13D/13G Filings - First Trust Portfolios L.P.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2020-10-06
09:58 am
Sale
2020-09-30 13G Highland/iBoxx Senior Loan ETF
SNLN
First Trust Portfolios L.P. 540,145
13.850%
-136,175decrease
(-20.13%)
Filing
History
2020-10-06
09:57 am
Purchase
2020-09-30 13G Goldman Sachs MLP and Energy Renaissance Fund
GER
First Trust Portfolios L.P. 1,166,461
13.170%
1,166,461increase
(New Position)
Filing
History
2020-10-06
09:56 am
Sale
2020-09-30 13G First Trust Energy AlphaDEX Fund
FXN
First Trust Portfolios L.P. 1,139
0.010%
-56,086,382decrease
(-100.00%)
Filing
History
2020-10-06
09:55 am
Purchase
2020-09-30 13G Eaton Vance California Municipal Bond Fund
EVM
First Trust Portfolios L.P. 2,549,642
10.200%
281,165increase
(+12.39%)
Filing
History
2020-10-06
09:54 am
Sale
2020-09-30 13G First Trust BICK Index Fund
BICK
First Trust Portfolios L.P. 1,502,809
71.560%
-420,812decrease
(-21.88%)
Filing
History
2020-09-10
10:08 am
Sale
2020-08-31 13G Highland/iBoxx Senior Loan ETF
SNLN
First Trust Portfolios L.P. 676,320
8.560%
-27,967decrease
(-3.97%)
Filing
History
2020-09-10
10:06 am
Purchase
2020-08-31 13G Salient Midstream & MLP Fund
SMM
First Trust Portfolios L.P. 3,230,716
18.230%
912,738increase
(+39.38%)
Filing
History
2020-09-10
10:05 am
Sale
2020-08-31 13G Principal Real Estate Income Fund
PGZ
First Trust Portfolios L.P. 520,750
7.550%
-347,648decrease
(-40.03%)
Filing
History
2020-09-10
10:03 am
Purchase
2020-08-31 13G MicroStrategy Incorporated
MSTR
First Trust Portfolios L.P. 7,659,920
10.010%
7,659,920increase
(New Position)
Filing
History
2020-09-10
10:02 am
Purchase
2020-08-31 13G GAMCO Natural Resources, Gold & Income Trust
GNT
First Trust Portfolios L.P. 2,076,462
10.100%
380,972increase
(+22.47%)
Filing
History
2020-09-10
10:01 am
Sale
2020-08-31 13G First Trust Consumer Discretionary AlphaDEX Fund
FXD
First Trust Portfolios L.P. 11,102,300
44.230%
-163,123decrease
(-1.45%)
Filing
History
2020-08-07
09:42 am
Sale
2020-07-31 13G Highland/iBoxx Senior Loan ETF
SNLN
First Trust Portfolios L.P. 704,287
14.980%
-626,092decrease
(-47.06%)
Filing
History
2020-08-07
09:40 am
Sale
2020-07-31 13G First Trust Chindia ETF
FNI
First Trust Portfolios L.P. 1,004,627
28.700%
-476,725decrease
(-32.18%)
Filing
History
2020-08-07
09:39 am
Sale
2020-07-31 13G First Trust Germany AlphaDEX Fund
FGM
First Trust Portfolios L.P. 1,112,439
63.570%
-399,286decrease
(-26.41%)
Filing
History
2020-08-07
09:38 am
Purchase
2020-07-31 13G First Trust Emerging Markets Local Currency Bond ETF
FEMB
First Trust Portfolios L.P. 1,955,152
39.900%
485increase
(+0.02%)
Filing
History
2020-08-07
09:37 am
Purchase
2020-07-31 13G First Trust STOXX European Select Dividend Index Fund
FDD
First Trust Portfolios L.P. 1,874,251
10.070%
356,251increase
(+23.47%)
Filing
History
2020-08-07
09:36 am
Sale
2020-07-31 13G First Trust China AlphaDEX Fund
FCA
First Trust Portfolios L.P. 1,505,037
77.180%
-539,400decrease
(-26.38%)
Filing
History
2020-08-07
09:34 am
Sale
2020-07-31 13G MFS Intermediate High Income Fund
CIF
First Trust Portfolios L.P. 1,249,164
6.360%
-1,068,837decrease
(-46.11%)
Filing
History
2020-08-07
09:33 am
Sale
2020-07-31 13G Apollo Senior Floating Rate Fund Inc.
AFT
First Trust Portfolios L.P. 2,433,525
15.630%
-871,986decrease
(-26.38%)
Filing
History
2020-07-10
10:09 am
Purchase
2020-06-30 13G The Cushing MLP & Infrastructure Total Return Fund
SRV
First Trust Portfolios L.P. 230,912
3.260%
230,912increase
(New Position)
Filing
History
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