Insider Holders & Insider Ownership - PATRIOT NATIONAL BANCORP INC (PNBK)

List of insiders holdings for PATRIOT NATIONAL BANCORP INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Sugarman Steven
President
2025-04-02 08:36:19 7,019,978
0
7,019,978 Form 13D
2 PNBK Sponsor LLC
10% Owner
2018-05-29 15:23:05 815
2,845,000
2,845,815 Form 4
3 Carrazza Michael A.
Chairman of the Board
10% Owner
2021-04-02 16:39:35 87,635
2,512,090
2,599,725 Form 4
4 DECARO ANGELO
Chairman and CEO
2009-11-02 16:42:19 1,173,200
20,000
1,193,200 Form 4
5 Maher Christopher
See Remarks
2013-03-20 17:35:04 771,000
0
771,000 Form 4
6 Lewis Barry
Advisor
2010-10-29 17:19:19 473,100
0
473,100 Form 13D
7 SMC Holdings I LP
SMC Holdings I G.P. LLC
Steffens John
Ho Gregory P.
(1) and (2)
10% Owner
2021-04-27 16:56:05 427,691
0
427,691 Form 3
8 Opatrny Donald
Advisor
2006-10-06 13:52:52 376,850
0
376,850 Form 13D
9 Weinbaum Michael J
Director
2024-05-07 21:19:23 25,320
342,172
367,492 Form 4
10 Harvey Sandler Revocable Trust
SANDLER HARVEY
10% Owner
2021-04-12 18:06:20 317,248
0
317,248 Form 13G
11 STEEL ROBERT K
Advisor
2005-11-10 14:45:46 187,346
0
187,346 Form 3
12 NEILSON KENNETH T
Pres./CEO until 8/19/2016
2016-11-10 16:07:02 115,255
10,770
126,025 Form 4
13 Neilson Susan
Executive Vice President & COO
2016-01-21 13:58:42 5,000
115,255
120,255 Form 4
14 ZAVATTARO MARCUS N
Executive Vice Pres
2008-11-25 16:18:48 97,222
0
97,222 Form 4
15 Lowery David Christopher
Chief Executive Officer
2024-05-08 21:26:15 80,790
0
80,790 Form 4
16 Maier Christina L
EVP and CFO
2014-02-24 17:20:22 57,692
20,500
78,192 Form 4
17 Van den Bol Emile
Director
2024-05-07 21:11:25 68,933
0
68,933 Form 4
18 PNBK Holdings LLC
10% Owner
2021-04-02 17:19:43 67,254
0
67,254 Form 13D
19 O CONNELL ROBERT F
SEVP, CFO
2008-11-25 16:17:03 61,796
0
61,796 Form 4
20 KANTZAS JOHN
Exec. Vice President
2011-01-03 10:37:02 59,453
0
59,453 Form 4
21 Finn David
EVP & Senior Finance Officer
2024-09-11 17:17:13 53,125
0
53,125 Form 4
22 Harvey & Phyllis Sandler Foundation Inc.
10% Owner
2007-05-02 17:37:58 36,554
0
36,554 Form 3
23 SETTELMEYER PAUL C
Director
2005-10-21 15:00:38 33,724
0
33,724 Form 4
24 WOLFORD PHILIP W
COO & Secretary
2007-12-18 16:08:22 27,487
588
28,075 Form 4
25 BROWN TODD P
Executive Vice Pres
2004-08-13 16:27:46 25,174
0
25,174 Form 4
26 Constantino Edward N.
Director
2024-05-07 20:54:34 20,320
1000
21,320 Form 4
27 GRAY WILLIAM C
EVP and CFO
2013-05-06 10:58:53 20,000
0
20,000 Form 3
28 Smyth Raymond B.
Director
2021-04-08 17:50:17 15,611
626
16,237 Form 4
29 Fitzgerald Brian A
Director
2009-06-19 14:38:05 15,558
0
15,558 Form 4
30 Slater Thomas E.
EVP & Chief Credit Officer
2024-04-19 18:21:31 11,348
0
11,348 Form 4
31 Staudmyer Frederick
Secretary and Chief HR Officer
2024-04-19 18:46:37 7,161
0
7,161 Form 4
32 McDonnell Neil Michael
EVP & CFO
2016-02-10 09:35:54 6,000
0
6,000 Form 3
33 RUSSELL ROBERT GLENN
President & CEO
2020-09-23 18:12:57 2,500
2,500
5,000 Form 3/A
34 Doherty Grace
Director
2024-05-09 14:38:02 4,818
0
4,818 Form 4
35 Davis Samuel S
EVP and Chief Credit Officer
2018-05-29 15:22:57 1,104
3,690
4,794 Form 4
36 PERILLO JOSEPH D
Exec VP & CFO
2021-08-09 19:48:26 1,078
3,185
4,263 Form 4
37 Capodanno Michael
SVP
2009-05-14 15:57:29 3,568
0
3,568 Form 4
38 Muskus Richard A Jr.
President
2019-04-03 21:38:03 3,322
59
3,381 Form 4
39 NOBLE MARTIN G
Executive Vice Pres
2006-10-03 15:45:50 3,222
0
3,222 Form 4
40 Grunblatt Steven Brian
EVP & Chief Information Office
2024-04-22 10:38:36 2,243
0
2,243 Form 4
41 Corprew Judith Page
EVP, Chief Compliance & Risk O
2019-04-03 21:37:38 2,026
0
2,026 Form 4
42 Ciurlino Brent M
Director
2019-04-03 21:38:19 1,233
0
1,233 Form 4
43 Christiansen David W
EVP, Chief Credit Officer
2019-04-03 21:37:27 551
0
551 Form 4
44 LAUGHINGHOUSE SCOTT WARREN CUREAU
EVP, Chief Lending Officer
2019-04-03 21:37:43 378
0
378 Form 4
45 Scaccia Todd C
Vice President and Controller
2008-12-18 16:27:12 0
0
0 Form 3
46 INTRIERI MICHAEL F
Former Director
Director
2010-10-27 09:55:08 0
0
0 Form 4
47 Botta Alfred Jr.
EVP & Chief Payment Officer
2022-09-29 13:07:41 0
0
0 Form 3
48 Rojeski Karen
EVP & Chief Credit Officer
2021-05-05 14:57:17 0
0
0 Form 3
49 HOWELL CHARLES F
Former Officer and Director
Director
2010-10-27 14:21:57 0
0
0 Form 4
50 FERGUSON JOHN J
Former Director
Director
2010-10-27 14:25:33 0
0
0 Form 4
51 Glucksman L Morris
Former Director
Director
2010-10-29 15:40:35 0
0
0 Form 4
52 CUREAU PETER D
Interim Pres & Interim COO
2016-08-23 16:24:49 0
0
0 Form 3
53 GEOGHEGAN JOHN A
Former Director
Director
2010-11-08 15:13:36 0
0
0 Form 4
54 FOLEY MARK C
EVP and Chief Credit Officer
2012-05-09 15:44:02 0
0
0 Form 3