Insider Holders & Insider Ownership - PIPER SANDLER COMPANIES (PIPR)

List of insiders holdings for PIPER SANDLER COMPANIES:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 US BANCORP
US BANCORP INVESTMENTS INC
10% Owner
2004-01-02 12:27:07 38,666,258
38,666,158
77,332,416 Form 4
2 DUFF ANDREW S
Director
2019-02-20 16:03:42 185,485
10
185,495 Form 4
3 SCHNETTLER THOMAS P
President and COO
2011-02-17 17:23:02 167,249
1,004
168,253 Form 4
4 Frazier Michael E
Director
2017-05-12 15:59:04 161,639
0
161,639 Form 4
5 Doyle Jonathan J
Hd of Financial Services Group
2025-03-03 16:12:13 136,446
0
136,446 Form 4
6 Salveson Jon W
Global Head of Invest. Banking
2010-02-18 18:58:11 125,444
847
126,291 Form 4
7 Baker James P
Global Co-Head IB and Cap Mkts
2025-03-03 16:10:03 57,867
51,398
109,265 Form 4
8 Abraham Chad R
CEO and Chairman
2025-03-03 16:07:16 53,558
36,000
89,558 Form 4
9 Ko Alex Po-Ming
CEO Piper Jaffray Asia
2010-02-18 18:54:00 6,828
79,107
85,935 Form 4
10 LaRue R Scott
Co-Head Global IB and Cap Mkts
2021-03-01 17:24:47 8,851
51,732
60,583 Form 4
11 Schoneman Debbra L.
President
2025-03-03 16:19:24 7,774
51,386
59,160 Form 4
12 Klinefelter Jeffrey P
Global Head of Equities
2017-05-24 16:06:05 54,759
0
54,759 Form 4
13 Fairman Francis E IV
Head, Public Finance Services
2018-02-05 16:37:16 47,469
0
47,469 Form 4
14 Winges Martin Bradley
Head of Fixed Income Services
2017-07-31 16:03:26 46,133
0
46,133 Form 4
15 May Benjamin T
Head of Fixed Income Services
2008-05-15 18:41:24 37,967
136
38,103 Form 4
16 CHOSY JAMES L
General Counsel
2012-12-04 17:11:58 32,916
5,103
38,019 Form 4
17 Wilson David I
CEO of Piper Jaffray Ltd.
2010-06-03 17:39:12 37,087
0
37,087 Form 4
18 PIPER ADDISON L
Director
2021-03-15 16:09:29 31,542
1,050
32,592 Form 4
19 Crawshaw Christopher D
Head of Asset Management
2017-08-08 17:31:14 26,583
0
26,583 Form 4
20 NORDSTRAND BARRY J
Head of Fixed Income
2005-04-25 14:58:33 21,701
4,394
26,095 Form 4
21 FITZGERALD WILLIAM R
Director
2025-03-17 16:34:56 25,455
0
25,455 Form 4
22 Sterling Brian R
Director
2025-04-01 16:18:16 24,670
0
24,670 Form 4
23 GRANGAARD PAUL D
Head of PCS
2005-02-24 16:12:03 21,219
79
21,298 Form 4
24 Dillahunt Michael R
Global Co-Head IB and Cap Mkts
2025-03-03 16:14:29 19,487
0
19,487 Form 4
25 SORAN PHILIP
Director
2025-04-01 16:16:23 18,966
0
18,966 Form 4
26 Carter Timothy L
Chief Financial Officer
2023-02-28 16:37:03 18,688
0
18,688 Form 4
27 TAYLOR SCOTT C
Director
2025-03-17 16:54:59 18,300
0
18,300 Form 4
28 SIMS FRANK L
Director
2012-05-11 15:59:53 17,483
0
17,483 Form 4
29 FIREBAUGH RONALD T
Co-Head Pub Fin & Fixed Income
2012-05-17 16:41:03 16,502
0
16,502 Form 4
30 PETERSON ROBERT W
Global Head of Equities
2012-05-17 16:35:09 16,502
0
16,502 Form 4
31 JOHNSON B KRISTINE
Director
2019-12-16 16:53:40 11,794
3,778
15,572 Form 4
32 Smith Thomas Gregory
Chief Strategy Officer
2017-07-31 16:02:39 15,279
0
15,279 Form 4
33 Geelan John W
General Counsel
2025-03-03 16:16:28 14,645
0
14,645 Form 4
34 KAPLAN SAMUEL L
Director
2009-05-11 11:44:28 3,000
11,643
14,643 Form 4
35 POLSKY LISA
Director
2015-05-14 17:14:37 14,254
0
14,254 Form 4
36 SPONEM SANDRA G
Chief Financial Officer
2006-02-23 16:03:00 13,280
308
13,588 Form 4
37 Clune Katherine Patricia
Chief Financial Officer
2025-02-19 16:16:19 13,256
0
13,256 Form 4
38 FRANCIS MICHAEL
Director
2014-02-03 17:54:36 12,751
0
12,751 Form 4
39 Volpi Michele
Director
2018-05-18 11:37:56 12,342
0
12,342 Form 4
40 SMITH SHERRY M
Director
2025-03-17 16:43:46 10,208
0
10,208 Form 4
41 Taylor Jean M
Director
2012-05-11 16:02:01 9,483
0
9,483 Form 4
42 Woodhouse Hope B
Director
2013-05-09 15:16:09 8,613
0
8,613 Form 4
43 Esckilsen Christine N
Chief of Human Capital
2017-05-24 16:04:27 8,425
0
8,425 Form 4
44 SCHREIER THOMAS S JR
Director
2024-05-28 16:27:21 7,053
0
7,053 Form 4
45 HOLT VICTORIA M
Director
2025-03-17 16:40:04 6,695
0
6,695 Form 4
46 Harvey Stuart C. JR
President and COO
2016-11-08 17:41:02 4,000
0
4,000 Form 4
47 Gambale Virginia
Director
2010-05-07 12:38:59 3,033
0
3,033 Form 4
48 DUFFY MICHAEL D
Chief Information Officer
2004-05-12 10:39:42 2,789
0
2,789 Form 4/A
49 Mitchell Robbin
Director
2025-03-17 16:42:02 2,770
0
2,770 Form 4
50 ZONA RICHARD A
Director
2006-05-04 12:38:38 1,962
0
1,962 Form 4
51 CLAYTON PAMELA L
Head of Human Resources
2004-05-20 12:23:41 896
434
1,330 Form 4
52 Gallo Ann C
Director
2025-04-01 16:14:22 504
0
504 Form 4
53 O'Brien Brien M
Former Head of Asset Mgmt
2014-02-20 17:17:18 0
0
0 Form 5/A