13D/13G Filings - Advisors Asset Management Inc.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2025-01-28
11:21 am
Purchase
2024-12-31 13G Voya Global Advantage and Premium Opportunity Fund
IGA
Advisors Asset Management Inc. 1,224,550
7.982%
83,737increase
(+7.34%)
Filing
History
2024-10-10
4:49 pm
Purchase
2024-10-10 13G ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
Advisors Asset Management Inc. 670,952
3.689%
370,138increase
(+123.05%)
Filing
History
2024-07-10
4:31 pm
Purchase
2024-07-10 13G ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
Advisors Asset Management Inc. 300,814
8.736%
300,814increase
(New Position)
Filing
History
2024-01-29
10:24 am
Purchase
2023-12-31 13G Voya Global Advantage and Premium Opportunity Fund
IGA
Advisors Asset Management Inc. 1,140,813
7.436%
300,219increase
(+35.72%)
Filing
History
2023-08-09
1:48 pm
Purchase
2023-08-09 13G Voya Global Advantage and Premium Opportunity Fund
IGA
Advisors Asset Management Inc. 840,594
5.406%
840,594increase
(New Position)
Filing
History
2023-04-10
4:53 pm
Purchase
2023-04-10 13G Abrdn Global Dynamic Dividend Fund
AGD
Advisors Asset Management Inc. 906,661
3.646%
72,448increase
(+8.68%)
Filing
History
2023-01-18
3:32 pm
Purchase
2023-01-18 13G Abrdn Global Dynamic Dividend Fund
AGD
Advisors Asset Management Inc. 834,213
6.647%
195,040increase
(+30.51%)
Filing
History
2022-06-10
5:08 pm
Sale
2022-05-31 13G Virtus Diversified Income & Convertible Fund
ACV
Advisors Asset Management Inc. 495,898
4.785%
-144,526decrease
(-22.57%)
Filing
History
2022-05-10
10:30 am
Purchase
2022-05-10 13G Abrdn Global Dynamic Dividend Fund
AGD
Advisors Asset Management Inc. 639,173
5.093%
639,173increase
(New Position)
Filing
History
2022-02-09
12:27 pm
Purchase
2022-02-09 13G Virtus Diversified Income & Convertible Fund
ACV
Advisors Asset Management Inc. 640,424
6.185%
104,881increase
(+19.58%)
Filing
History
2022-02-08
5:56 pm
Purchase
2021-05-31 13G Virtus Diversified Income & Convertible Fund
ACV
Advisors Asset Management Inc. 535,543
5.172%
60,835increase
(+12.82%)
Filing
History
2022-01-10
4:25 pm
Purchase
2021-12-31 13G Bancroft Fund Ltd.
BCV
Advisors Asset Management Inc. 253,701
4.304%
253,701increase
(New Position)
Filing
2021-11-05
2:22 pm
Unchanged
2021-10-31 13G Ellsworth Growth and Income Fund Ltd.
ECF
Advisors Asset Management Inc. 0
0.000%
0
(Unchanged)
Filing
History
2021-08-05
11:18 am
Unchanged
2021-07-31 13G Nuveen Core Equity Alpha Fund
JCE
Advisors Asset Management Inc. 0
0.000%
0
(Unchanged)
Filing
History
2021-07-09
2:41 pm
Unchanged
2021-06-30 13G First Trust Energy Infrastructure Fund
FIF
Advisors Asset Management Inc. 0
0.000%
0
(Unchanged)
Filing
History
2021-06-10
3:36 pm
Purchase
2021-05-31 13G Virtus Diversified Income & Convertible Fund
ACV
Advisors Asset Management Inc. 535,543
5.172%
535,543increase
(New Position)
Filing
History
2021-02-04
4:12 pm
Unchanged
2020-12-31 13G Bancroft Fund Ltd.
BCV
Advisors Asset Management Inc. 0
0.000%
0
(Unchanged)
Filing
2021-02-04
12:11 pm
Sale
2020-12-31 13G First Trust Energy Infrastructure Fund
FIF
Advisors Asset Management Inc. 0
0.000%
-1,064,241decrease
(Position Closed)
Filing
History
2021-02-04
12:10 pm
Sale
2020-12-31 13G Ellsworth Growth and Income Fund Ltd.
ECF
Advisors Asset Management Inc. 0
0.000%
-1,117,995decrease
(Position Closed)
Filing
History
2021-02-04
12:10 pm
Sale
2020-12-31 13G Nuveen Core Equity Alpha Fund
JCE
Advisors Asset Management Inc. 0
0.000%
-823,415decrease
(Position Closed)
Filing
History
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