Insider Holders & Insider Ownership - BANC OF CALIFORNIA INC. (BANC)

List of insiders holdings for BANC OF CALIFORNIA INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 WARBURG PINCUS LLC
Warburg Pincus Partners II (Cayman) L.P.
Warburg Pincus (Bermuda) Private Equity GP Ltd.
WARBURG PINCUS FINANCIAL SECTOR II-E (CAYMAN) L.P.
WARBURG PINCUS FINANCIAL SECTOR II PARTNERS (CAYMAN) L.P.
WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP L.P.
WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP LLC
WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP L.P.
WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP LLC
Director
2024-08-01 17:00:49 15,592,774
0
15,592,774 Form 13D
2 WARBURG PINCUS LLC
WP CLIPPER GG 14 L.P.
WP CLIPPER FS II L.P.
WARBURG PINCUS (CALLISTO) GLOBAL GROWTH 14 (CAYMAN) L.P.
WARBURG PINCUS (EUROPA) GLOBAL GROWTH 14 (CAYMAN) L.P.
WARBURG PINCUS GLOBAL GROWTH 14-B (CAYMAN) L.P.
WARBURG PINCUS GLOBAL GROWTH 14-E (CAYMAN) L.P.
WARBURG PINCUS GLOBAL GROWTH 14 PARTNERS (CAYMAN) L.P.
WP GLOBAL GROWTH 14 PARTNERS (CAYMAN) L.P.
WARBURG PINCUS FINANCIAL SECTOR II (CAYMAN) L.P.
Director
2024-08-01 17:00:49 15,592,774
0
15,592,774 Form 13D
3 WYCOFF W KIRK
Director
2021-10-19 17:23:49 82,536
3,453,102
3,535,638 Form 4
4 Sugarman Steven
FORMER CEO AND BOARD CHAIRMAN
2017-01-25 20:26:08 1,788,744
659,219
2,447,963 Form 4
5 LASHLEY RICHARD J
Director
2024-09-06 16:31:52 59,650
2,375,280
2,434,930 Form 4
6 Seabold Jeffrey T
EXECUTIVE VICE PRESIDENT
2017-04-05 20:53:30 476,355
0
476,355 Form 4
7 WOLFF JARED M
PRESIDENT AND CEO
2025-03-04 18:23:18 198,946
274,400
473,346 Form 4
8 INVESTORS OF AMERICA LIMITED PARTNERSHIP
First Capital America Inc.
DIERBERG JAMES F
Dierberg James Faron II
10% Owner
2010-12-15 16:41:52 268,000
0
268,000 Form 13G
9 INVESTORS OF AMERICA LIMITED PARTNERSHIP
First Capital America Inc.
