Insider Holders & Insider Ownership - AMERICAN STATES WATER CO (AWR)

List of insiders holdings for AMERICAN STATES WATER CO:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 SPROWLS ROBERT J
President & CEO
2025-03-17 20:13:29 199,724
0
199,724 Form 4
2 TANG EVA G
Sr. Vice President & CFO
2025-03-17 20:13:15 40,412
0
40,412 Form 4
3 HOLLOWAY ANNE M
Director
2024-08-23 14:47:29 38,519
0
38,519 Form 4
4 ROSS LLOYD E
Former Director
Director
2019-11-06 19:28:23 37,605
0
37,605 Form 4
5 GALLAGHER JAMES B
Vice President
2018-03-13 20:33:35 25,204
0
25,204 Form 4
6 GEDNEY WILLIAM C
Former Officer
2020-03-13 19:30:41 23,992
0
23,992 Form 4
7 HARRIS MCCLELLAN III
Sr. Vice President
2014-03-27 19:01:44 23,093
0
23,093 Form 4
8 SCANLON PATRICK RONALD
Former Officer
2019-10-10 20:21:01 19,374
0
19,374 Form 4
9 HODGES GRANVILLE R JR
Former Officer
2022-08-16 19:17:27 18,331
243.8
18,575 Form 4
10 DODGE N P
Director
2012-08-16 14:45:25 18,468
0
18,468 Form 4
11 ANDERSON JAMES L
Ex-Director
2021-11-15 17:32:41 17,583
0
17,583 Form 4
12 DICKSON JOEL A
Sr. Vice President
2007-02-15 17:39:32 36.64
16,812
16,848 Form 5
13 Wilkins Janice F
Director
2021-08-17 12:03:12 16,229
0
16,229 Form 4
14 BONTA DIANA M
Director
2025-03-14 16:53:31 15,931
0
15,931 Form 4
15 KRUGER DENISE L
Sr. Vice President
2021-03-12 20:24:13 14,495
0
14,495 Form 4
16 FIELDER JOHN R
Director
2023-05-24 19:07:29 13,665
0
13,665 Form 4
17 CHANG SHENGDER DAVID
VP ENVIRONMENTAL QUALITY
2015-03-09 16:20:01 12,587
0
12,587 Form 4
18 KATHOL ROBERT F
Director
2013-07-10 20:01:30 12,227
0
12,227 Form 4/A
19 CONWAY SUSAN L
Sr. Vice President
2007-02-14 20:45:07 50.5
11,887
11,937 Form 5
20 Cotton III James C
Former Officer
2020-03-13 17:58:41 9,135
1,905
11,041 Form 4
21 AUER JEAN E
Director
2004-08-19 12:07:57 10,506
0
10,506 Form 4/A
22 SADDORIS DONALD K
Vice President
2003-05-29 13:49:39 307.5
10,128
10,435 Form 4
23 FARROW GLADYS
VP - Fin., Treas., & Asst. Sec
2025-03-17 20:26:28 9,933
0
9,933 Form 4
24 MATLICK LINDA J
Controller
2003-08-11 15:26:22 0
9,737
9,737 Form 4
25 King Gary F
Director
2012-05-24 20:14:42 8,884
0
8,884 Form 4
26 McNulty James F.
Director
2019-08-09 14:47:27 7,542
0
7,542 Form 4
27 TANNER ROLAND S
VICE PRESIDENT
2013-04-08 19:53:34 7,026
0
7,026 Form 4
28 Eichelberger Thomas A.
Director
2024-05-22 17:26:42 7,006
0
7,006 Form 4
29 SWITZER BRYAN K
Former Officer
2022-05-26 12:51:14 6,630
0
6,630 Form 4
30 Rowley Paul J
SVP OF OPERATIONS
2025-03-17 20:27:49 6,499
0
6,499 Form 4
31 Rentfrow Diane D
Vice President
2014-03-06 18:56:07 6,236
0
6,236 Form 4
32 Levin Carl James
Director
2024-05-22 17:35:58 6,100
0
6,100 Form 4
33 Pillai Sunil
VP ENVIRONMENTAL QUALITY
2025-03-17 20:39:36 4,840
0
4,840 Form 4
34 Connor Christopher H
SVP of ASUS
2025-03-17 19:32:32 3,984
0
3,984 Form 4
35 DAVIS STEVEN D
Director
2024-05-22 17:25:02 3,742
0
3,742 Form 4
36 KROPKE ROGER F
Vice President
2006-02-06 17:07:02 18.47
3,711
3,729 Form 5
37 Hopkins Mary Ann
Director
2024-06-03 13:58:52 3,606
0
3,606 Form 4
38 Miller Susan P.
Vice President
2025-03-17 20:38:07 3,265
0
3,265 Form 4
39 Kubiak Patrick
VP of Asset Management
2025-03-17 20:26:40 3,187
0
3,187 Form 4
40 Ervin Roger M
Director
2024-05-22 17:28:58 3,046
0
3,046 Form 4
41 THOMAS GREGORY S
Vice President
2011-02-01 20:50:41 2,824
122.53
2,946 Form 4
42 GEORGE MICHAEL P
EVP NO LONGER EMPLOYED
2009-02-18 16:44:48 2,825
0
2,825 Form 4
43 Pierotti Jon
Vice President Reg Affairs
2025-03-17 20:37:35 2,807
0
2,807 Form 4
44 Schickling David R
Vice President Water Operation
2025-03-17 20:39:48 2,302
0
2,302 Form 4
45 CARSON JAMES D
Vice President
2003-05-20 19:05:40 0
1,830
1,830 Form 4
46 Harrison Stuart
Senior Vice President
2021-08-10 13:07:29 1,564
0
1,564 Form 4
47 Willis Gabriel G
VP of Strategic Business Dev.
2020-08-06 20:27:00 1,221
0
1,221 Form 4
48 Anderson Sarah J
Former Director
Director
2023-04-27 13:54:59 1000
0
1000 Form 4
49 Marconi Paul
President & Treasurer
2021-03-01 11:28:57 788.8
0
788.8 Form 3
50 Winn Caroline Ann
Director
2024-05-22 17:39:10 516.33
0
516.33 Form 4
51 WICKS FLOYD E
Left Office 5/19/2009
2009-08-17 18:46:36 477.1
0
477.1 Form 4
52 Cheung Jimmy
Controller
2013-03-06 12:09:49 376.64
0
376.64 Form 4
53 Geffen Wayne E
Controller
2009-06-10 14:12:38 0
0
0 Form 3