Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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| Reported DateTime |
Transaction Date |
Type | Company Symbol |
Filed By Symbol |
Shares Owned % Owned |
Shares Vs. Prev Report | View |
| 2025-04-07 5:00 pm Purchase |
2025-03-24 | 13G | Saba Capital Income & Opportunities Fund II SABA |
Thomas J. Herzfeld Advisors, Inc. | 1,706,669 6.140% |
264,543 (+18.34%) |
Filing History |
| 2025-04-07 5:00 pm Purchase |
2025-03-06 | 13G | SuRo Capital Corp. SSSS |
Thomas J. Herzfeld Advisors, Inc. | 1,714,062 7.280% |
355,054 (+26.13%) |
Filing History |
| 2025-01-21 4:05 pm Purchase |
2024-10-25 | 13G | SuRo Capital Corp. SSSS |
Thomas J. Herzfeld Advisors, Inc. | 1,359,008 5.810% |
1,359,008 (New Position) |
Filing History |
| 2025-01-21 4:05 pm Purchase |
2024-12-23 | 13G | Saba Capital Income & Opportunities Fund II SABA |
Thomas J. Herzfeld Advisors, Inc. | 1,442,126 5.140% |
1,442,126 (New Position) |
Filing History |
| 2024-10-02 4:00 pm Purchase |
2024-09-25 | 13G | High Income Securities Fund PCF |
Thomas J. Herzfeld Advisors, Inc. | 1,552,621 5.280% |
1,552,621 (New Position) |
Filing History |
| 2024-10-02 4:00 pm Sale |
2024-09-27 | 13G | Tortoise Energy Independence Fund, Inc. NDP |
Thomas J. Herzfeld Advisors, Inc. | 59,974 3.600% |
-30,966 (-34.05%) |
Filing History |
| 2024-10-02 4:00 pm Sale |
2024-05-21 | 13G | Destra Multi-Alternative Fund DMA |
Thomas J. Herzfeld Advisors, Inc. | 653,833 7.290% |
-245,588 (-27.31%) |
Filing History |
| 2024-10-02 4:00 pm Sale |
2024-04-04 | 13G | OFS Credit Company, Inc. OCCI |
Thomas J. Herzfeld Advisors, Inc. | 0 0.000% |
-1,336,185 (Position Closed) |
Filing History |
| 2024-01-17 4:00 pm Sale |
2023-12-31 | 13G | Tortoise Energy Independence Fund, Inc. NDP |
Thomas J. Herzfeld Advisors, Inc. | 90,940 5.450% |
-1,821 (-1.96%) |
Filing History |
| 2024-01-17 4:00 pm Purchase |
2023-12-31 | 13G | OFS Credit Company, Inc. OCCI |
Thomas J. Herzfeld Advisors, Inc. | 1,336,185 11.000% |
1,186,536 (+792.88%) |
Filing History |
| 2023-12-05 4:07 pm Sale |
2023-11-22 | 13G | Carlyle Credit Income Fund CCIF |
Thomas J. Herzfeld Advisors, Inc. | 511,112 4.360% |
-556,166 (-52.11%) |
Filing History |
| 2023-12-05 4:05 pm Sale |
2023-11-17 | 13G | Tortoise Energy Independence Fund, Inc. NDP |
Thomas J. Herzfeld Advisors, Inc. | 92,761 5.570% |
-30,492 (-24.74%) |
Filing History |
| 2023-11-17 4:05 pm Purchase |
2023-11-17 | 13G | Destra Multi-Alternative Fund DMA |
Thomas J. Herzfeld Advisors, Inc. | 899,421 10.030% |
899,421 (New Position) |
Filing History |
| 2023-08-16 4:00 pm Purchase |
2023-08-08 | 13G | Carlyle Credit Income Fund CCIF |
Thomas J. Herzfeld Advisors, Inc. | 1,067,278 10.270% |
1,067,278 (New Position) |
Filing History |
| 2023-01-10 5:11 pm Sale |
2021-04-16 | 13G | Tortoise Energy Independence Fund, Inc. NDP |
Thomas J. Herzfeld Advisors, Inc. | 123,253 8.600% |
-67,378 (-35.34%) |
Filing History |
| 2023-01-10 5:09 pm Purchase |
2022-11-14 | 13G | Tortoise Energy Independence Fund, Inc. NDP |
Thomas J. Herzfeld Advisors, Inc. | 190,631 10.870% |
190,631 (New Position) |
Filing History |
| 2022-10-03 4:02 pm Sale |
2022-09-01 | 13G | ProShares UltraShort Technology REW |
Thomas J. Herzfeld Advisors, Inc. | 0 0.000% |
-92,613 (Position Closed) |
Filing History |
| 2022-09-06 4:55 pm Purchase |
2022-08-22 | 13G | ProShares UltraShort Technology REW |
Thomas J. Herzfeld Advisors, Inc. | 92,613 30.560% |
92,613 (New Position) |
Filing History |
| 2020-06-08 4:04 pm Sale |
2020-05-29 | 13G | OFS Credit Company, Inc. OCCI |
Thomas J. Herzfeld Advisors, Inc. | 149,649 4.850% |
-230,053 (-60.59%) |
Filing History |