DIERBERG JAMES F
Member of 13(d) Group
2011-02-03 17:20:31 0
245,480
245,480 Form 5
10 EGGEMEYER JOHN M III
Director
2024-05-13 18:44:24 182,601
18,721
201,322 Form 4
11 Barker James Andrew
Director
2024-05-13 18:35:19 36,571
159,680
196,251 Form 4
12 Boyle Hugh F
CHIEF RISK OFFICER
2019-04-16 18:11:09 172,818
0
172,818 Form 4
13 Sotoodeh John K
CHIEF OPERATING OFFICER
2024-05-28 16:36:14 169,033
0
169,033 Form 4
14 Nicolas Ronald J. Jr.
EVP, CFO
2015-11-06 17:26:12 128,888
10,102
138,990 Form 4
15 HOPKINS LYNN M
CHIEF FINANCIAL OFFICER
2023-03-10 16:19:43 134,137
0
134,137 Form 4
16 GANZ HANS R
Bank President and CEO
2011-02-14 12:30:38 76,589
55,903
132,492 Form 4
17 CORSINI BRYAN M
CHIEF CREDIT OFFICER
2025-03-03 16:53:50 118,632
0
118,632 Form 4
18 Bonaccorso Matthew J
EVP AND CHIEF CREDIT OFFICER
2013-02-12 16:15:19 112,613
0
112,613 Form 5
19 SZNEWAJS ROBERT D
Director
2023-08-03 18:32:18 14,315
87,545
101,860 Form 4
20 MAJORS ALVIN L
CHAIRMAN
2011-06-29 16:54:04 23,349
77,365
100,714 Form 4
21 Hussain Hamid
PRESIDENT OF THE BANK
2025-03-04 18:22:14 86,444
0
86,444 Form 4
22 Schnel Jonah
Director
2023-05-12 20:02:29 18,152
68,071
86,223 Form 4
23 YAPTANGCO MELANIE M
EVP - Lending
2011-02-14 12:48:36 40,649
39,548
80,197 Form 4
24 Dotan Ido
GENERAL COUNSEL, CORP SECRTY
2025-03-04 18:20:38 79,797
0
79,797 Form 4
25 SCHOLZ KENNETH R
Director
2011-06-29 16:47:12 78,575
0
78,575 Form 4
26 PURDY DONALD M
Director
2009-08-27 17:52:30 36,315
41,666
77,981 Form 4
27 Bogler John A.
CHIEF FINANCIAL OFFICER
2019-05-01 20:35:22 75,075
0
75,075 Form 4
28 Sullivan Lynn A
CHIEF RISK OFFICER
2022-06-08 16:18:23 70,542
0
70,542 Form 4
29 Sparks Monica L
CHIEF ACCOUNTING OFFICER
2024-05-28 16:37:29 67,613
0
67,613 Form 4
30 Kauder Joseph
CHIEF FINANCIAL OFFICER
2025-02-27 20:29:22 65,428
0
65,428 Form 4
31 Bowers Douglas H
FORMER CEO AND PRESIDENT
2019-03-14 21:38:21 64,738
0
64,738 Form 4
32 McKinney James J.
CFO
2016-10-05 10:52:10 64,674
0
64,674 Form 4
33 Mitchell Gregory A
PRESIDENT AND CEO
2012-01-05 19:03:21 16,515
46,838
63,353 Form 4
34 Curran Mary A
Director
2024-05-13 18:36:27 8,569
54,380
62,949 Form 4
35 Kuelbs Brian
FORMER CHF INVESTMENT OFFICER
2017-12-18 21:00:20 56,865
0
56,865 Form 4
36 Karish Jeff
Director
2018-02-13 06:30:33 54,765
1,500
56,265 Form 5
37 Burke Paul Robert
Director
2024-05-13 18:35:52 53,542
2,641
56,183 Form 4
38 WHITACRE DONALD A
Director
2011-06-29 16:48:22 15,922
37,368
53,290 Form 4
39 Brownstein Chad T.
Director
2017-02-14 19:29:20 52,683
0
52,683 Form 5
40 BURKE FRANCIS P
Director
2010-11-03 16:56:13 52,246
0
52,246 Form 4
41 SHEEHY JAMES P
EVP - Secretary and Treasurer
2011-02-14 12:15:27 21,259
30,897
52,156 Form 4
42 Herrin Richard
CHIEF ADMINISTRATIVE OFFICER
2014-12-09 17:00:13 51,907
0
51,907 Form 4
43 CHRISMAN TIMOTHY
Director
2014-05-16 21:29:50 50,512
0
50,512 Form 4
44 Turner J. Francisco A.
FORMER INTERIM CFO AND CSO
2017-06-14 21:42:43 50,118
0
50,118 Form 4
45 Grosvenor John C.
GENERAL COUNSEL EMERITUS
2018-05-21 20:00:15 47,438
0
47,438 Form 4
46 Benett Halle J.
Director
2019-06-14 19:33:43 45,068
0
45,068 Form 4
47 Holoman Eric
Director
