Insider Holders & Insider Ownership - CAPRICOR THERAPEUTICS INC. (CAPR)

List of insiders holdings for CAPRICOR THERAPEUTICS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 Nippon Shinyaku Co Ltd
10% Owner		 2024-09-24 16:03:22 7,090,351
0		 7,090,351 Form 13G
2 St. John Edward A.
Edward St. John LLC
10% Owner		 2016-03-18 18:01:55 1,105,374
4,487,250		 5,592,624 Form 4
3 FOUNTAINHEAD CAPITAL PARTNERS LTD
10% Owner		 2006-08-21 21:26:31 5,551,000
0		 5,551,000 Form 3
4 St. John Edward A.
MD BTI LLC
Edward St. John LLC
10% Owner		 2014-09-12 13:36:22 1,610,743
3,436,478		 5,047,221 Form 3
5 CEDARS SINAI MEDICAL CENTER
10% Owner		 2017-05-11 20:58:00 4,258,292
0		 4,258,292 Form 13G
6 Marban Eduardo
10% Owner		 2017-02-06 19:00:21 3,108,354
199,509		 3,307,863 Form 5
7 KASH PETER M
Director		 2011-07-19 09:47:49 2,175,574
662,119		 2,837,693 Form 4
8 Kash Peter Morgan
Director		 2007-09-25 06:25:11 1,989,384
0		 1,989,384 Form 13D
9 Belldegrun Arie
Director		 2011-05-12 17:26:57 290,000
1,315,630		 1,605,630 Form 4
10 BREWER RICHARD B
Executive Chairman		 2012-04-02 15:21:26 1,568,750
0		 1,568,750 Form 4
11 GRASMICK LOUIS J
Director		 2016-03-18 21:30:48 112,547
1,069,892		 1,182,439 Form 4
12 Evans Daron
Chief Financial Officer		 2012-04-02 16:20:30 1,083,323
10,600		 1,093,923 Form 4
13 Lieu Hsiao
Executive VP, Clinical Dev.		 2012-04-02 15:28:14 628,143
0		 628,143 Form 4
14 GRANADILLO PEDRO P
Director		 2011-05-12 17:32:52 402,588
0		 402,588 Form 4
15 Marban Linda
CHIEF EXECUTIVE OFFICER		 2025-03-05 17:00:13 223,604
0		 223,604 Form 4
16 Davies Anthony
Chief Technology Officer		 2013-12-02 21:46:14 189,320
0		 189,320 Form 3
17 Litvack Frank
Director		 2025-03-04 19:00:13 129,839
46,278		 176,117 Form 4
18 Mieyal Paul A
Director		 2011-05-12 17:43:50 160,000
0		 160,000 Form 4
19 Strumph Peter M
Chief Executive Officer		 2009-01-20 19:14:58 149,148
0		 149,148 Form 4
20 TANEN DAVID M
Director		 2010-02-12 15:03:48 140,000
0		 140,000 Form 5
21 Manzo Louis
Director		 2023-02-23 09:00:17 62,147
0		 62,147 Form 4
22 Krasney Karen
EVP, GENERAL COUNSEL		 2025-01-06 19:00:24 60,000
0		 60,000 Form 4
23 COLLIER EARL M JR
Director		 2025-02-28 19:30:06 57,606
0		 57,606 Form 4
24 WEXFORD CAPITAL LLC
DAVIDSON CHARLES E
JACOBS JOSEPH
10% Owner		 2013-12-05 16:45:26 52,135
0		 52,135 Form 13D
25 Ascheim Deborah
Chief Medical Officer		 2018-07-25 17:00:54 50,000
0		 50,000 Form 4
26 Kazam Joshua A
Director		 2018-02-14 17:16:59 19,298
15,586		 34,884 Form 5
27 Hamer Andrew Warwick
VP of Medical Affairs		 2015-03-05 16:54:25 25,000
0		 25,000 Form 4
28 Musket David B
Director		 2025-01-06 19:00:14 24,170
0		 24,170 Form 4
29 Sabar Karimah Es
Director		 2025-01-06 19:00:15 20,210
0		 20,210 Form 4
30 Gotwals Philip J
Director		 2025-01-06 19:00:07 19,850
0		 19,850 Form 4
31 Auwaerter Paul Gisbert
Director		 2025-01-06 19:00:17 19,130
0		 19,130 Form 4
32 Kelliher Mike
Director		 2025-01-06 19:00:19 19,130
0		 19,130 Form 4
33 Smith Rachel
Vice President of R&D		 2018-01-04 17:05:10 18,504
0		 18,504 Form 4
34 SCHAFER GREGORY W
Director		 2015-03-05 16:53:23 17,500
0		 17,500 Form 4
35 DUNBAR GEORGE W JR
Director		 2025-03-04 19:00:07 11,306
0		 11,306 Form 4
36 Bergmann Anthony
CHIEF FINANCIAL OFFICER		 2025-03-04 19:00:17 8,223
0		 8,223 Form 4
37 GERSHELL LELAND
CHIEF FINANCIAL OFFICER		 2016-03-18 21:33:26 3,150
0		 3,150 Form 4
38 Alison Geoffrey
Pres., Secretary and Treasurer		 2006-08-21 17:19:14 0
0		 0 Form 3
39 Avat Xavier
Former CBO		 2023-04-27 17:28:28 0
0		 0 Form 4
40 HORTON DARLENE P
President & CEO		 2012-08-09 14:06:21 0
0		 0 Form 3