13D/13G Filings - Principal Exchange-Traded Funds

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2025-02-05
5:39 pm
Purchase
2024-12-31 13G Principal Active High Yield ETF
YLD
STRATEGIC PLANNING GROUP LLC 1,051,167
7.100%
52,354increase
(+5.24%)
Filing
History
2024-11-06
5:47 pm
Purchase
2024-09-30 13G Principal Active High Yield ETF
YLD
STRATEGIC PLANNING GROUP LLC 998,813
8.400%
998,813increase
(New Position)
Filing
History
2020-05-08
3:56 pm
Sale
2020-04-30 13G Principal Spectrum Preferred Securities Active ETF
PREF
Bank of New York Mellon Corp
BK
203,430
3.130%
-122,345decrease
(-37.56%)
Filing
History