Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
| Reported DateTime |
Transaction Date |
Type | Company Symbol |
Filed By Symbol |
Shares Owned % Owned |
Shares Vs. Prev Report | View |
| 2025-04-17 7:30 pm Purchase |
2025-03-31 | 13G | High Income Securities Fund PCF |
LPL Financial LLC | 1,589,323 8.500% |
1,589,323 (New Position) |
Filing History |
| 2024-11-06 3:58 pm Purchase |
2024-09-30 | 13G | First Trust Specialty Finance and Financial Opportunities Fund FGB |
LPL Financial LLC | 1,077,057 7.500% |
292,968 (+37.36%) |
Filing History |
| 2024-11-06 3:45 pm Sale |
2024-09-30 | 13G | First Trust Senior Floating Rate Income Fund II FCT |
LPL Financial LLC | 896,576 3.500% |
-468,259 (-34.31%) |
Filing History |
| 2024-02-09 4:22 pm Sale |
2023-12-31 | 13G | Nuveen Floating Rate Income Fund JFR |
LPL Financial LLC | 2,788,756 2.100% |
-399,747 (-12.54%) |
Filing History |
| 2024-02-09 4:19 pm Sale |
2023-12-31 | 13G | First Trust Specialty Finance and Financial Opportunities Fund FGB |
LPL Financial LLC | 784,089 5.500% |
-105,242 (-11.83%) |
Filing History |
| 2024-02-09 4:16 pm Sale |
2023-12-31 | 13G | First Trust/Abrdn Global Opportunity Income Fund FAM |
LPL Financial LLC | 0 0.000% |
-598,513 (Position Closed) |
Filing History |
| 2024-02-09 4:12 pm Sale |
2023-12-31 | 13G | First Trust Senior Floating Rate Income Fund II FCT |
LPL Financial LLC | 1,364,835 5.300% |
-633,404 (-31.70%) |
Filing History |
| 2024-02-09 4:09 pm Sale |
2023-12-31 | 13G | Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund MFD |
LPL Financial LLC | 364,075 4.300% |
-92,416 (-20.24%) |
Filing History |
| 2024-02-09 4:06 pm Sale |
2023-12-31 | 13G | Destra Multi-Alternative Fund DMA |
LPL Financial LLC | 330,344 3.700% |
-1,050,210 (-76.07%) |
Filing History |
| 2023-02-03 5:01 pm Purchase |
2022-12-31 | 13G | Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund MFD |
LPL Financial LLC | 456,491 5.300% |
456,491 (New Position) |
Filing History |
| 2023-02-03 4:54 pm Purchase |
2022-12-31 | 13G | First Trust/Abrdn Global Opportunity Income Fund FAM |
LPL Financial LLC | 598,513 5.900% |
598,513 (New Position) |
Filing History |
| 2023-02-03 4:16 pm Purchase |
2022-12-31 | 13G | First Trust Specialty Finance and Financial Opportunities Fund FGB |
LPL Financial LLC | 889,331 6.200% |
889,331 (New Position) |
Filing History |
| 2023-01-17 1:22 pm Purchase |
2022-12-31 | 13G | First Trust Senior Floating Rate Income Fund II FCT |
LPL Financial LLC | 1,998,239 7.700% |
469,590 (+30.72%) |
Filing History |
| 2023-01-17 11:46 am Purchase |
2022-12-31 | 13G | Destra Multi-Alternative Fund DMA |
LPL Financial LLC | 1,380,554 15.400% |
399,362 (+40.70%) |
Filing History |
| 2023-01-17 11:35 am Purchase |
2022-12-31 | 13G | Nuveen Floating Rate Income Fund JFR |
LPL Financial LLC | 3,188,503 5.600% |
314,799 (+10.95%) |
Filing History |
| 2022-10-06 12:47 pm Purchase |
2022-09-30 | 13G | Destra Multi-Alternative Fund DMA |
LPL Financial LLC | 981,192 10.900% |
981,192 (New Position) |
Filing History |
| 2022-02-14 2:19 pm Purchase |
2021-12-31 | 13G | Nuveen Floating Rate Income Fund JFR |
LPL Financial LLC | 2,873,704 5.100% |
2,873,704 (New Position) |
Filing History |
| 2022-02-14 2:12 pm Purchase |
2021-12-31 | 13G | First Trust Senior Floating Rate Income Fund II FCT |
LPL Financial LLC | 1,528,649 5.900% |
1,528,649 (New Position) |
Filing History |