13D/13G Filings - First Trust Exchange-Traded AlphaDEX Fund

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-02-05
09:24 am
Sale
2020-12-31 13G First Trust Consumer Discretionary AlphaDEX Fund
FXD
First Trust Portfolios L.P. 10,244,612
39.250%
-857,688decrease
(-7.73%)
Filing
History
2021-01-21
09:28 am
Sale
2020-12-31 13G First Trust Small Cap Growth AlphaDEX Fund
FYC
First Trust Portfolios L.P. 272,388
7.170%
-107,776decrease
(-28.35%)
Filing
History
2020-10-06
09:56 am
Sale
2020-09-30 13G First Trust Energy AlphaDEX Fund
FXN
First Trust Portfolios L.P. 1,139
0.010%
-56,086,382decrease
(-100.00%)
Filing
History
2020-09-10
3:56 pm
Purchase
2020-08-31 13G First Trust Small Cap Value AlphaDEX Fund
FYT
TRUIST FINANCIAL CORP
TFC
248,838
13.451%
248,838increase
(New Position)
Filing
History
2020-09-10
10:01 am
Sale
2020-08-31 13G First Trust Consumer Discretionary AlphaDEX Fund
FXD
First Trust Portfolios L.P. 11,102,300
44.230%
-163,123decrease
(-1.45%)
Filing
History
2020-07-10
10:03 am
Sale
2020-06-30 13G First Trust Utilities AlphaDEX Fund
FXU
First Trust Portfolios L.P. 229
0.000%
-18,878,784decrease
(-100.00%)
Filing
History
2020-07-10
10:01 am
Purchase
2020-06-30 13G First Trust Energy AlphaDEX Fund
FXN
First Trust Portfolios L.P. 56,087,521
58.700%
56,066,735increase
(+269733.16%)
Filing
History
2020-07-10
10:00 am
Sale
2020-06-30 13G First Trust Health Care AlphaDEX Fund
FXH
First Trust Portfolios L.P. 22,663
0.160%
-4,745,441decrease
(-99.52%)
Filing
History
2020-07-10
09:58 am
Purchase
2020-06-30 13G First Trust Consumer Discretionary AlphaDEX Fund
FXD
First Trust Portfolios L.P. 11,265,423
49.960%
11,093,384increase
(+6448.18%)
Filing
History
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