List of insiders holdings for WADDELL & REED FINANCIAL INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | TUCKER KEITH A Chairman and CEO |
2007-01-22 10:49:34 | 2,548,700 0 |
2,548,700 | Form 13G |
| 2 | HERRMANN HENRY J Chairman of the Board |
2018-01-03 18:30:37 | 0 1,128,841 |
1,128,841 | Form 4 |
| 3 | BUTCH THOMAS W EVP & Chief Marketing Officer |
2018-01-03 18:24:28 | 248 457,846 |
458,094 | Form 4 |
| 4 | SUNDEEN JOHN E JR SVP & CAO - Investments |
2018-01-03 18:27:15 | 304,672 0 |
304,672 | Form 4 |
| 5 | CONNEALY DANIEL P SVP and CFO |
2014-01-02 17:36:08 | 0 291,744 |
291,744 | Form 4 |
| 6 | HILLS WENDY J EVP, GC, Chief Legal Off & Sec |
2018-04-04 17:45:13 | 171,074 0 |
171,074 | Form 4 |
| 7 | Avery Michael L See explanation below. |
2016-07-05 17:23:09 | 155,708 0 |
155,708 | Form 4 |
| 8 | WILLIAMS ROBERT J JR SVP - Public Affairs |
2008-12-31 16:15:12 | 94,973 0 |
94,973 | Form 4 |
| 9 | ROGERS WILLIAM L Director |
2010-12-03 11:40:31 | 72,263 0 |
72,263 | Form 4 |
| 10 | REIMER RONALD C Director |
2014-01-08 17:20:16 | 563 61,826 |
62,389 | Form 4 |
| 11 | KOSLOFF ALAN W Director |
2020-01-03 17:44:22 | 49,501 0 |
49,501 | Form 4 |
| 12 | RAINES JAMES M Director |
2019-02-19 18:25:55 | 23,492 0 |
23,492 | Form 4 |
| 13 | CLOUSE MELISSA A VP, Controller & PAO |
2015-04-06 17:52:53 | 12,536 0 |
12,536 | Form 4 |
| 14 | WEAVER CONSTANCE K Director |
2020-02-25 17:20:03 | 6,794 0 |
6,794 | Form 4 |
| 15 | Jessee James A. Director |
2021-04-30 17:15:49 | 0 0 |
0 | Form 4 |
| 16 | Kline Katherine M. A. Director |
2021-04-30 17:16:59 | 0 0 |
0 | Form 4 |
| 17 | LOGUE DENNIS E Director |
2021-04-30 17:18:20 | 0 0 |
0 | Form 4 |
| 18 | BLOSS BRENT K President |
2021-04-30 17:14:55 | 0 0 |
0 | Form 4 |
| 19 | Hanson Daniel P SVP & CIO |
2021-04-30 17:13:41 | 0 0 |
0 | Form 4 |
| 20 | GODLASKY THOMAS C Director |
2021-04-30 17:12:43 | 0 0 |
0 | Form 4 |
| 21 | GASAWAY SHARILYN S Director |
2021-04-30 17:10:55 | 0 0 |
0 | Form 4 |
| 22 | DALEY MICHAEL JOHN VP - Chief Acct Off,IR & Treas |
2021-04-30 17:09:44 | 0 0 |
0 | Form 4 |
| 23 | Clouse Benjamin R SVP & CFO |
2021-04-30 17:08:30 | 0 0 |
0 | Form 4 |
| 24 | Buyle Mark P. SVP, GC, CLO and Secretary |
2021-04-30 17:07:31 | 0 0 |
0 | Form 4 |
| 25 | Andrade Kathie J. Director |
2021-04-30 17:05:50 | 0 0 |
0 | Form 4 |
| 26 | WALTON JERRY W Director |
2021-04-30 17:25:50 | 0 0 |
0 | Form 4 |
| 27 | Scupham Amy J. SVP - Distribution |
2021-04-30 17:24:33 | 0 0 |
0 | Form 4 |
| 28 | Sanders Philip James CEO |
2021-04-30 17:22:43 | 0 0 |
0 | Form 4 |
| 29 | Rackers Christopher W. SVP and CPBO |
2021-04-30 17:21:30 | 0 0 |
0 | Form 4 |
| 30 | MORRISSEY MICHAEL F Director |
2021-04-30 17:20:24 | 0 0 |
0 | Form 4 |
| 31 | Mihal Shawn M. SVP - Wealth Management |
2021-04-30 17:19:16 | 0 0 |
0 | Form 4 |
| 32 | STROHM MICHAEL D SVP & Chief Operations Officer |
2015-05-15 18:12:56 | 0 0 |
0 | Form 4 |
| 33 | SCHULTE DANIEL C See explanation below. |
2014-02-04 17:29:45 | 0 0 |
0 | Form 4/A |
| 34 | SCHIEBER MARK A See explanation below. |
2012-01-11 17:46:09 | 0 0 |
0 | Form 4 |