FIRST TRUST PORTFOLIOS LP 13D and 13G filings for First Trust Small Cap Growth AlphaDEX Fund:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime |
Transaction Date |
Type | Company Symbol |
Filed By Symbol |
Shares Owned % Owned |
Shares Vs. Prev Report | View |
| 2025-01-31 10:33 am Sale |
2024-12-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC |
FIRST TRUST PORTFOLIOS LP | 250,691 4.080% |
-20,077 (-7.41%) |
Filing |
| 2024-07-12 11:04 am Sale |
2024-06-30 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC |
FIRST TRUST PORTFOLIOS LP | 270,768 6.600% |
-170,073 (-38.58%) |
Filing |
| 2023-09-08 09:28 am Purchase |
2023-08-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC |
FIRST TRUST PORTFOLIOS LP | 440,841 10.370% |
440,841 (New Position) |
Filing |
| 2023-02-03 10:28 am Sale |
2022-12-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC |
FIRST TRUST PORTFOLIOS LP | 0 0.000% |
-379,581 (Position Closed) |
Filing |
| 2022-01-24 11:56 am Purchase |
2021-12-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC |
FIRST TRUST PORTFOLIOS LP | 379,581 7.670% |
107,193 (+39.35%) |
Filing |
| 2021-01-21 09:28 am Sale |
2020-12-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC |
FIRST TRUST PORTFOLIOS LP | 272,388 7.170% |
-107,776 (-28.35%) |
Filing |