Insider Holders & Insider Ownership - NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II (NCZ)

List of insiders holdings for NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 MetLife Investment Management LLC
10% Owner		 2023-06-12 16:31:42 880,000
0		 880,000 Form 13G
2 MACLEOD JAMES S
Director		 2021-10-05 11:40:48 20,798
0		 20,798 Form 4
3 HARRIS BRENT R
Affiliated Person		 2007-11-16 13:51:24 14,500
0		 14,500 Form 4
4 AYLWARD GEORGE R
President and CEO		 2021-12-22 16:11:05 10,049
0		 10,049 Form 4
5 BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner		 2023-02-13 07:42:41 9,633
0		 9,633 Form 13G
6 UBS AG
10% Owner		 2014-10-27 12:51:13 0
5,638		 5,638 Form 4
7 BURKE DONALD C
Director		 2024-06-06 17:15:05 5,000
0		 5,000 Form 3
8 STICKNEY WILLIAM
Affiliated Person		 2008-03-20 12:00:23 5,000
0		 5,000 Form 4
9 ZINO BRIAN T
Director		 2022-03-29 14:11:12 3,000
0		 3,000 Form 4
10 Rappaport Alan
Director		 2021-04-28 16:43:41 2,000
0		 2,000 Form 4
11 Cogan Sarah E
Director		 2019-08-23 07:49:54 2,000
0		 2,000 Form 4
12 Drummond F Ford
Director		 2021-04-29 17:00:53 1,938
0		 1,938 Form 4
13 DeCotis Deborah A
Director		 2022-03-04 16:54:13 1,134
0		 1,134 Form 4
14 John Matthew E
Affiliated Person		 2008-03-18 16:37:41 500
0		 500 Form 4
15 Harter Thomas L
Chief Compliance Officer		 2013-07-01 14:17:38 0
0		 0 Form 3
16 Sexauer Stephen
Affiliated Person		 2011-03-10 14:25:45 0
0		 0 Form 3
17 Gaffney Brian J.
Affiliated Person		 2011-03-10 12:07:40 0
0		 0 Form 3
18 Kumar Satya
SEE REMARKS		 2016-01-13 19:25:09 0
0		 0 Form 3
19 Eu Douglas
SEE REMARKS		 2016-01-08 17:14:33 0
0		 0 Form 3
20 Bonanno Peter
Affiliated Person		 2015-01-07 15:27:27 0
0		 0 Form 3
21 Marino Gerard
Affiliated Person		 2011-03-10 15:45:55 0
0		 0 Form 3
22 Barling James
Affiliated Person		 2014-06-26 12:21:32 0
0		 0 Form 3
23 Bengtson-Olivieri Erin
Affiliated Person		 2014-04-29 17:23:23 0
0		 0 Form 3
24 Jobson David
Affiliated Person		 2014-02-20 15:11:22 0
0		 0 Form 3
25 King Susan M
Affiliated Person		 2014-02-20 14:16:53 0
0		 0 Form 3
26 Frank Udo
Affiliated Person		 2013-07-12 16:08:47 0
0		 0 Form 3
27 Carroll John
Affiliated Person		 2012-02-29 16:31:50 0
0		 0 Form 3
28 Owen David C.
Affiliated Person		 2013-02-14 09:13:32 0
0		 0 Form 3
29 Koo Paul
Affiliated Person		 2013-02-14 09:01:39 0
0		 0 Form 3
30 Schreiber Mary Ann
Affiliated Person		 2011-05-19 16:12:48 0
0		 0 Form 3
31 Oliver Thomas W JR
Affiliated Person		 2011-11-14 10:15:16 0
0		 0 Form 3
32 Rohweder Herold
Affiliated Person		 2013-01-30 15:45:48 0
0		 0 Form 3
33 Allianz Global Investors U.S. Holdings LLC
Affiliated Entity		 2013-01-30 15:38:27 0
0		 0 Form 3
34 Sluyters Julian
Affiliated Person		 2012-11-01 14:37:12 0
0		 0 Form 3
35 Lohrfink Jill
Affiliated Person		 2012-05-09 10:29:37 0
0		 0 Form 3
36 Townsend Christopher
Affiliated Person		 2012-02-29 12:41:45 0
0		 0 Form 3
37 McLoughlin Philip R
Director		 2021-02-11 16:06:42 0
0		 0 Form 3
38 Toms Matthew
CEO, Voya Investment Managemen		 2024-01-18 18:16:06 0
0		 0 Form 3
39 MCDANIEL CONNIE D
Director		 2023-05-31 12:47:32 0
0		 0 Form 3
