13D/13G Filings - Mark N. Tompkins

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2025-04-03
5:32 pm
Purchase
2025-03-27 13G Aeluma, Inc.
ALMU
Mark N. Tompkins 2,915,833
18.500%
2,915,833increase
(New Position)
Filing
History
2025-02-14
4:00 pm
Purchase
2024-12-31 13G Lomond Therapeutics Holdings, Inc. Mark N. Tompkins 1,187,500
4.000%
1,187,500increase
(New Position)
Filing
History
2025-02-14
2:26 pm
Sale
2024-12-31 13G Perfect Moment Ltd. Common Stock
PMNT
Mark N. Tompkins 652,707
4.100%
-335,118decrease
(-33.92%)
Filing
History
2024-11-14
12:36 pm
Purchase
2024-09-30 13G Perfect Moment Ltd. Common Stock
PMNT
Mark N. Tompkins 987,825
6.300%
987,825increase
(New Position)
Filing
History
2024-08-14
1:41 pm
Unchanged
2024-06-30 13G Guerrilla RF, Inc.
GUER
Mark N. Tompkins 427,392
4.200%
0
(Unchanged)
Filing
History
2024-08-14
1:39 pm
Sale
2024-06-30 13G Serve Robotics Inc.
SERV
Mark N. Tompkins 1,802,161
4.900%
-41,589decrease
(-2.26%)
Filing
History
2024-02-14
12:45 pm
Sale
2023-12-31 13G SmartKem, Inc.
SMTK
Mark N. Tompkins 64,204
4.700%
-1,286decrease
(-1.96%)
Filing
History
2024-02-14
12:44 pm
Purchase
2023-12-31 13G Serve Robotics Inc.
SERV
Mark N. Tompkins 1,843,750
7.400%
1,843,750increase
(New Position)
Filing
History
2024-02-14
12:44 pm
Purchase
2023-12-31 13G Guerrilla RF, Inc.
GUER
Mark N. Tompkins 427,392
5.400%
427,392increase
(New Position)
Filing
History
2023-02-14
4:41 pm
Sale
2022-12-31 13G SmartKem, Inc.
SMTK
Mark N. Tompkins 65,490
8.500%
-224decrease
(-0.34%)
Filing
History
2023-02-14
4:40 pm
Purchase
2022-12-31 13G Aeluma, Inc.
ALMU
Mark N. Tompkins 2,715,833
24.000%
83,333increase
(+3.17%)
Filing
2023-02-14
4:39 pm
Purchase
2022-12-31 13G Guerrilla RF, Inc.
GUER
Mark N. Tompkins 496,872
7.900%
46,871increase
(+10.42%)
Filing
2023-02-14
4:38 pm
Sale
2022-12-31 13G Augmedix, Inc.
AUGX
Mark N. Tompkins 914,229
2.400%
-1,020,891decrease
(-52.76%)
Filing
History
2023-02-10
2:14 pm
Purchase
2022-12-31 13G Lomond Therapeutics Holdings, Inc. Mark N. Tompkins 4,750,000
95.000%
4,750,000increase
(New Position)
Filing
2023-02-10
2:13 pm
Purchase
2022-12-31 13G Surfside Acquisition Inc. Mark N. Tompkins 4,750,000
95.000%
4,750,000increase
(New Position)
Filing
2023-02-10
2:11 pm
Purchase
2022-12-31 13G Aspen-1 Acquisition Inc. Mark N. Tompkins 4,750,000
95.000%
4,750,000increase
(New Position)
Filing
2022-02-14
4:58 pm
Purchase
2021-12-31 13G SmartKem, Inc.
SMTK
Mark N. Tompkins 65,714
9.000%
65,714increase
(New Position)
Filing
History
2022-02-14
4:56 pm
Sale
2021-12-31 13G Aeluma, Inc.
ALMU
Mark N. Tompkins 2,632,500
24.700%
-2,117,500decrease
(-44.58%)
Filing
2022-02-14
4:46 pm
Purchase
2021-12-31 13G Serve Robotics Inc.
SERV
Mark N. Tompkins 4,750,000
95.000%
4,750,000increase
(New Position)
Filing
2022-02-14
4:42 pm
Purchase
2021-12-31 13G Augmedix, Inc.
AUGX
Mark N. Tompkins 1,935,120
5.200%
1,935,120increase
(New Position)
Filing
History
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