List of insiders holdings for BROADWAY FINANCIAL CORP:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | City First Enterprises Inc. 10% Owner |
2021-11-30 20:34:13 | 6,622,236 0 |
6,622,236 | Form 13G |
2 | CATHAY GENERAL BANCORP 10% Owner |
2013-08-26 16:31:38 | 715,000 0 |
715,000 | Form 4 |
3 | HUDSON PAUL C Director |
2014-10-16 19:21:35 | 131,505 0 |
131,505 | Form 4 |
4 | Bellefeuille Norman E EVP/Chief Lending Officer |
2020-02-28 16:22:32 | 109,880 0 |
109,880 | Form 4 |
5 | Argrett Brian E President/CEO |
2025-03-26 18:41:02 | 101,959 0 |
101,959 | Form 4 |
6 | CHAN KELLOGG Director |
2017-04-27 19:38:09 | 95,194 0 |
95,194 | Form 4 |
7 | Nida Thomas Andrew EVP, Market Executive |
2023-06-23 20:29:41 | 86,489 0 |
86,489 | Form 4 |
8 | MEDINA DANIEL A Director |
2021-02-26 16:12:41 | 70,946 0 |
70,946 | Form 4 |
9 | Harvey Frank Glenn President/COO |
2006-12-04 16:02:20 | 60,000 5,000 |
65,000 | Form 4 |
10 | HILL ROSA M Director |
2006-02-14 17:15:41 | 55,768 0 |
55,768 | Form 5 |
11 | KANG ALVIN D Chief Financial Officer |
2005-02-07 18:09:03 | 53,600 0 |
53,600 | Form 5 |
12 | MADDOX ALBERT O Director |
2019-01-28 15:04:42 | 48,586 0 |
48,586 | Form 4 |
13 | Herbert Shannan Alicia EVP/Chief Credit Officer |
2022-03-18 15:11:08 | 47,581 0 |
47,581 | Form 4 |
14 | ROBERTS VIRGIL P Chairman |
2021-02-26 14:28:11 | 42,913 0 |
42,913 | Form 4 |
15 | Bradshaw Wayne-Kent A. Director |
2025-03-26 18:37:27 | 40,864 0 |
40,864 | Form 4 |
16 | Ibrahim Zack EVP, Chief Financial Officer |
2025-03-26 18:37:49 | 39,746 0 |
39,746 | Form 4 |
17 | Sarpong Sam Recent CFO |
2013-02-12 16:59:20 | 37,816 0 |
37,816 | Form 5 |
18 | HUDSON ELBERT T Director |
2006-02-14 17:48:18 | 35,720 0 |
35,720 | Form 5 |
19 | McKesson Wilbur A Past employee of the Bank. |
2013-02-12 17:31:23 | 32,330 0 |
32,330 | Form 5 |
20 | McCloud Ruth EVP/COO |
2025-03-26 18:40:23 | 29,108 0 |
29,108 | Form 4 |
21 | JOHNSON ERIC V Chief Retail Banking Officer |
2005-02-07 18:16:43 | 28,160 0 |
28,160 | Form 5 |
22 | Wells Sonja Sanders EVP/E. Commercial Reg. Exec |
2025-03-26 18:14:49 | 27,622 0 |
27,622 | Form 4 |
23 | Battey Brenda J EVP/Chief Financial Officer |
2024-03-28 21:11:00 | 25,365 0 |
25,365 | Form 4 |
24 | Selleck Erin Director |
2021-02-26 16:48:58 | 24,334 0 |
24,334 | Form 4 |
25 | TEASLEY LARKIN Retired Director |
2003-08-15 12:54:07 | 18,484 0 |
18,484 | Form 4 |
26 | DAVIDSON ROBERT C JR Director |
2025-03-26 18:44:45 | 18,452 0 |
18,452 | Form 4 |
27 | Washington LaShanya Demetrice EVP, Chief Credit Officer |
2025-03-26 18:10:59 | 15,820 0 |
15,820 | Form 4 |
28 | LONGBRAKE WILLIAM A Director |
2025-03-26 18:40:03 | 15,048 0 |
15,048 | Form 4 |
29 | Thompson Jack T Director |
2021-02-26 16:20:41 | 14,635 0 |
14,635 | Form 4 |
30 | Ross Dutch C. III Director |
2025-03-26 18:41:56 | 11,387 0 |
11,387 | Form 4 |
31 | Tellenbach John Frederick EVP, W. Commercial Reg. Exec. |
2025-03-26 18:20:16 | 10,226 0 |
10,226 | Form 4 |
32 | McGrady David J. Director |
2025-03-26 18:45:49 | 7,548 0 |
7,548 | Form 4 |
33 | Donovan Mary Ann Director |
2025-03-26 18:46:27 | 7,548 0 |
7,548 | Form 4 |
34 | JOHNS MARIE C Director |
2025-03-26 18:33:08 | 7,548 0 |
7,548 | Form 4 |
35 | Driver John Director |
2025-03-26 18:14:03 | 6,536 0 |
6,536 | Form 4 |
36 | Sur Elizabeth Farrelly EVP, Chief Risk Officer |
2025-03-26 18:50:24 | 4,368 0 |
4,368 | Form 4 |
37 | Leon Javier Director |
2014-01-30 12:30:44 | 3,125 0 |
3,125 | Form 5 |
38 | DYCK BEVERLY A VPt/Corporate Secretary |
2005-02-07 17:55:10 | 3,000 0 |
3,000 | Form 4 |
39 | MCGILL FREDERIC R Director |
2006-03-21 12:48:51 | 2,588 0 |
2,588 | Form 4/A |
40 | HEYWOOD JOHNATHAN E SVP/Chief Loan Officer |
2006-12-12 12:41:34 | 600 0 |
600 | Form 4 |
41 | Hentges Mary Director |
2025-03-12 21:24:49 | 0 0 |
0 | Form 3 |
42 | Allen John Anthony EVP, Chief Banking Officer |
2025-02-06 21:35:53 | 0 0 |
0 | Form 3 |
43 | Simril Renata Director |
2014-09-04 12:14:55 | 0 0 |
0 | Form 3 |
44 | Williams Elrick employed by a 10% owner |
2012-11-05 14:44:41 | 0 0 |
0 | Form 13G |
45 | Noel Candis Hurdle SVP/Chief Retail Banking |
2006-11-06 15:18:51 | 0 0 |
0 | Form 3 |
46 | HOT CREEK VENTURES I LTD PARTNERSHIP 10% Owner |
2004-03-22 16:55:56 | 0 0 |
0 | Form 4 |