Insider Holders & Insider Ownership - SWK Holdings Corp (SWKH)

List of insiders holdings for SWK Holdings Corp:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 Carlson Capital L.P.
Black Diamond Offshore Ltd.
Double Black Diamond Offshore Ltd
Asgard Investment Corp. II
Carlson Clint Duane
10% Owner		 2024-10-25 16:43:32 0
9,093,766		 9,093,766 Form 4
2 CARLSON CAPITAL L P
Black Diamond Offshore Ltd.
Double Black Diamond Offshore Ltd
Asgard Investment Corp.
Carlson Clint Duane
Black Diamond Relative Value Offshore Ltd.
10% Owner		 2024-10-25 16:05:56 8,907,528
0		 8,907,528 Form 13D
3 CARLSON CAPITAL L P
DOUBLE BLACK DIAMOND L.P.
Asgard Investment Corp.
Carlson Clint Duane
Double Black Diamond Offshore Ltd
Black Diamond Offshore Ltd.
Asgard Investment Corp. II
See Remarks
10% Owner		 2024-10-25 16:05:56 8,907,528
0		 8,907,528 Form 13D
4 Kay Technology Corp Inc.
AKKR SPECIAL OPPORTUNITIES LLC
ACCEL-KKR CAPITAL PARTNERS III LP
AKKR Fund III Management Company LP
AKKR MANAGEMENT COMPANY LLC
10% Owner		 2009-12-23 16:42:19 0
2,000,000		 2,000,000 Form 4
5 NightWatch Capital Management LLC
10% Owner		 2009-11-03 11:43:24 1,595,452
0		 1,595,452 Form 13D
6 FIELDS MICHAEL S
CHIEF EXECUTIVE OFFICER		 2006-09-12 20:21:34 1,389,939
0		 1,389,939 Form 4
7 Margolis Michael A
Director		 2014-02-10 20:22:39 205,000
803,600		 1,008,600 Form 4
8 DOYLE THOMAS H
President and COO		 2004-05-06 21:05:19 927,464
0		 927,464 Form 4
9 Thompson John Melvin
EVP and CFO		 2007-08-22 12:27:57 543,100
0		 543,100 Form 4
10 Burgon Paul
Interim CFO and Secretary		 2012-05-16 19:46:03 394,977
0		 394,977 Form 4
11 Angel Mark A
SVP of Development & Strategy		 2009-07-10 10:39:22 390,000
0		 390,000 Form 4
12 Pope James Brett
CEO		 2015-08-20 21:03:05 380,087
0		 380,087 Form 4
13 Bruchey Marchai Burris
SVP Marketing		 2007-06-22 16:42:36 356,541
0		 356,541 Form 3
14 SHANNAHAN MICHAEL J
Chief Financial Officer		 2008-03-14 11:31:05 350,000
0		 350,000 Form 4
15 Turano Daniel A
SVP Worldwide Field Operations		 2009-07-10 06:06:43 345,000
0		 345,000 Form 4
16 Jones Jay Aaron
Chief Administrative Officer		 2009-07-10 06:06:01 330,000
0		 330,000 Form 4
17 Isaacs Charles Hart
Chief Technology Officer		 2009-07-10 06:05:37 282,300
0		 282,300 Form 4
18 Clifford William Thaddeus
Director		 2014-02-10 20:17:59 255,000
0		 255,000 Form 4
19 Wolf Chad Alan
eVergance Pres. & KANA VP		 2009-07-10 06:03:48 175,000
0		 175,000 Form 4
20 BATT JERRY R
Director		 2009-07-10 06:04:10 170,000
0		 170,000 Form 4
21 BOSE WILLIAM A
VP, General Counsel & Sec		 2009-07-10 06:04:27 159,958
0		 159,958 Form 4
22 Vinella Stephanie
Director		 2009-07-10 06:07:00 155,000
0		 155,000 Form 4
23 BLACK WINSTON L III
Chief Executive Officer		 2022-09-21 20:47:37 149,737
