List of insiders holdings for INNOVATE Corp.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | BEAR STEARNS COMPANIES INC 10% Owner |
2008-03-14 21:55:40 | 21,057,550 0 |
21,057,550 | Form 4 |
| 2 | AMERICAN INTERNATIONAL GROUP INC AIG GSEF Investments Ltd. AIG GSEF L.P. AIG GLOBAL SPORTS & ENTERTAINMENT FUND L P AIG GLOBAL EMERGING MARKETS FUND L L C GEM PARALLEL FUND LP AIG Capital CORP AIG Global Asset Management Holdings Corp. AIG CAPITAL PARTNERS INC See Explanations of Responses 10% Owner |
2009-10-06 17:22:57 | 0 15,720,008 |
15,720,008 | Form 4 |
| 3 | GLAZER AVRAM A Director 10% Owner |
2024-12-18 16:32:24 | 6,809,739 0 |
6,809,739 | Form 13D |
| 4 | Gorzynski Michael 10% Owner |
2024-03-21 18:40:20 | 0 4,948,755 |
4,948,755 | Form 4 |
| 5 | Percy Rockdale LLC 10% Owner |
2024-03-21 18:41:36 | 4,948,755 0 |
4,948,755 | Form 4 |
| 6 | Continental General Holdings LLC Continental Insurance Group Ltd. Continental LTC Inc. CONTINENTAL GENERAL INSURANCE CO 10% Owner |
2021-07-12 19:08:28 | 0 3,639,896 |
3,639,896 | Form 3 |
| 7 | FALCONE PHILIP CEO, Chairman & President 10% Owner |
2020-03-16 18:20:40 | 1,962,400 540,000 |
2,502,400 | Form 4 |
| 8 | Benefit Street Partners LLC Providence Equity Capital Markets L.L.C. NELSON JONATHAN M SALEM PAUL J CREAMER GLENN M Gahan Thomas 10% Owner |
2018-12-28 17:28:34 | 2,208,542 0 |
2,208,542 | Form 13D |
| 9 | DG Capital Management LLC Gertzulin Dov 10% Owner |
2015-12-29 17:22:36 | 1,462,534 0 |
1,462,534 | Form 13D |
| 10 | BEAR STEARNS & CO INC 10% Owner |
2008-06-13 16:07:21 | 606,701 0 |
606,701 | Form 13G |
| 11 | Gerber Sander Hudson Bay Credit Management LLC Hudson Bay Capital Management LP 10% Owner |
2016-10-17 09:11:55 | 594,521 0 |
594,521 | Form 13D |
| 12 | Courtis Kenneth S. Director |
2022-01-04 16:47:07 | 551,272 0 |
551,272 | Form 4 |
| 13 | Global Opportunities Breakaway MM L.L.C. *Member of 10% owner Group |
2015-10-16 15:00:45 | 540,000 0 |
540,000 | Form 3 |
| 14 | GFELLER WARREN H Director |
2024-06-20 16:14:21 | 513,389 0 |
513,389 | Form 4 |
| 15 | AQUINO PETER D Executive Chairman |
2013-04-30 16:53:47 | 497,267 0 |
497,267 | Form 4 |
| 16 | Voigt Paul Interim CEO |
2024-11-21 16:49:08 | 449,834 32,537 |
482,371 | Form 4 |
| 17 | BARR WAYNE JR President and CEO |
2023-05-23 17:41:55 | 436,660 0 |
436,660 | Form 4 |
| 18 | Southpaw Asset Management LP Southpaw Credit Opportunity Master Fund L.P. Southpaw Holdings LLC Wyman Kevin Golden Howard 10% Owner |
2009-11-24 11:41:42 | 413,664 0 |
413,664 | Form 13G |
| 19 | Ferraro Joseph Anthony Chief Legal Officer & Corp Sec |
2022-03-18 16:17:49 | 343,306 0 |
343,306 | Form 4 |
| 20 | Goldstein Brian Steven Director |
2024-06-20 16:14:54 | 326,194 0 |
326,194 | Form 4 |
| 21 | Wilkinson Amy Marie Director |
2024-06-20 16:14:43 | 305,406 0 |
305,406 | Form 4 |
| 22 | Hladek Keith Chief Operating Officer |
2015-03-16 17:32:54 | 299,819 0 |
299,819 | Form 4 |
| 23 | Herbst Suzi R Chief Operating Officer |
2023-03-31 16:25:54 | 276,258 9,276 |
285,534 | Form 4 |
| 24 | MORGENS WATERFALL VINTIADIS & CO INC No longer a 10% owner. |
2014-01-29 15:19:20 | 200,000 0 |
200,000 | Form 13G |
| 25 | SINGH K PAUL Chairman, President and CEO |
2010-03-05 15:55:55 | 192,849 0 |
192,849 | Form 4 |
| 26 | PONS ROBERT M EVP Business Development |
2015-03-16 17:34:05 | 185,592 0 |
185,592 | Form 4 |
| 27 | SUBIN NEIL S Director |
2013-12-26 19:11:46 | 152,931 0 |
152,931 | Form 4 |
| 28 | ROBINSON PAUL Chief Legal Officer & Corp Sec |
