Insider Holders & Insider Ownership - DZS INC. (DZSI)

List of insiders holdings for DZS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 BARRIS PETER J
10% Owner
2008-03-10 17:20:29 0
12,051,646
12,051,646 Form 4
2 NEWHALL CHARLES W III
10% Owner
2008-03-10 17:19:46 0
12,051,646
12,051,646 Form 4
3 PERRY MARK W
10% Owner
2008-03-10 17:19:30 0
12,051,646
12,051,646 Form 4
4 DASAN NETWORKS INC
10% Owner
2022-11-21 17:10:58 9,093,015
0
9,093,015 Form 13D
5 TPG ADVISORS II INC
10% Owner
2009-09-10 10:18:51 7,378,436
0
7,378,436 Form 13D
6 CARR HARRY J
Chairman & CEO
2003-10-15 17:00:14 6,218,426
287,787
6,506,213 Form 4
7 IV Global Fund No. 4
Choi Woong Gee
Invites Ventures Co. Ltd.
10% Owner
2024-01-16 14:02:51 5,434,783
0
5,434,783 Form 3
8 MORRIS PETER
Former 10% Owner
2005-11-04 17:32:01 0
5,142,088
5,142,088 Form 4
9 SCIENCE APPLICATIONS INTERNATIONAL CORP
TELCORDIA VENTURE CAPITAL CORP
10% Owner
2003-09-23 16:35:31 4,818,866
0
4,818,866 Form 13G
10 KKR 1996 GP LLC
KKR ASSOCIATES 1996 L P
KKR 1996 FUND L P
FISHER TODD A
GILHULY EDWARD A
GOLKIN PERRY
ROBERTS GEORGE R
HUTH JOHANNES P
MICHELSON MICHAEL W
KKR ZT LLC
See footnote (1) below.
2011-04-28 17:05:05 1,511,080
0
1,511,080 Form 13D
11 KKR 1996 GP LLC
RAETHER PAUL E
RICHARRDSON NEIL A
STUART SCOTT M
KRAVIS HENRY R
KKR ZT LLC
KKR ASSOCIATES 1996 L P
KKR 1996 FUND L P
NAVAB ALEXANDAR JR
See footnote (1) below.
2011-04-28 17:05:05 1,511,080
0
1,511,080 Form 13D
12 EJABAT MORTEZA
Chairman
2015-11-04 19:12:41 482,812
802,874
1,285,686 Form 4
13 VOGT CHARLES D
President & CEO
2024-12-11 16:05:25 419,946
0
419,946 Form 4
14 COULTER JAMES G
Director
2008-11-19 15:35:40 240,000
0
240,000 Form 4
15 DAHL ROBERT K
Director
2015-11-13 10:46:27 121,000
41,052
162,052 Form 4
16 Bross Matthew W
Director
2025-01-02 16:10:45 127,065
0
127,065 Form 4
17 Yoo Choon Yul
Director
2025-01-02 16:10:57 126,925
0
126,925 Form 4
18 Kim Joon Kyung
Director
2025-01-02 16:11:06 124,246
0
124,246 Form 4
19 Carbone Barbara
Director
2025-01-02 16:11:16 117,065
0
117,065 Form 4
20 PIERCE NANCY
Director
2015-05-06 10:58:53 107,998
0
107,998 Form 4
21 Kawecki Misty Dawn
Chief Financial Officer
2024-08-06 16:29:39 104,742
0
104,742 Form 4
22 Ferguson Justin K.
Chief Legal Officer
2024-10-02 18:01:14 103,460
0
103,460 Form 4
23 Jackson Todd
Director
2025-01-02 16:10:37 100,000
0
100,000 Form 4
24 Choi Woong Ji
Director
2025-01-02 16:10:22 100,000
0
100,000 Form 4
25 Carter Thomas Arthur
Chief Customer Officer, AEMEA
2023-03-02 16:16:02 100,000
0
100,000 Form 3
26 Reiss Gunter
Chief Marketing Officer
2024-09-10 19:30:33 88,066
0
88,066 Form 4
27 YAZDI MAHVASH
Director
2015-05-06 10:57:18 83,102
0
83,102 Form 4
28 Alonso Miguel
Chief Product Officer
2024-10-02 18:01:04 75,650
0
75,650 Form 4
29 Chesnut Brian
Chief Accounting Officer
2024-09-10 19:30:13 75,000
0
75,000 Form 4
30 Marthi Raghu
Chief Operating Officer
2024-09-23 18:17:14 64,595
0
64,595 Form 4
31 CONNORS MICHAEL
Director
2019-05-16 16:19:51 50,259
0
50,259 Form 4
32 Levy Steven D
Director
2009-05-15 11:16:32 50,000
0
50,000 Form 4
33 TIMMINS JAMES D
Director
2015-05-06 10:57:55 50,000
0
50,000 Form 4
34 Briscoe Lawrence W.
Director
2014-05-14 14:16:53 50,000
0
50,000 Form 4
35 Presworsky Eric
Chief Technology Officer
2015-05-06 10:58:24 46,842
0
46,842 Form 3
36 Won Deok Yeon
Chief Customer Officer, Asia
2023-07-05 19:52:37 45,000
0
45,000 Form 4
37 CLAMMER ADAM
Director
2005-05-16 18:14:31 37,468
0
37,468 Form 4
38 Nam Min Woo
Director
2023-07-05 16:39:18 35,861
0
35,861 Form 4
39 SYMONS JEANETTE
Chief Technology Officer
2006-03-14 20:32:01 35,429
0
35,429 Form 4
40 Foust Norman L
SVP of Global Supply Chain
2023-07-05 19:52:22 34,108
0
34,108 Form 4
41 Schopp David R
Director
2024-01-03 14:04:34 31,530
0
31,530 Form 4
42 Cancro Thomas
Chief Financial Officer
2021-07-06 12:39:47 30,000
0
30,000 Form 4
43 Kim Seong Gyun
Director
2020-01-03 20:14:02 24,796
0
24,796 Form 4
44 GREENE JAMES H JR
Director
2010-05-14 19:09:01 12,750
9,757
22,507 Form 4
45 Unterberger Rolf
Director
2020-01-03 20:27:46 16,450
0
16,450 Form 4
46 Kim Il Yung
Chief Executive Officer
2019-11-21 18:32:40 12,958
0
12,958 Form 4
47 Park Sung-Bin
Director
2019-01-04 13:16:00 11,615
0
11,615 Form 4
48 Golomb Mikhail
Chief Financial Officer
2019-05-21 11:34:03 10,256
0
10,256 Form 4
49 KRAMLICH C RICHARD
Director
2017-09-11 16:48:56 9,326
0
9,326 Form 4
50 SHIGEMURA BARTON
Former non-employee Director
2005-05-31 20:58:55 3,436
1,250
4,686 Form 4
51 Yim Philip
Chief Operating Officer
2020-08-19 08:46:34 0
0
0 Form 4
52 MISAKA KIRK
CFO, Corporate Treasurer & Sec
2016-09-13 12:05:45 0
0
0 Form 4
53 Smith Robert Murray
Chief Operating Officer
2014-11-19 17:31:17 0
0
0 Form 3
54 Norrod James D
Co-Chief Executive Officer
2016-09-13 12:05:02 0
0
0 Form 4