Insider Holders & Insider Ownership - GlassBridge Enterprises Inc. (GLAE)

List of insiders holdings for GlassBridge Enterprises Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 CLINTON GROUP INC
Clinton Relational Opportunity Master Fund L.P.
Clinton Magnolia Master Fund Ltd.
Clinton Relational Opportunity LLC
GEH Capital Inc.
Hall George E.
See remarks
10% Owner
2017-03-30 16:11:04 1,494,894
0
1,494,894 Form 13D
2 Hall George E.
CLINTON GROUP INC
Clinton Relational Opportunity Master Fund L.P.
Clinton Special Opportunities Master Fund Ltd.
Clinton Union League LLC
GEH Capital Inc.
See remarks
2017-03-30 16:11:04 1,494,894
0
1,494,894 Form 13D
3 TDK CORP
TDK Recording Media Europe S.A.
TDK Europe S.A.
TDK Hong Kong CO LTD
TDK Singapore (Pte) Ltd
TDK USA CORP
TDK Electronics CORP
10% Owner
2015-10-30 06:15:16 915,000
0
915,000 Form 13D
4 TDK CORP
TDK USA CORP
TDK Europe S.A.
TDK Hong Kong CO LTD
TDK Singapore (Pte) Ltd
10% Owner
2015-10-30 06:15:16 915,000
0
915,000 Form 13D
5 Fernander Robert B.
Interim CEO
2016-12-01 21:58:05 755,909
0
755,909 Form 4
6 Lucas Mark E
President & CEO
2015-05-27 15:25:33 432,593
36,724
469,317 Form 4
7 Barrall Geoff
Chief Technology Officer
2016-05-06 16:06:01 403,300
0
403,300 Form 3
8 ZELLER PAUL R
Senior VP and CFO
2014-08-04 16:31:02 251,185
21,089
272,274 Form 4
9 MATTHEWS L WHITE III
Director
2014-06-04 15:37:03 266,941
0
266,941 Form 4/A
10 RAUTIO TRUDY A
Director
2014-07-02 10:47:52 212,601
0
212,601 Form 4
11 LAPERCH WILLIAM G
Director
2015-05-27 16:00:02 151,389
0
151,389 Form 4
12 Stevens David B
Director
2014-05-08 18:27:07 126,061
0
126,061 Form 4
13 Bunting Theodore H JR
Director
2014-05-08 18:21:00 113,754
0
113,754 Form 4
14 Berg David P
Director
2013-05-10 09:02:01 110,021
0
110,021 Form 4
15 TAYLOR GLEN A
Director
2012-07-02 12:46:10 107,355
0
107,355 Form 4
16 RUSSOMANNO FRANK P
Vice Chrman, CEO (retired 5/5)
2010-05-07 11:43:50 92,303
11,794
104,097 Form 4
17 HENDERSON BRUCE A
Chairman of the Board & CEO
2006-06-16 15:15:43 83,624
856
84,480 Form 4
18 SULLIVAN JOHN LAWRENCE
Senior VP, Gen Counsel & Sec.
2011-05-10 11:39:34 68,356
5,103
73,459 Form 4
19 HAGGERTY CHARLES A
Director
2012-05-04 11:17:33 57,221
13,500
70,721 Form 4
20 HART LINDA W
Director
2011-05-05 12:56:28 69,716
0
69,716 Form 4
21 BRAUSEN ANTHONY T
Director
2015-05-27 15:57:57 69,456
0
69,456 Form 4
22 LEMAY RONALD T
Director
2011-05-06 10:31:33 65,530
0
65,530 Form 4
23 WHITE DARYL
Director
2012-05-04 11:25:36 62,517
0
62,517 Form 4
24 Williams Ian
VP & Group Pres., TS&S
2015-05-27 15:26:35 49,760
10,063
59,823 Form 4
25 Kulkarni Subodh K
Chief Tech Of, SVP
2012-05-09 10:59:52 40,937
5,278
46,215 Form 4
26 Ellis James C
VP, Strategy and M&A
2011-05-10 11:35:46 38,931
6,189
45,120 Form 4
27 Zheng Danny
Interim CEO & CFO
2018-03-16 17:18:57 44,563
0
44,563 Form 4
28 Morello Tavis J.
General Counsel
2017-11-02 16:46:48 43,879
0
43,879 Form 4
29 FIELDS MICHAEL S
Director
2010-05-07 13:20:32 38,504
0
38,504 Form 4
30 PUTNAM DONALD H
Director
2018-03-01 17:15:49 33,898
0
33,898 Form 4
31 REICH CHARLES
Director
2009-05-07 15:14:48 24,851
0
24,851 Form 4
32 McKibben Tracy B
Director
2018-03-01 17:15:05 24,213
0
24,213 Form 4
33 CHASE JACQUELINE A
VP, Human Resources
2009-01-02 10:48:51 18,998
3,046
22,044 Form 4
34 ALLEN BRADLEY D
VP, Investor Relations
2008-07-07 11:58:24 14,545
2,756
17,301 Form 4
35 Koehn Peter A
VP, Global Operations
2009-05-04 14:04:24 13,455
1,656
15,111 Form 4
36 WILLHITE COLLEEN RAE
VP GM Magnetic Prods
2004-05-17 16:21:15 11,802
2,155
13,957 Form 4/A
37 ZINKE RONALD D
Vice Pres., Sales & Marketing
2004-06-09 10:26:58 9,732
2,388
12,120 Form 4
38 Moss Steve F
VP, Chief Marketing Officer
2008-06-05 09:26:12 11,113
0
11,113 Form 4
39 Breedlove John P
VP, General Counsel & Corp Sec
2015-12-01 14:54:22 10,828
0
10,828 Form 4
40 FERRARESI DAVID G
VP GM Optical Products
2004-06-07 11:55:33 6,212
1,882
8,094 Form 4
41 Strauss Daniel
Chief Executive Officer
2024-03-07 16:56:21 7,912
0
7,912 Form 4
42 Findley Keri
Director
10% Owner
2023-10-13 16:05:11 0
7,578
7,578 Form 3
43 Tacora Capital LP
10% Owner
2023-10-13 16:05:13 7,578
0
7,578 Form 3
44 Kasoff Barry L.
Director
2015-11-17 16:24:36 6,398
0
6,398 Form 4/A
45 Spiro Alex
Director
2024-03-07 16:54:37 4,114
0
4,114 Form 4
46 Torricelli Robert G
Director
2024-03-07 16:58:09 1,266
0
1,266 Form 4
47 Ruchalski Francis A.
Chief Financial Officer
2024-03-07 16:52:59 634
0
634 Form 3
48 De Perio Joseph A
Chairman
2020-05-07 13:16:19 165
0
165 Form 4
49 Searing Robert
Director
2020-05-07 13:17:51 145
0
145 Form 4
50 Bosler Greg J
Senior VP, Group Pres., CSA
2016-03-14 14:50:31 0
0
0 Form 4
51 Robinson Scott
VP, Chief Financial Officer
2015-11-18 11:27:36 0
0
0 Form 4
52 Leung Raymond
Director
2007-11-08 15:28:33 0
0
0 Form 3
53 Korde Arvind
Consultant
2006-03-15 14:54:03 0
0
0 Form 3
54 CLINTON GROUP INC
GEH Capital Inc.
Clinton Special Opportunities Master Fund Ltd.
Hall George E.
See Explanation of Responses
2023-09-26 17:33:35 0
0
0 Form 4
55 Councill Claire
Director
2023-10-31 16:05:19 0
0
0 Form 3