2017-06-16 20:55:21 | 152,443 0 |
152,443 | Form 4 |
| 29 | Sena Michael J. Chief Financial Officer |
2025-03-17 17:09:56 | 123,893 0 |
123,893 | Form 4 |
| 30 | HAZARD NEIL L COO/CFO |
2004-08-13 13:54:20 | 122,611 0 |
122,611 | Form 4 |
| 31 | Estus Ian Managing Director, Investments Director |
2016-07-11 19:14:33 | 90,423 0 |
90,423 | Form 4 |
| 32 | HILLMAN LEE S Director |
2019-06-17 16:51:23 | 71,478 0 |
71,478 | Form 4 |
| 33 | DEPODESTA JOHN Executive Vice President |
2010-03-05 16:43:28 | 66,694 0 |
66,694 | Form 4 |
| 34 | LEFFLER ROBERT V JR Director |
2019-06-17 16:51:40 | 66,097 0 |
66,097 | Form 4 |
| 35 | MELICK JOHN Sr. VP, Co-President of PTI |
2004-06-09 11:53:17 | 60,000 0 |
60,000 | Form 4 |
| 36 | ROSENBLATT JAY Sr. VP, Co-President of PTI |
2004-06-09 11:53:37 | 60,000 0 |
60,000 | Form 4 |
| 37 | SCHEIWE STEVEN D Director |
2014-01-16 14:37:00 | 55,931 0 |
55,931 | Form 4 |
| 38 | HOLLIDAY MARK E Director |
2014-01-16 14:41:12 | 52,181 0 |
52,181 | Form 4 |
| 39 | SPIRTOS JOHN Director |
2010-11-10 21:28:57 | 50,000 0 |
50,000 | Form 4 |
| 40 | Mancuso Andrea L Deputy General Counsel |
2017-03-14 16:55:12 | 47,809 0 |
47,809 | Form 4 |
| 41 | EARLE NICK Director |
2004-02-17 15:36:59 | 45,000 0 |
45,000 | Form 5 |
| 42 | Day Andrew CEO and President |
2013-08-01 14:32:43 | 37,799 0 |
37,799 | Form 4 |
| 43 | Lombard Shelly Director |
2022-06-16 16:18:06 | 31,298 0 |
31,298 | Form 4 |
| 44 | Backman Andrew G Managing Director Director |
2017-03-14 16:56:20 | 31,240 0 |
31,240 | Form 4 |
| 45 | KLOSTER THOMAS R Chief Financial Officer |
2010-03-05 16:44:43 | 28,039 0 |
28,039 | Form 4 |
| 46 | SCHWARZ KEN CFO (PFO); SVP, IT |
2012-06-29 11:53:26 | 26,835 0 |
26,835 | Form 4 |
| 47 | Hill Christie GC, SVP, Compliance Off., Sec. |
2011-07-07 20:59:36 | 25,527 0 |
25,527 | Form 4 |
| 48 | MG Capital Management Ltd. Rio Royal LLC 10% Owner |
2021-07-12 19:01:43 | 0 24,462 |
24,462 | Form 3 |
| 49 | Ramlall Richard ChiefCommun.Off.; SVPCorp.Dev. |
2013-09-04 11:58:32 | 18,306 0 |
18,306 | Form 4 |
| 50 | Demise Mesfin CFO;Corp. Controller;Treasurer |
2015-03-16 17:31:43 | 17,608 0 |
17,608 | Form 4 |
| 51 | TSEUNG DANIEL Director |
2015-06-15 17:27:49 | 14,619 0 |
14,619 | Form 4 |
| 52 | Denson Craig President of ICS Business Unit |
2015-03-16 17:32:30 | 13,850 0 |
13,850 | Form 4 |
| 53 | Keeley James C CFO |
2013-12-06 12:33:47 | 11,525 0 |
11,525 | Form 4 |
| 54 | FILIPOWICZ JOHN D CAO, VP, HR & GC & Sec |
2013-09-04 11:59:07 | 10,594 0 |
10,594 | Form 4 |
| 55 | Hickey Thomas D General Counsel and Secretary |
2010-11-10 21:27:47 | 5,000 0 |
5,000 | Form 4 |
| 56 | GUIRGIS MARK Treasurer |
2010-11-10 21:20:59 | 5,000 0 |
5,000 | Form 3 |
| 57 | Lawson Tracy See Remarks |
2011-03-31 19:01:27 | 404 0 |
404 | Form 3 |
| 58 | SINGER KAREN no longer 10% owner |
2014-01-10 16:49:20 | 0 0 |
0 | Form 13D |
| 59 | HRG GROUP INC. 10% Owner |
2015-10-15 16:52:11 | 0 0 |
0 | Form 4 |
| 60 | KARP DOUGLAS M Director |
2009-07-06 13:56:57 | 0 0 |
0 | Form 4 |
| 61 | PIZZANI PAUL G Director |
2009-07-06 09:39:22 | 0 0 |
0 | Form 4 |
| 62 | KAUL PRADMAN P Director |
2009-07-02 15:09:09 | 0 0 |
0 | Form 4 |
| 63 | HERSHBERG DAVID E Director |
2009-07-02 12:39:50 | 0 0 |
0 | Form 4 |
| 64 | BOOK TRACY R Vice President - Controller |
2009-07-02 12:37:14 | 0 0 |
0 | Form 4 |
| 65 | PUENTE JOHN G Director |
2009-07-02 12:36:38 | 0 0 |
0 | Form 4 |
| 66 | Springer Julie Totman Director |
2020-02-19 17:52:00 | 0 0 |
0 | Form 3 |