List of insiders holdings for PIPER SANDLER COMPANIES:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | US BANCORP US BANCORP INVESTMENTS INC 10% Owner |
2004-01-02 12:27:07 | 38,666,258 38,666,158 |
77,332,416 | Form 4 |
2 | DUFF ANDREW S Director |
2019-02-20 16:03:42 | 185,485 10 |
185,495 | Form 4 |
3 | SCHNETTLER THOMAS P President and COO |
2011-02-17 17:23:02 | 167,249 1,004 |
168,253 | Form 4 |
4 | Frazier Michael E Director |
2017-05-12 15:59:04 | 161,639 0 |
161,639 | Form 4 |
5 | Doyle Jonathan J Hd of Financial Services Group |
2025-03-03 16:12:13 | 136,446 0 |
136,446 | Form 4 |
6 | Salveson Jon W Global Head of Invest. Banking |
2010-02-18 18:58:11 | 125,444 847 |
126,291 | Form 4 |
7 | Baker James P Global Co-Head IB and Cap Mkts |
2025-03-03 16:10:03 | 57,867 51,398 |
109,265 | Form 4 |
8 | Abraham Chad R CEO and Chairman |
2025-03-03 16:07:16 | 53,558 36,000 |
89,558 | Form 4 |
9 | Ko Alex Po-Ming CEO Piper Jaffray Asia |
2010-02-18 18:54:00 | 6,828 79,107 |
85,935 | Form 4 |
10 | LaRue R Scott Co-Head Global IB and Cap Mkts |
2021-03-01 17:24:47 | 8,851 51,732 |
60,583 | Form 4 |
11 | Schoneman Debbra L. President |
2025-03-03 16:19:24 | 7,774 51,386 |
59,160 | Form 4 |
12 | Klinefelter Jeffrey P Global Head of Equities |
2017-05-24 16:06:05 | 54,759 0 |
54,759 | Form 4 |
13 | Fairman Francis E IV Head, Public Finance Services |
2018-02-05 16:37:16 | 47,469 0 |
47,469 | Form 4 |
14 | Winges Martin Bradley Head of Fixed Income Services |
2017-07-31 16:03:26 | 46,133 0 |
46,133 | Form 4 |
15 | May Benjamin T Head of Fixed Income Services |
2008-05-15 18:41:24 | 37,967 136 |
38,103 | Form 4 |
16 | CHOSY JAMES L General Counsel |
2012-12-04 17:11:58 | 32,916 5,103 |
38,019 | Form 4 |
17 | Wilson David I CEO of Piper Jaffray Ltd. |
2010-06-03 17:39:12 | 37,087 0 |
37,087 | Form 4 |
18 | PIPER ADDISON L Director |
2021-03-15 16:09:29 | 31,542 1,050 |
32,592 | Form 4 |
19 | Crawshaw Christopher D Head of Asset Management |
2017-08-08 17:31:14 | 26,583 0 |
26,583 | Form 4 |
20 | NORDSTRAND BARRY J Head of Fixed Income |
2005-04-25 14:58:33 | 21,701 4,394 |
26,095 | Form 4 |
21 | FITZGERALD WILLIAM R Director |
2025-03-17 16:34:56 | 25,455 0 |
25,455 | Form 4 |
22 | Sterling Brian R Director |
2025-04-01 16:18:16 | 24,670 0 |
24,670 | Form 4 |
23 | GRANGAARD PAUL D Head of PCS |
2005-02-24 16:12:03 | 21,219 79 |
21,298 | Form 4 |
24 | Dillahunt Michael R Global Co-Head IB and Cap Mkts |
2025-03-03 16:14:29 | 19,487 0 |
19,487 | Form 4 |
25 | SORAN PHILIP Director |
2025-04-01 16:16:23 | 18,966 0 |
18,966 | Form 4 |
26 | Carter Timothy L Chief Financial Officer |
2023-02-28 16:37:03 | 18,688 0 |
18,688 | Form 4 |
27 | TAYLOR SCOTT C Director |
2025-03-17 16:54:59 | 18,300 0 |
18,300 | Form 4 |
28 | SIMS FRANK L Director |
2012-05-11 15:59:53 | 17,483 0 |
17,483 | Form 4 |
29 | FIREBAUGH RONALD T Co-Head Pub Fin & Fixed Income |
2012-05-17 16:41:03 | 16,502 0 |
16,502 | Form 4 |
30 | PETERSON ROBERT W Global Head of Equities |
2012-05-17 16:35:09 | 16,502 0 |
16,502 | Form 4 |
31 | JOHNSON B KRISTINE Director |
2019-12-16 16:53:40 | 11,794 3,778 |
15,572 | Form 4 |
32 | Smith Thomas Gregory Chief Strategy Officer |
2017-07-31 16:02:39 | 15,279 0 |
15,279 | Form 4 |
33 | Geelan John W General Counsel |
2025-03-03 16:16:28 | 14,645 0 |
14,645 | Form 4 |
34 | KAPLAN SAMUEL L Director |
2009-05-11 11:44:28 | 3,000 11,643 |
14,643 | Form 4 |
35 | POLSKY LISA Director |
2015-05-14 17:14:37 | 14,254 0 |
14,254 | Form 4 |
36 | SPONEM SANDRA G Chief Financial Officer |
2006-02-23 16:03:00 | 13,280 308 |
13,588 | Form 4 |
37 | Clune Katherine Patricia Chief Financial Officer |
2025-02-19 16:16:19 | 13,256 0 |
13,256 | Form 4 |
38 | FRANCIS MICHAEL Director |
2014-02-03 17:54:36 | 12,751 0 |
12,751 | Form 4 |
39 | Volpi Michele Director |
2018-05-18 11:37:56 | 12,342 0 |
12,342 | Form 4 |
40 | SMITH SHERRY M Director |
2025-03-17 16:43:46 | 10,208 0 |
10,208 | Form 4 |
41 | Taylor Jean M Director |
2012-05-11 16:02:01 | 9,483 0 |
9,483 | Form 4 |
42 | Woodhouse Hope B Director |
2013-05-09 15:16:09 | 8,613 0 |
8,613 | Form 4 |
43 | Esckilsen Christine N Chief of Human Capital |
2017-05-24 16:04:27 | 8,425 0 |
8,425 | Form 4 |
44 | SCHREIER THOMAS S JR Director |
2024-05-28 16:27:21 | 7,053 0 |
7,053 | Form 4 |
45 | HOLT VICTORIA M Director |
2025-03-17 16:40:04 | 6,695 0 |
6,695 | Form 4 |
46 | Harvey Stuart C. JR President and COO |
2016-11-08 17:41:02 | 4,000 0 |
4,000 | Form 4 |
47 | Gambale Virginia Director |
2010-05-07 12:38:59 | 3,033 0 |
3,033 | Form 4 |
48 | DUFFY MICHAEL D Chief Information Officer |
2004-05-12 10:39:42 | 2,789 0 |
2,789 | Form 4/A |
49 | Mitchell Robbin Director |
2025-03-17 16:42:02 | 2,770 0 |
2,770 | Form 4 |
50 | ZONA RICHARD A Director |
2006-05-04 12:38:38 | 1,962 0 |
1,962 | Form 4 |
51 | CLAYTON PAMELA L Head of Human Resources |
2004-05-20 12:23:41 | 896 434 |
1,330 | Form 4 |
52 | Gallo Ann C Director |
2025-04-01 16:14:22 | 504 0 |
504 | Form 4 |
53 | O'Brien Brien M Former Head of Asset Mgmt |
2014-02-20 17:17:18 | 0 0 |
0 | Form 5/A |