Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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| Reported DateTime |
Transaction Date |
Type | Company Symbol |
Filed By Symbol |
Shares Owned % Owned |
Shares Vs. Prev Report | View |
| 2024-10-29 6:50 pm Purchase |
2024-10-25 | 13D | GREAT ELM CAP GROUP INC NE GEC |
Imperial Capital Asset Management LLC | 7,372,765 24.700% |
604,617 (+8.93%) |
Filing History |
| 2024-08-15 8:01 pm Sale |
2024-08-15 | 13G | Great Elm Capital Corp. GECC |
Imperial Capital Asset Management LLC | 513,535 4.900% |
-198,091 (-27.84%) |
Filing History |
| 2024-02-14 4:18 pm Sale |
2023-12-31 | 13G | Great Elm Capital Corp. GECC |
Imperial Capital Asset Management LLC | 711,626 9.400% |
-31,604 (-4.25%) |
Filing History |
| 2023-06-20 07:12 am Sale |
2023-06-16 | 13D | GREAT ELM CAP GROUP INC NE GEC |
Imperial Capital Asset Management LLC | 6,768,148 22.100% |
-2,121,348 (-23.86%) |
Filing History |
| 2023-06-07 4:27 pm Purchase |
2023-06-05 | 13D | GREAT ELM CAP GROUP INC NE GEC |
Imperial Capital Asset Management LLC | 8,889,496 27.100% |
320,598 (+3.74%) |
Filing History |
| 2023-05-15 4:17 pm Purchase |
2023-05-05 | 13D | GREAT ELM CAP GROUP INC NE GEC |
Imperial Capital Asset Management LLC | 8,568,898 26.200% |
8,568,898 (New Position) |
Filing History |
| 2023-02-17 09:47 am Purchase |
2022-12-31 | 13G | Great Elm Capital Corp. GECC |
Imperial Capital Asset Management LLC | 743,230 9.800% |
410,939 (+123.67%) |
Filing History |
| 2022-02-14 5:07 pm Sale |
2021-12-31 | 13G | Great Elm Capital Corp. GECC |
Imperial Capital Asset Management LLC | 332,291 7.200% |
-29,395 (-8.13%) |
Filing History |
| 2021-02-16 5:04 pm Sale |
2020-12-31 | 13G | Great Elm Capital Corp. GECC |
Imperial Capital Asset Management LLC | 361,686 9.900% |
-2,189 (-0.60%) |
Filing History |
| 2020-10-13 10:56 am Purchase |
2020-09-30 | 13G | Great Elm Capital Corp. GECC |
Imperial Capital Asset Management LLC | 363,875 9.900% |
363,875 (New Position) |
Filing History |