Insider Holders & Insider Ownership - UMPQUA HOLDINGS CORP (UMPQ)

List of insiders holdings for UMPQUA HOLDINGS CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 THOMAS H. LEE ADVISORS LLC
THL Equity Advisors VI LLC
Thomas H. Lee Equity Fund VI L.P.
Thomas H. Lee Parallel Fund VI L.P.
Thomas H. Lee Parallel (DT) Fund VI L.P.
THL Sterling Equity Investors L.P.
THL Managers VI LLC
10% Owner
2014-08-14 07:30:03 0
14,148,070
14,148,070 Form 4
2 Warburg Pincus Private Equity X L.P.
Warburg Pincus X L.P.
Warburg Pincus X Partners L.P.
Warburg Pincus X LLC
Warburg Pincus Partners LLC
WARBURG PINCUS & CO.
WARBURG PINCUS LLC
KAYE CHARLES R
Landy Joseph P.
10% Owner
2014-08-13 21:35:41 14,136,286
0
14,136,286 Form 4
3 DAVIS RAYMOND P
Retired Executive Chairman
2018-02-13 19:11:02 599,775
1,199,550
1,799,325 Form 5
4 HERBERT LYNN K
Director
2007-04-25 18:58:23 582,350
2,240
584,590 Form 4
5 SEIBLY JOHN GREGORY
Former Consumer Bank President
2016-05-25 17:23:33 129,182
236,081
365,263 Form 4
6 WILLIAMS RICHARD CARL
Retired 6/9/03
2004-01-29 17:03:55 252,622
1,888
254,510 Form 5
7 Eckhardt Ezra
EVP/Shared Resources
2015-06-22 19:26:39 203,964
30,065
234,029 Form 4
8 FORD ALLYN C
Director
2012-05-11 16:23:48 71,098
159,499
230,597 Form 4
9 OBIE BRIAN B
resigned 9/30/03
2004-01-29 16:50:24 12,900
217,121
230,021 Form 5
10 COPELAND BRAD F
Sr EVP/Chief Operating Officer
2013-04-30 19:50:51 214,381
6,684
221,065 Form 4
11 UMPQUA HOLDINGS CORP
Consumer Bank President
2016-04-04 14:26:14 215,879
0
215,879 Form 3/A
12 SULLIVAN DANIEL A
EVP/Strategic Initiatives
2011-02-09 15:04:15 206,519
1,821
208,340 Form 5
13 DAUGHERTY ROBERT M
FormerPresident/Umpqua Bank-CA
2005-02-08 18:37:41 201,075
0
201,075 Form 5
14 PHILPOTT STEVEN L
EVP/General Counsel/Secretary
2014-05-01 17:45:07 191,842
5,684
197,526 Form 4
15 MASON THEODORE S
Director
2009-04-24 15:36:24 138,245
11,735
149,980 Form 4
16 ANGELL RONALD F
Director
2010-05-13 14:24:44 46,685
97,482
144,167 Form 4
17 GIUSTINA DAN
Director
2010-05-13 14:25:10 129,465
0
129,465 Form 4
18 Carey Richard M
EVP/Community Banking
2011-02-09 15:08:20 104,772
430
105,202 Form 5
19 COLEMAN JAMES D
Director
2006-02-08 16:48:17 101,917
200
102,117 Form 5
20 EDSON DAVID M
President-Umpqua Bank
2009-03-04 19:31:44 98,687
1,031
99,718 Form 4
21 WARDLOW MARK
EVP/Chief Credit Officer
2015-07-02 11:05:40 96,375
0
96,375 Form 4
22 NEAL GARY F
EVP/Enterprise Risk
2018-02-06 14:47:59 85,734
0
85,734 Form 5
23 LANSING WILLIAM A
Director
2013-04-19 15:46:26 0
85,414
85,414 Form 4
24 BAKER BARBARA J
EVP/Cultural Enhancement
2014-04-18 17:38:40 68,731
5,604
74,335 Form 4
25 CALERO ULDERICO JR
EVP/Community Banking
2013-06-13 16:49:20 64,644
0
64,644 Form 4
26 Johnson Kelly J
EVP/Wealth Management
2014-04-21 17:36:16 63,378
