Insider Holders & Insider Ownership - IRIDEX CORP (IRIX)

List of insiders holdings for IRIDEX CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Topcon America Corp
Topcon Corp
10% Owner
2021-04-01 14:24:34 1,618,122
0
1,618,122 Form 3
2 Acuta Capital Fund LP
10% Owner
2018-05-01 17:01:08 1,344,720
0
1,344,720 Form 4
3 BlueLine Capital Partners L.P.
BlueLine Capital Partners II L.P.
BlueLine Capital Partners III LP
BlueLine Partners L.L.C.
BlueLine Partners II LLC
BlueLine Catalyst Fund IX L.P.
10% Owner
2018-01-22 11:56:53 982,742
0
982,742 Form 13G
4 BlueLine Capital Partners L.P.
BlueLine Catalyst Fund IX L.P.
BlueLine Capital Partners II L.P.
BlueLine Capital Partners III LP
BlueLine Partners L.L.C.
BlueLine Partners II LLC
Meridian OHC Partners LP
TSV Investment Partners LLC
Director
10% Owner
2018-01-22 11:56:53 982,742
0
982,742 Form 13G
5 BlueLine Partners L.L.C.
BlueLine Capital Partners L.P.
BlueLine Partners II LLC
BlueLine Capital Partners III LP
BlueLine Catalyst Fund VIII L.P.
BlueLine Catalyst Fund IX L.P.
10% Owner
2018-01-22 11:56:53 982,742
0
982,742 Form 13G
6 PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE
Paragon JV Partners LLC
Dyer Bradbury III
Former 10% shareholder
2022-11-23 16:57:01 963,250
0
963,250 Form 13D
7 BlueLine Partners L.L.C.
BlueLine Capital Partners L.P.
BlueLine Capital Partners II L.P.
BlueLine Capital Partners III LP
BlueLine Catalyst Fund VIII L.P.
BlueLine Catalyst Fund IX L.P.
BlueLine Partners II LLC
10% Owner
2021-06-21 17:14:26 493,673
0
493,673 Form 13D
8 Mercer Patrick
President and CEO
2024-11-08 19:13:36 393,244
0
393,244 Form 4
9 Beck Dominik
President and CEO
2011-10-12 15:58:09 210,000
0
210,000 Form 4
10 MOORE WILLIAM M
Director
2025-03-25 13:20:23 81,150
99,326
180,476 Form 3
11 Grove Robert Earle
Director
2023-06-15 18:57:42 160,103
0
160,103 Form 4
12 Bruce David
CEO
2024-07-08 16:09:37 126,480
0
126,480 Form 4
13 NAUMANN-ETIENNE RUEDIGER
Director
2019-07-25 18:53:15 86,872
23,000
109,872 Form 4
14 Shuda Scott
Director
2023-06-15 19:02:20 108,066
0
108,066 Form 4
15 LUDLUM KEN
Director
2023-06-15 18:59:49 101,711
0
101,711 Form 4
16 Mokari Atabak
CFO and VP Corp Development
2018-12-13 20:57:26 81,787
0
81,787 Form 4
17 Devi Nandini
Director
2023-06-15 18:52:05 77,159
0
77,159 Form 4
18 Steckel Ronald
VP, Operations
2016-06-08 19:05:20 70,000
0
70,000 Form 4
19 HUSS BEVERLY A
Director
2023-06-15 18:55:16 66,739
0
66,739 Form 4
20 FITCH SANFORD
Director
2018-06-20 11:50:33 62,887
0
62,887 Form 4/A
21 Marcellino George R
Director
2017-12-08 19:38:28 60,590
0
60,590 Form 4
22 Dizon Romeo R
Chief Financial Officer
2025-03-27 13:25:57 53,000
0
53,000 Form 4
23 GUNST ROBERT A
Director
2020-06-26 17:38:49 50,568
0
50,568 Form 4
24 Rains Meryl
Vice President and CFO
2007-02-15 18:22:48 50,000
0
50,000 Form 3
25 Mackaness James H
CFO and COO
2015-08-21 18:20:39 49,052
0
49,052 Form 4
26 GARRETTSON GARRETT A
Director
2014-08-12 19:12:30 39,441
0
39,441 Form 4
27 HAWKINS JAMES B
Director
2014-08-22 19:37:10 31,294
0
31,294 Form 4
28 BOUTACOFF THEODORE A
President, CEO and Chairman
2010-05-03 14:14:42 30,000
0
30,000 Form 4
29 Engibous Doris
Director
2020-06-26 17:31:04 18,348
0
18,348 Form 4
30 Sainz Maria
Director
2019-07-25 19:08:50 16,894
0
16,894 Form 4
31 TANNENBAUM LARRY
Chief Financial Officer
2006-09-12 21:15:52 9,000
0
9,000 Form 4
32 Caldwell Barry G
President and CEO
2006-06-05 14:07:01 6,000
0
6,000 Form 4
33 RHOADS ANN D
Director
2018-06-15 20:09:35 5,690
0
5,690 Form 4
34 HAMMOND DONALD L
Director
2008-07-02 16:47:13 5,000
0
5,000 Form 4
35 Todd Donald J
VP of Marketing
2008-02-15 18:14:58 5,000
0
5,000 Form 4
36 DONOVAN JAMES L
VP, Corp Business Development
2006-07-05 20:50:56 5,000
0
5,000 Form 4/A
37 MAKOWER JOSHUA
Director
2004-07-02 20:01:09 3,750
0
3,750 Form 4
38 NEHRA JOHN M
Director
2003-07-23 15:54:24 3,750
0
3,750 Form 4
39 ARIAS EDUARDO
Sr. VP, Global Sales
2013-06-20 19:14:19 2,226
0
2,226 Form 4
40 POWERS TIMOTHY S
VP, Operations
2009-09-04 16:21:36 0
0
0 Form 4
41 Ahmad Fuad
Interim CFO
2020-11-19 19:09:06 0
0
0 Form 3
42 ANDERSON ROBERT K
Former Director
Director
2012-09-18 19:02:27 0
0
0 Form 4/A
43 Chen Yu-Hao
Director
2025-03-20 20:45:29 0
0
0 Form 3