40 WALTON R KEITH
Director		 2023-05-31 12:45:58 0
0		 0 Form 3
41 MCNAMARA GERALDINE M
Director		 2023-05-30 11:39:18 0
0		 0 Form 3
42 UBS Group AG
10% Owner		 2022-12-09 08:56:59 0
0		 0 Form 13G
43 VOYA INVESTMENT MANAGEMENT CO
Subadviser to the issuer		 2022-08-04 16:37:57 0
0		 0 Form 3
44 Zemsky Paul
CIO-Subadviser to the issuer		 2022-08-04 13:54:37 0
0		 0 Form 3
45 Costa Vincent J
CIO-Subadviser to the issuer		 2022-08-04 12:54:28 0
0		 0 Form 3
46 Hurtsellers Christine
CEO - Subadviser to the issuer		 2022-08-04 12:20:39 0
0		 0 Form 3
47 YEE MICHAEL
Portfolio Manager		 2022-03-03 17:23:05 0
0		 0 Form 3
48 Oberto David J.
Portfolio Manager		 2022-03-03 15:12:47 0
0		 0 Form 3
49 Smirl Richard W
EVP		 2021-06-30 10:28:12 0
0		 0 Form 3
50 WALTMAN FRANCIS G
EVP		 2021-02-11 16:29:30 0
0		 0 Form 3
51 Borreggine Angela
Assistant Secretary		 2016-01-13 18:27:43 0
0		 0 Form 3
52 BRADLEY WILLIAM PATRICK III
EVP, CFO and Treasurer		 2021-02-11 15:43:24 0
0		 0 Form 3
53 Pushpaharan Gem
Affiliated Person		 2019-09-03 14:53:10 0
0		 0 Form 3
54 Viggiano John
Affiliated Person		 2019-08-30 13:29:08 0
0		 0 Form 3
55 SCOON DAVEY
Director		 2017-12-22 16:30:54 0
0		 0 Form 3
56 Ruckman Craig
Assistant Secretary		 2017-12-13 10:17:42 0
0		 0 Form 3
57 Holt Erick
Director		 2017-12-13 09:59:01 0
0		 0 Form 3
58 Thompson Kathleen C.
Affiliated Person		 2017-01-10 14:47:19 0
0		 0 Form 3
59 Mildner Heiko
Affiliated Person		 2017-01-09 13:57:12 0
0		 0 Form 3
60 Parker Jeffrey D
See Remarks		 2016-06-17 14:32:03 0
0		 0 Form 3
61 Grau William
SEE REMARKS		 2016-01-15 16:00:49 0
0		 0 Form 3/A
62 Carlino Giorgio
SEE REMARKS		 2016-01-13 19:04:02 0
0		 0 Form 3
63 Rubano Debra
Assistant Secretary		 2016-01-13 18:44:34 0
0		 0 Form 3
64 TREADWAY STEPHEN J
Chairman		 2003-08-01 16:35:02 0
0		 0 Form 3
65 JOHNSON PETER JAMES
Executive Committee		 2006-04-05 14:29:12 0
0		 0 Form 4
66 SAGERMAN ERIC
Executive Committee		 2006-04-05 13:48:11 0
0		 0 Form 4
67 Sufi Ranjit
Executive Committee		 2006-03-30 15:41:44 0
0		 0 Form 3
68 Fuccillo Thomas J
Secretary		 2005-03-03 10:51:20 0
0		 0 Form 3
69 PATULA JENNIFER
Assistant Secretary		 2004-03-01 16:48:36 0
0		 0 Form 3
70 WHITTINGTON MARNA C
Executive Committee		 2003-08-19 17:25:14 0
0		 0 Form 3
71 PIMCO ADVISORS FUND MANAGEMENT LLC
Investment Manager		 2003-08-08 12:25:38 0
0		 0 Form 3
72 NICHOLAS APPLEGATE CAPITAL MANAGEMENT
Investment Adviser		 2003-08-08 12:16:30 0
0		 0 Form 3
73 DALESSANDRO JOHN J II
Director		 2003-08-01 17:04:24 0
0		 0 Form 3
74 CONNOR ROBERT E
Director		 2003-08-01 17:01:31 0
0		 0 Form 3
75 KERTESS HANS W
Director		 2003-08-01 16:57:35 0
0		 0 Form 3
76 ALTADONNA LAWRENCE G
Treasurer		 2003-08-01 16:52:26 0
0		 0 Form 3
77 SHLISSEL BRIAN S
President/CEO		 2003-08-01 16:47:12 0
0		 0 Form 3
78 SCHOTT NEWTON B JR
Vice President/Secretary		 2003-08-01 16:44:12 0
0		 0 Form 3
79 Turner Ethan
Operations Generalist II		 2006-09-07 09:42:52 0
0		 0 Form 4
80 LARRABEE NICOLE
Portfolio Manager		 2003-07-31 13:33:09 0
0		 0 Form 3
81 LEMESEVSKI ELIZABETH
Portfolio Manager		 2003-07-31 12:16:26 0
0		 0 Form 3
82 MOORE E BLAKE JR