0
63,378 Form 4
27 BRUNO MATHEW
Director
2007-04-25 18:57:31 60,452
0
60,452 Form 4
28 RUSNAK PATRICK J
EVP/CFO Umpqua Bank-CA
2005-02-07 14:57:42 53,539
6
53,545 Form 5
29 WEBORG THOMAS
Director
Director
2007-04-25 18:58:41 33,011
4,202
37,213 Form 4
30 MILLER DIANE D
Director
2013-05-14 16:00:28 5,370
31,765
37,135 Form 4
31 DONEGAN BOB C
Director
2016-05-11 18:21:04 26,700
0
26,700 Form 4
32 Delorier Rilla S
Former EVP
2020-08-11 14:48:54 25,235
0
25,235 Form 4
33 WHITTAKER FRANK R J
Director
2014-05-30 16:32:05 23,418
0
23,418 Form 4
34 BOYER ELLEN RM
Director
2016-05-11 18:20:21 22,845
0
22,845 Form 4
35 EDWARDS WEBB
Director
2015-05-12 18:12:09 22,362
0
22,362 Form 4
36 FROHNMAYER DAVID
Director
2011-05-11 18:10:41 0
21,756
21,756 Form 4
37 CHAMBERS SCOTT D
Director
2009-04-24 15:35:53 21,740
0
21,740 Form 4
38 FIKE WILLIAM T
EVP - President Umpqua Bank CA
2009-02-10 12:31:39 12,500
5,397
17,897 Form 5
39 Seeger Laureen
Director
2014-09-15 14:56:48 3,269
11,692
14,961 Form 4
40 SLATER DUDLEY R
Director
2014-05-30 16:31:39 1,269
13,539
14,808 Form 4
41 Hermocillo Jose R
Director
2012-05-11 16:24:19 9,191
5,000
14,191 Form 4
42 KEENE KATHERINE
Director
2005-02-08 17:26:37 9,106
0
9,106 Form 5
43 CALVERT LUANNE
Director
2017-05-11 13:46:53 7,696
0
7,696 Form 4
44 Eccles Colin D
EVP/CIO
2013-01-17 18:57:15 6,622
0
6,622 Form 4
45 DESTEFANO GARY
Director
2005-02-08 19:21:07 0
1,256
1,256 Form 5
46 GOLDSCHMIDT DIANA
Director
2007-04-25 18:57:57 0
603
603 Form 4
47 MACHUCA LUIS
Director
2023-03-02 17:48:37 0
0
0 Form 4
48 White Lisa M
SVP/Principal Accting Officer
2023-03-02 11:25:54 0
0
0 Form 4
49 Shotwell David F
EVP/Chief Risk Officer
2023-03-02 11:22:52 0
0
0 Form 4
50 OGNALL ANDREW H
EVP/General Counsel/Secretary
2023-03-02 11:19:32 0
0
0 Form 4
51 O'HAVER CORT L
President & CEO
2023-03-02 11:16:08 0
0
0 Form 4
52 Nixon Torran B
Umpqua Bank President
2023-03-02 11:12:41 0
0
0 Form 4
53 Namdar Frank
EVP/Chief Credit Officer
2023-03-02 11:09:32 0
0
0 Form 4
54 MCLAUGHLIN NEAL T
EVP/Treasurer
2023-03-02 11:06:02 0
0
0 Form 4
55 FARNSWORTH RON L
EVP/CFO
2023-03-02 11:00:39 0
0
0 Form 4
56 FOWLER PEGGY Y
Director
2023-03-01 19:17:24 0
0
0 Form 4
57 Varnado Anddria
Director
2023-03-01 19:13:17 0
0
0 Form 4
58 TIMM BRYAN
Director
2023-03-01 19:10:34 0
0
0 Form 4
59 Terry Hilliard C. III
Director
2023-03-01 19:08:09 0
0
0 Form 4
60 STEVENS SUSAN F.
Director
2023-03-01 19:05:35 0
0
0 Form 4
61 SCHULTZ JOHN F
Director
2023-03-01 19:01:46 0
0
0 Form 4
62 POPE MARIA M
Director
2023-03-01 18:58:28 0
0
0 Form 4
63 GREENE JAMES S
Director
2023-03-01 18:50:22 0
0
0 Form 4
64 GAMBEE STEPHEN M
Director
2023-03-01 18:45:25 0
0
0 Form 4
65 HADEN WILLIAM A
Bank President-resigned3/14/03
2004-01-30 13:13:08 0
0
0 Form 5/A