2017-02-14 18:14:24 42,633
0
42,633 Form 5
48 LESTER SUSAN E
Director
2024-05-13 18:43:04 42,288
0
42,288 Form 4
49 Lindsay Olivia I
CHIEF RISK OFFICER
2025-03-11 16:46:23 41,902
0
41,902 Form 4
50 HILL BONNIE GUITON
Director
2023-05-12 20:03:25 40,162
0
40,162 Form 4
51 Harris Angelee
EVP, GENERAL COUNSEL
2019-04-05 16:15:15 37,729
0
37,729 Form 4
52 Thau Andrew
Director
2024-05-13 18:41:38 35,560
0
35,560 Form 4
53 Rice Joseph J
Director
2024-05-13 18:44:52 15,532
19,500
35,032 Form 4
54 GOODWIN LISA R
SVP - Information Technology
2011-02-14 13:16:54 14,364
17,695
32,059 Form 4
55 Smith Michael Alan
SVP, CHIEF ACCOUNTING OFFICER
2021-03-10 08:30:38 29,060
0
29,060 Form 4
56 EVANS ROBB
Director
2014-06-25 20:29:01 10,000
15,000
25,000 Form 4
57 Rindone Raymond J
DEPUTY CFO
2025-02-27 20:31:53 24,383
0
24,383 Form 4
58 EUSEY SHANNON F
Director
2024-05-13 18:37:16 23,617
0
23,617 Form 4
59 DYCK ROBERT G
CHIEF CREDIT OFFICER
2024-03-12 21:09:12 22,606
0
22,606 Form 4
60 Fallon-Walsh Barbara
Director
2021-05-17 16:06:05 22,406
0
22,406 Form 4
61 Schlogel Vania E
Director
2024-05-13 18:43:52 21,930
0
21,930 Form 4
62 Anderson Gaylin
EVP - RETAIL BANKING
2014-04-03 18:00:50 21,781
0
21,781 Form 4
63 Kalscheur Denis P
Director
2023-05-12 20:03:06 13,062
8,389
21,451 Form 4
64 FRANKO ROBERT MATTHEW
PRESIDENT
2014-02-12 06:05:28 21,092
0
21,092 Form 5
65 Naselow Craig
EVP, TREASURER, CIO
2014-04-03 18:01:31 14,460
4,000
18,460 Form 4
66 Lanfre Melissa
CAO AND EVP
2013-04-25 19:34:57 18,222
0
18,222 Form 4
67 CARRILLO RACHEL M
SVP - Branch Administration
2011-02-14 13:28:34 0
17,929
17,929 Form 4
68 Gagnon Kris
CHIEF CREDIT OFFICER
2019-04-03 19:53:54 17,142
0
17,142 Form 4
69 Duda Nathan
FORMER CHIEF ACCT. OFFICER
2015-07-14 20:32:59 15,117
0
15,117 Form 4
70 Domingo Marangal I
CHIEF FINANCIAL OFFICER
2012-10-04 21:15:35 14,995
0
14,995 Form 4
71 Wang Albert Jen-Wen
EVP, CHIEF ACCOUNTING OFFICER
2017-04-05 20:50:35 12,906
0
12,906 Form 4
72 LAUER REGAN J
SVP - CONTROLLER
2012-10-25 18:53:00 11,981
0
11,981 Form 4
73 Hon Karen
CHIEF ACCOUNTING OFFICER
2025-03-26 18:59:14 10,820
0
10,820 Form 4
74 Liu Chang
EVP AND CHIEF LENDING OFFICER
2014-02-12 06:05:11 9,697
0
9,697 Form 5
75 Schell Todd
Director
2024-05-13 18:43:31 8,569
0
8,569 Form 4
76 Hanson Diana
Chief Accounting Officer
2022-11-04 18:52:31 8,145
0
8,145 Form 4
77 Robinson Lonny Duane
CFO
2014-03-18 16:30:13 6,716
0
6,716 Form 4
78 Nickel Thedora A.
FORMER CHIEF ADMIN. OFFICER
2017-03-03 20:00:11 5,971
0
5,971 Form 4
79 Dailey Rita H
EVP, Deposits and Products
2018-04-06 16:15:15 4,843
0
4,843 Form 3
80 GRAY JAMES H
Director
2013-09-18 19:51:46 0
4,200
4,200 Form 4
81 March Matthew
EVP, CAO, CIO
2015-09-03 21:28:54 4,047
0
4,047 Form 4
82 Pendergist Jason
FORMER EVP REAL ESTATE BANKING
2018-10-19 20:25:39 3,000
0
3,000 Form 4
83 Gee Lawrence
CHIEF ACCT OFFICER
2018-08-03 18:00:17 1,670
0
1,670 Form 4
84 Krumpoch Jeffrey
INTERIM CHIEF ACCTG OFFICER
2024-09-20 18:11:46 1,530
0
1,530 Form 3
85 MATHIS DANIEL ROY
Director
2013-06-13 12:45:09 0
800
800 Form 4
86 BLAND GAYLE N
Former EVP - Human Resources
2005-02-10 14:25:44 0
0
0 Form 5