11 | 0 0 |
0 | Form 3 |
| 95 | LUDWIG STEVEN SVP & CCO |
2008-12-31 06:39:06 | 0 0 |
0 | Form 3 |
| 96 | WEIL RICHARD M Executive Committee Member |
2008-12-31 07:03:19 | 0 0 |
0 | Form 3/A |
| 97 | Whisten Scott Assistant Treasurer |
2008-12-31 11:17:08 | 0 0 |
0 | Form 3 |
| 98 | COCHRAN RICHARD J Assistant Treasurer |
2008-12-31 11:20:45 | 0 0 |
0 | Form 3 |
| 99 | Claussen Barbara R AFFILIATED PERSON |
2008-12-31 12:06:53 | 0 0 |
0 | Form 3 |
| 100 | Srivastava Lagan Healey William V Kirk Richard H Chapman Kathleen A Assistant Secretary |
2006-12-20 14:55:39 | 0 0 |
0 | Form 3 |
| 101 | MEWBOURNE CURTIS A EXECUTIVE COMMITTEE MEMBER |
2009-01-09 18:44:06 | 0 0 |
0 | Form 3 |
| 102 | Healey William V Assistant Secretary |
2009-01-20 18:42:56 | 0 0 |
0 | Form 3/A |
| 103 | KERTESS HANS W Director |
2009-01-20 18:55:01 | 0 0 |
0 | Form 3/A |
| 104 | ALTADONNA LAWRENCE G Treasurer |
2009-01-20 17:33:49 | 0 0 |
0 | Form 3/A |
| 105 | Pisano Albert A Affiliated Person |
2009-01-20 17:36:55 | 0 0 |
0 | Form 3/A |
| 106 | WHITTINGTON MARNA C Affiliated Person |
2009-01-20 17:46:16 | 0 0 |
0 | Form 3/A |
| 107 | MOORE E BLAKE JR Affiliated Person |
2009-01-20 17:52:23 | 0 0 |
0 | Form 3/A |
| 108 | Kirk Richard H Assistant Secretary |
2009-01-20 18:00:49 | 0 0 |
0 | Form 3/A |
| 109 | Chapman Kathleen A Assistant Secretary |
2009-01-20 18:18:11 | 0 0 |
0 | Form 3/A |
| 110 | PIMCO ADVISORS FUND MANAGEMENT LLC Investment Manager |
2003-08-21 12:48:00 | 0 0 |
0 | Form 3 |
| 111 | BELICA PAUL Director |
2003-08-21 10:38:38 | 0 0 |
0 | Form 3 |
| 112 | DALESSANDRO JOHN J II Director |
2003-08-21 10:41:55 | 0 0 |
0 | Form 3 |
| 113 | TREADWAY STEPHEN J Chairman |
2003-08-21 11:14:30 | 0 0 |
0 | Form 3 |
| 114 | SCHOTT NEWTON B JR Vice President/Secretary |
2003-08-21 11:19:46 | 0 0 |
0 | Form 3 |
| 115 | SHLISSEL BRIAN S President and CEO |
2003-08-21 11:21:52 | 0 0 |
0 | Form 3 |
| 116 | POLI FRANCIS C Executive Committee |
2003-08-21 11:36:44 | 0 0 |
0 | Form 3 |
| 117 | HINMAN DAVID C Portfolio Manager |
2003-08-21 12:14:08 | 0 0 |
0 | Form 3 |
| 118 | KENNEDY RAYMOND G Vice President/Portfolio Mgr |
2003-08-21 12:29:36 | 0 0 |
0 | Form 3 |
| 119 | BANNO DENISE C Investment Adviser |
2003-08-21 12:33:32 | 0 0 |
0 | Form 3 |
| 120 | PHANSALKAR MOHAN V Investment Adviser |
2003-08-21 12:36:38 | 0 0 |
0 | Form 3 |
| 121 | CONNOR ROBERT E Director |
2009-01-20 18:30:11 | 0 0 |
0 | Form 3/A |
| 122 | PACIFIC INVESTMENT MANAGEMENT CO LLC Investment Adviser |
2003-08-21 12:51:29 | 0 0 |
0 | Form 3 |
| 123 | HARRIS BRENT R Executive Committee |
2003-08-21 14:16:50 | 0 0 |
0 | Form 3 |
| 124 | HOLDEN BRENT L Executive Committee |
2003-08-21 15:47:41 | 0 0 |
0 | Form 3 |
| 125 | THOMPSON WILLIAM S Executive Committee |
2003-08-21 15:58:30 | 0 0 |
0 | Form 3 |
| 126 | PATULA JENNIFER Assistant Secretary |
2004-03-01 16:01:21 | 0 0 |
0 | Form 3 |
| 127 | Fuccillo Thomas J Secretary |
2005-03-03 10:06:53 | 0 0 |
0 | Form 3 |
| 128 | Harter Thomas L Investment Manager |
2005-03-10 15:17:07 | 0 0 |
0 | Form 3 |
| 129 | HAMALAINEN PASI Executive Committee |
2006-01-03 11:39:03 | 0 0 |
0 | Form 3 |
| 130 | Hoover E Clifton Jr Affiliated Person |
2006-11-27 15:37:59 | 0 0 |
0 | Form 4 |
| 131 | Guia Youse See Remarks |
2014-04-23 16:36:57 | 0 0 |
0 | Form 3 |