0		 149,737 Form 4/A
24 Chotai Sham
SVP Engineering		 2007-06-18 19:40:47 125,000
0		 125,000 Form 4
25 Staggs Joe David JR
PRESIDENT		 2025-04-17 16:34:14 123,766
0		 123,766 Form 4
26 Nemelka John Fritzen
Director		 2014-02-10 20:18:22 112,544
0		 112,544 Form 4
27 Rowe William Alexander
SVP Worldwide Sales		 2007-02-05 17:54:45 100,000
0		 100,000 Form 4
28 FEICHTMANN WILLIAM
CAO, VP of Finance		 2009-07-10 06:05:19 95,000
0		 95,000 Form 4
29 Weinberg Michael
Director		 2022-01-12 13:55:15 76,602
0		 76,602 Form 4
30 Carlson Lewis
See Remarks		 2024-11-01 16:05:03 62,079
0		 62,079 Form 3
31 Owen Augustus Carlson 1997 A Trust
See Remarks		 2024-11-01 16:05:16 62,079
0		 62,079 Form 3
32 Julian Orlando Carlson 1997 A Trust
See Remarks		 2024-11-01 16:05:17 62,079
0		 62,079 Form 3
33 Philpot Michelle
VP, Finance		 2005-03-04 19:58:45 50,000
0		 50,000 Form 4
34 Baker Dana Blair
Director		 2022-01-12 13:46:02 41,625
0		 41,625 Form 4
35 Haga Christopher W
Director		 2022-01-12 14:01:59 37,233
0		 37,233 Form 4
36 MAEDA CHRIS
Chief Technical Officer		 2003-07-17 13:05:13 32,108
0		 32,108 Form 4/A
37 Angst Tim
EVP, Worldwide Operations		 2005-03-28 20:23:18 30,100
0		 30,100 Form 4
38 Stead Edward B
Director		 2022-01-12 14:10:31 26,690
0		 26,690 Form 4
39 Pennington Marcus Edward
Director		 2024-07-01 19:55:19 22,227
0		 22,227 Form 4
40 HUBBARD ALAN W
EVP, R&D		 2005-03-28 20:18:07 18,000
0		 18,000 Form 4
41 Rice Adam
Chief Financial Officer		 2025-02-04 16:14:24 15,247
0		 15,247 Form 4
42 Dotter Laurie L.
Director		 2024-07-01 19:55:56 12,933
0		 12,933 Form 4
43 Hatcher Robert K.
Director		 2024-07-01 19:55:47 12,804
0		 12,804 Form 4
44 Carlson Capital GP L.P.
Asgard Investment Corp.
Carlson Clint Duane
10% Owner		 2024-11-01 16:05:14 0
12,354		 12,354 Form 3
45 MILLS DIXIE L
Director		 2007-03-08 18:41:25 10,000
0		 10,000 Form 4
46 Fletcher Aaron G.L.
Director		 2022-01-12 14:20:49 9,873
0		 9,873 Form 4
47 BERTELSEN MARK A
Director		 2005-03-23 21:54:38 9,000
0		 9,000 Form 4
48 GALVIN THOMAS A
Director		 2005-03-23 21:57:31 9,000
0		 9,000 Form 4
49 Heinrichson Yvette M
Chief Financial Officer		 2022-10-05 07:00:53 8,621
0		 8,621 Form 4
50 Albright Jerry
Director		 2024-07-01 19:55:38 6,974
0		 6,974 Form 4
51 DICICCO WENDY F
Director		 2023-01-04 17:15:11 6,182
0		 6,182 Form 4
52 Jacobson Charles M
Chief Financial Officer		 2014-12-01 13:45:01 6,056
0		 6,056 Form 4
53 BAY CHUCK
Chief Executive Officer		 2006-02-15 19:02:13 4,736
0		 4,736 Form 5
54 ZARRABIAN MASSOOD
Director		 2003-07-17 13:08:29 3,350
0		 3,350 Form 4/A
55 Carlson Foundation
See Remarks		 2024-11-01 16:05:06 2,693
0		 2,693 Form 3
56 Empire Capital Management L.L.C.
10% Owner		 2008-09-02 16:53:30 0
0		 0 Form 13D