13D/13G Filings - First Trust Portfolios L.P.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-01-08
12:56 pm
Purchase
2020-12-31 13G First Trust TCW Opportunistic Fixed Income ETF
FIXD
First Trust Portfolios L.P. 4,808,318
5.600%
1,531,521increase
(+46.74%)
Filing
History
2021-01-08
12:55 pm
Sale
2020-12-31 13G First Trust Germany AlphaDEX Fund
FGM
First Trust Portfolios L.P. 1,024,306
55.370%
-88,133decrease
(-7.92%)
Filing
History
2021-01-08
12:54 pm
Purchase
2020-12-31 13G First Trust Europe AlphaDEX Fund
FEP
First Trust Portfolios L.P. 1,545,647
13.440%
1,545,647increase
(New Position)
Filing
History
2021-01-08
12:54 pm
Purchase
2020-12-31 13G First Trust Emerging Markets Local Currency Bond ETF
FEMB
First Trust Portfolios L.P. 2,126,123
34.850%
170,971increase
(+8.74%)
Filing
History
2021-01-08
12:53 pm
Sale
2020-12-31 13G First Trust BICK Index Fund
BICK
First Trust Portfolios L.P. 1,417,041
62.980%
-85,768decrease
(-5.71%)
Filing
History
2020-12-10
09:40 am
Sale
2020-11-30 13G Highland/iBoxx Senior Loan ETF
SNLN
First Trust Portfolios L.P. 268,974
7.680%
-271,171decrease
(-50.20%)
Filing
History
2020-12-10
09:39 am
Sale
2020-11-30 13G Nuveen Short Duration Credit Opportunities Fund
JSD
First Trust Portfolios L.P. 1,435,337
14.230%
-560,817decrease
(-28.09%)
Filing
History
2020-12-10
09:38 am
Sale
2020-11-30 13G Western Asset Investment Grade Defined Opportunity Trust Inc.
IGI
First Trust Portfolios L.P. 1,784,731
16.460%
-612,070decrease
(-25.54%)
Filing
History
2020-12-10
09:37 am
Sale
2020-11-30 13G First Trust Chindia ETF
FNI
First Trust Portfolios L.P. 966,097
23.000%
-38,530decrease
(-3.84%)
Filing
History
2020-12-10
09:36 am
Purchase
2020-11-30 13G FT Cboe Vest U.S. Equity Buffer ETF - May
FMAY
First Trust Portfolios L.P. 338,488
19.340%
111,235increase
(+48.95%)
Filing
History
2020-12-10
09:35 am
Purchase
2020-11-30 13G FT Cboe Vest U.S. Equity Buffer ETF - August
FAUG
First Trust Portfolios L.P. 339,285
10.770%
339,285increase
(New Position)
Filing
History
2020-12-10
09:34 am
Purchase
2020-11-30 13G Western Asset Global High Income Fund Inc.
EHI
First Trust Portfolios L.P. 2,835,375
12.320%
282,357increase
(+11.06%)
Filing
History
2020-12-10
09:33 am
Sale
2020-11-30 13G Credit Suisse Asset Management Income Fund, Inc.
CIK
First Trust Portfolios L.P. 5,715,402
10.930%
-2,686,235decrease
(-31.97%)
Filing
History
2020-11-09
11:07 am
Sale
2020-10-31 13G First Trust NASDAQ-100-Technology Sector Index Fund
QTEC
First Trust Portfolios L.P. 3,878,245
15.860%
-2,350,528decrease
(-37.74%)
Filing
History
2020-11-09
11:06 am
Sale
2020-10-31 13G Pioneer Floating Rate Fund, Inc.
PHD
First Trust Portfolios L.P. 2,602,134
10.520%
-1,321,468decrease
(-33.68%)
Filing
History
2020-11-09
11:05 am
Sale
2020-10-31 13G John Hancock Hedged Equity & Income Fund
HEQ
First Trust Portfolios L.P. 1,754,838
14.370%
-644,936decrease
(-26.87%)
Filing
History
2020-11-09
11:04 am
Purchase
2020-10-31 13G FT Cboe Vest U.S. Equity Buffer ETF - May
FMAY
First Trust Portfolios L.P. 227,253
12.990%
227,253increase
(New Position)
Filing
History
2020-10-06
3:27 pm
Unchanged
2020-09-30 13G First Trust Nasdaq Transportation ETF
FTXR
First Trust Portfolios L.P. 19,298,830
72.280%
0
(Unchanged)
Filing
History
2020-10-06
11:29 am
Purchase
2020-09-30 13G First Trust Nasdaq Transportation ETF
FTXR
First Trust Portfolios L.P. 19,298,830
72.280%
19,298,830increase
(New Position)
Filing
History
2020-10-06
10:00 am
Purchase
2020-09-30 13G SPDR Portfolio High Yield Bond ETF
SPHY
First Trust Portfolios L.P. 523,191
10.260%
523,191increase
(New Position)
Filing
History
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