Insider Holders & Insider Ownership - PRINCIPAL FINANCIAL GROUP INC (PFG)

List of insiders holdings for PRINCIPAL FINANCIAL GROUP INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE CO
10% Owner
2004-02-03 17:54:07 0
1,000,279
1,000,279 Form 4
2 Houston Daniel Joseph
Executive Chairman
2025-04-01 19:26:29 272,340
174,901
447,241 Form 4
3 ZIMPLEMAN LARRY D
Director
2016-03-29 18:27:15 285,358
0
285,358 Form 4
4 STRABLE-SOETHOUT DEANNA D
President and CEO
2025-04-01 19:27:58 151,856
62,302
214,158 Form 4
5 GELATT DANIEL
Director
2020-07-01 15:41:54 193,824
0
193,824 Form 4/A
6 MCCAUGHAN JAMES P
President - Global Asset Mgmt.
2018-09-05 11:36:35 192,959
0
192,959 Form 4
7 GRISWELL J BARRY
Director
2010-04-09 07:47:08 155,870
595
156,465 Form 4
8 Halter Patrick Gregory
President and CEO - PAM
2024-04-01 20:06:06 140,562
530
141,092 Form 4
9 SHAFF KAREN E
EVP, Gen'l Counsel, Secretary
10% Owner
2020-06-30 19:09:37 102,780
3,301
106,081 Form 4
10 Lillis Terrance J.
EVP
2017-04-04 17:37:10 99,880
44
99,924 Form 4
11 Lamarque Natalie
EVP, General Counsel, and Secr
2025-04-01 19:22:32 99,773
0
99,773 Form 4
12 DRURY DAVID Y
Director
2007-03-14 14:34:38 80,272
17,128
97,400 Form 4
13 Friedrich Amy Christine
President - Benefits & Protect
2025-04-01 19:21:28 91,452
3,779
95,231 Form 4
14 ASCHENBRENNER JOHN E
President - Ins. & Fin. Svcs.
2009-12-08 18:02:16 88,920
3,394
92,314 Form 4
15 SORENSEN NORMAN R
Chairman-Principal Internat'l
2012-02-29 18:12:34 85,128
3,142
88,270 Form 4
16 CARTER MILLER JOYCELYN
Director
2025-04-01 19:13:27 82,800
0
82,800 Form 4
17 Cheong Wee Yee
EVP, Principal Asia
2025-04-01 19:20:53 81,758
0
81,758 Form 4
18 Eucher Ralph Craig
EVP
2015-02-25 17:08:28 80,561
0
80,561 Form 4
19 DAN MICHAEL T
Director
2023-04-04 17:14:38 69,458
0
69,458 Form 4
20 Bhatia Kamal
President and CEO - PAM
2025-04-01 19:20:23 63,179
0
63,179 Form 4
21 HOCHSCHILD ROGER C
Director
2025-04-01 19:24:08 61,126
0
61,126 Form 4
22 LITTLEFIELD CHRISTOPHER J
President - RIS
2025-04-01 19:25:32 59,567
11
59,578 Form 4
23 Dunbar Timothy Mark
Retired Officer
2021-03-01 15:06:57 58,584
114
58,698 Form 4
24 BERNARD BETSY J
Director
2020-12-23 14:44:09 54,068
0
54,068 Form 4
25 LAWLER JULIA M
Retired Officer
2021-02-24 13:22:37 48,610
1,388
49,998 Form 4
26 Everett Nora Mary
President - RIS
2019-04-02 17:15:25 49,240
0
49,240 Form 4
27 Mills Scott
Director
2025-04-01 19:15:59 47,926
0
47,926 Form 4
28 FERRO DENNIS H
Director
2018-04-02 16:36:02 47,200
0
47,200 Form 4
29 COSTLEY GARY E
Director
2016-03-29 17:03:06 44,366
1,825
46,191 Form 4
30 Walker Roberto
EVP, Principal Latin American
2023-07-05 21:35:45 40,433
0
40,433 Form 4
31 McCullum Kenneth A.
EVP - Chief Risk Officer
2025-04-01 19:26:01 40,404
0
40,404 Form 4
32 KEYSER RICHARD L
Director
2015-03-31 17:30:44 36,308
0
36,308 Form 4
33 HELTON SANDRA L
Director
2022-10-21 16:48:53 35,747
0
35,747 Form 4
34 Pitz Joel
Interim CFO
2025-04-01 19:27:01 31,892
3,819
35,711 Form 4
35 Kay Kathleen B
EVP-Chief Information Officer
2025-04-01 19:24:38 33,972
0
33,972 Form 4
36 Pickerell Blair
Director
2025-04-01 19:18:22 33,532
0
33,532 Form 4
37 Agrawal Vivek
EVP & Chief Growth Officer
2025-04-01 19:19:54 32,673
0
32,673 Form 4
38 Schaaf Renee V.
President - RIS
2022-08-17 14:00:17 32,278
0
32,278 Form 4
39 MATHRANI ARJUN K
Director
2012-04-03 18:50:45 32,011
0
32,011 Form 4
40 Valdes Luis E.
Executive Chairman, Latam
2023-12-22 18:02:16 27,668
0
27,668 Form 4
41 Nordin Diane C
Director
2025-04-01 19:17:46 25,410
0
25,410 Form 4
42 Elming Gregory Bernard
SVP & Chief Risk Officer
2018-01-02 17:35:10 20,843
0
20,843 Form 4
43 Auerbach Jonathan
Director
2025-04-01 19:12:15 17,319
0
17,319 Form 4
44 Richer Clare Stack
Director
2025-04-01 19:18:52 15,919
0
15,919 Form 4
45 RIVERA ALFREDO
Director
2025-04-01 19:19:25 14,300
0
14,300 Form 4
46 Maestri Luca
Director
2015-03-31 17:31:29 12,007
0
12,007 Form 4
47 BEAMS MALIZ E
Director
2025-04-01 19:12:57 11,660
0
11,660 Form 4
48 LAMALE ELLEN Z
Sr. VP & Chief Risk Officer
2011-03-02 15:59:50 11,135
0
11,135 Form 4
49 Lagomarcino Mark S.
SVP, General Counsel & Secty
2022-06-28 15:46:42 10,818
0
10,818 Form 4
50 Muruzabal Claudio
Director
2025-04-01 19:17:18 8,344
0
8,344 Form 4
51 Tallett Elizabeth E
Director
2021-06-29 14:59:08 8,128
0
8,128 Form 4
52 Mitchell H Elizabeth
Director
2025-04-01 19:16:43 8,064
0
8,064 Form 4
53 JOHNSON CHARLES S
Director
2006-03-17 17:13:07 5,992
0
5,992 Form 4
54 PENA FEDERICO F
Director
2005-12-20 15:56:03 5,808
0
5,808 Form 4
55 Vaughan Therese M
Director
2008-12-09 17:09:22 5,346
0
5,346 Form 4
56 KERR WILLIAM T
Director
2009-12-16 12:45:47 4,407
0
4,407 Form 4
57 OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
2014-07-01 17:55:40 4,271
0
4,271 Form 4
58 LOEWENSTEIN VICTOR H
Director
2003-12-10 14:17:48 1,691
0
1,691 Form 4
59 SCHOLTEN GARY P
EVP & Ch Info Officer
2020-03-31 17:48:57 1,433
0
1,433 Form 4
60 GERSIE MICHAEL H
Executive Vice President
2008-12-09 19:15:11 112.6
0
112.6 Form 4