Executive Committee		 2003-07-31 11:55:31 0
0		 0 Form 3
83 MAHER C WILLIAM
Executive Committee		 2003-07-31 11:48:40 0
0		 0 Form 3
84 POLI FRANCIS C
Executive Committee		 2003-07-31 16:33:53 0
0		 0 Form 3
85 FESTINO NICHOLAS
Portfolio Administrator		 2003-07-31 15:45:55 0
0		 0 Form 3
86 RAMM JAMES
Operations Administrator		 2003-07-31 15:17:38 0
0		 0 Form 3
87 KASS JUSTIN
Portfolio Manager		 2003-07-31 13:56:23 0
0		 0 Form 3
88 NICHOLAS ARTHUR E
Executive Committee		 2003-07-30 16:15:36 0
0		 0 Form 3
89 FIELD CHARLES
Investment Adviser		 2003-07-30 16:06:50 0
0		 0 Form 3
90 ROSS STEVEN
Executive Committee		 2003-07-30 16:00:50 0
0		 0 Form 3
91 FORSYTH DOUGLAS
Vice President/Portfolio Mgr.		 2003-07-30 15:53:24 0
0		 0 Form 3
92 VALEIRAS HORATIO
Executive Committee		 2003-07-30 15:46:46 0
0		 0 Form 3
93 NICHOLAS CATHERINE
Executive Committee		 2003-07-30 15:02:13 0
0		 0 Form 3
94 Pisano Albert A
Affiliated Person		 2009-01-20 17:37:40 0
0		 0 Form 3/A
95 MORRIS LORETTA
Executive Committee		 2003-07-30 14:52:02 0
0		 0 Form 3
96 Dzemaili Orhan
Assistant Treasurer		 2011-01-20 09:10:52 0
0		 0 Form 3
97 GALLAGHER BRADFORD K
Director		 2010-09-27 14:59:58 0
0		 0 Form 3
98 Mullen Geoffrey G.
Affiliated Person		 2010-08-26 10:37:21 0
0		 0 Form 3
99 Fischer Ben J
Affiliated Person		 2010-08-26 10:30:04 0
0		 0 Form 3
100 Allianz Global Investors Capital LLC
Investment Adviser		 2010-08-26 10:10:18 0
0		 0 Form 3
101 JACOBSON JAMES A
Director		 2009-12-17 10:40:44 0
0		 0 Form 3
102 TAYLOR DIANA L
Director		 2009-01-23 10:54:21 0
0		 0 Form 3/A
103 KOEPFGEN BRUCE L
AFFILIATED PERSON		 2009-01-21 19:53:46 0
0		 0 Form 3/A
104 Chapman Kathleen A
Assistant Secretary		 2009-01-20 18:24:45 0
0		 0 Form 3/A
105 McCraw John
Executive Committee		 2009-01-20 18:22:07 0
0		 0 Form 3/A
106 Guia Youse
Chief Compliance Officer		 2009-01-20 18:12:52 0
0		 0 Form 3/A
107 Rich Katherine A.
Affiliated Person		 2009-01-20 18:02:03 0
0		 0 Form 3/A
108 Kirk Richard H
Assistant Secretary		 2009-01-20 17:42:25 0
0		 0 Form 3/A
109 Migliori Scott
Affiliated Person		 2011-03-10 14:01:50 0
0		 0 Form 3
110 Ogden William B IV
Director		 2009-01-20 18:47:36 0
0		 0 Form 3/A
111 Healey William V
Assistant Secretary		 2009-01-20 18:42:35 0
0		 0 Form 3/A
112 Claussen Barbara R
AFFILIATED PERSON		 2008-12-31 11:50:27 0
0		 0 Form 3
113 COCHRAN RICHARD J
Assistant Treasurer		 2008-12-31 11:28:19 0
0		 0 Form 3
114 Whisten Scott
Assistant Treasurer		 2008-12-31 11:25:12 0
0		 0 Form 3
115 WUSSOW DEBORAH A
Affiliated Person		 2008-12-31 11:18:05 0
0		 0 Form 3
116 BELICA PAUL
Director		 2008-12-31 16:12:27 0
0		 0 Form 3
117 SULLIVAN R PETER III
Director		 2007-09-12 14:30:26 0
0		 0 Form 3
118 ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity		 2007-05-29 12:32:54 0
0		 0 Form 4
119 MANEY JOHN C
Affiliated Person		 2006-12-22 10:45:09 0
0		 0 Form 3
120 Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary		 2006-12-21 16:21:25 0
0		 0 Form 3
121 FLATTUM DAVID C
Director		 2006-11-27 17:50:40 0
0		 0 Form 4
122 Hoover E Clifton Jr
Affiliated Person		 2006-11-27 16:37:01 0
0		 0 Form 4