| 132 | Townsend Christopher Affiliated Person |
2012-02-29 13:12:37 | 0 0 |
0 | Form 3 |
| 133 | GOLDMAN NEAL P Director |
2012-08-07 10:11:16 | 0 0 |
0 | Form 3 |
| 134 | JACOBSON JAMES A Director |
2012-09-19 15:46:29 | 0 0 |
0 | Form 3 |
| 135 | Sluyters Julian Affiliated Person |
2012-11-20 14:23:41 | 0 0 |
0 | Form 3 |
| 136 | SHORT JONATHAN D See Remarks |
2013-01-18 20:53:18 | 0 0 |
0 | Form 3 |
| 137 | Frank Udo Affiliated Person |
2013-07-12 16:34:30 | 0 0 |
0 | Form 3 |
| 138 | Jacobs Lew W IV SEE REMARKS |
2014-01-30 18:58:28 | 0 0 |
0 | Form 3 |
| 139 | Jobson David Affiliated Person |
2014-02-20 15:31:24 | 0 0 |
0 | Form 3 |
| 140 | BENZ WILLIAM ROBERT II SEE REMARKS |
2014-03-28 18:21:46 | 0 0 |
0 | Form 3 |
| 141 | WORAH MIHIR P SEE REMARKS |
2014-03-28 19:05:14 | 0 0 |
0 | Form 3 |
| 142 | Carroll John Affiliated Person |
2012-02-29 16:17:12 | 0 0 |
0 | Form 3 |
| 143 | Bengtson-Olivieri Erin Affiliated Person |
2014-05-02 14:30:59 | 0 0 |
0 | Form 3 |
| 144 | Barling James Affiliated Person |
2014-06-26 11:51:02 | 0 0 |
0 | Form 3 |
| 145 | Miller Alan Bruce Director |
2014-08-01 16:17:28 | 0 0 |
0 | Form 3 |
| 146 | Murray Marti P Director |
2014-08-01 16:19:42 | 0 0 |
0 | Form 3 |
| 147 | Anctil Stacie ASSISTANT TREASURER |
2014-09-08 11:53:32 | 0 0 |
0 | Form 3 |
| 148 | Walker Trent Assistant Treasurer |
2014-09-08 12:07:24 | 0 0 |
0 | Form 3 |
| 149 | ROSIAK JASON R Portfolio Manager |
2003-08-21 09:45:05 | 0 0 |
0 | Form 3 |
| 150 | STRELOW PETER G See Remarks |
2014-09-08 12:49:41 | 0 0 |
0 | Form 3 |
| 151 | DAWSON CRAIG A Director |
2014-09-08 13:08:47 | 0 0 |
0 | Form 3 |
| 152 | ARNOLD TAMARA J SEE REMARKS |
2011-01-14 15:03:41 | 0 0 |
0 | Form 3 |
| 153 | Ogden William B IV Director |
2009-01-20 18:36:26 | 0 0 |
0 | Form 3/A |
| 154 | MANEY JOHN C Affiliated Person |
2009-01-21 19:43:49 | 0 0 |
0 | Form 3/A |
| 155 | KOEPFGEN BRUCE L AFFILIATED PERSON |
2009-01-21 19:49:05 | 0 0 |
0 | Form 3/A |
| 156 | TAYLOR DIANA L Director |
2009-01-23 10:56:21 | 0 0 |
0 | Form 3/A |
| 157 | Durham Jennifer E SVP & CCO |
2009-02-23 15:46:30 | 0 0 |
0 | Form 3 |
| 158 | IVASCYN DANIEL J Executive Committee Member |
2010-01-04 13:57:05 | 0 0 |
0 | Form 3 |
| 159 | Hodge Douglas M Executive Committee Member |
2010-01-25 20:09:28 | 0 0 |
0 | Form 3 |
| 160 | CUPPS WENDY Executive Committee Member |
2011-01-04 17:02:24 | 0 0 |
0 | Form 3 |
| 161 | MILLER JOHN MARK Executive Committee Member |
2011-01-04 17:25:24 | 0 0 |
0 | Form 3 |
| 162 | Ratner Joshua See Remarks |
2014-09-08 13:29:02 | 0 0 |
0 | Form 3 |
| 163 | Dzemaili Orhan Assistant Treasurer |
2011-01-20 09:36:42 | 0 0 |
0 | Form 3 |
| 164 | ZOULLAS DEBORAH A Director |
2011-03-10 09:51:17 | 0 0 |
0 | Form 3 |
| 165 | Gaffney Brian J. Affiliated Person |
2011-03-10 12:35:43 | 0 0 |
0 | Form 3 |
| 166 | Migliori Scott Affiliated Person |
2011-03-10 14:09:45 | 0 0 |
0 | Form 3 |
| 167 | Sexauer Stephen Affiliated Person |
2011-03-10 14:51:08 | 0 0 |
0 | Form 3 |
| 168 | Marino Gerard Affiliated Person |
2011-03-10 15:36:33 | 0 0 |
0 | Form 3 |
| 169 | VALEIRAS HORACIO Affiliated Person |
2011-03-10 16:27:04 | 0 0 |
0 | Form 3 |
| 170 | Oliver Thomas W JR Affiliated Person |
2011-11-14 10:06:03 | 0 0 |
0 | Form 3 |
| 171 | RODOSKY STEPHEN A SEE REMARKS |
2012-02-09 14:07:02 | 0 0 |
0 | Form 3 |