13D/13G Filings - New York Life Investment Management LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2020-09-10
10:09 am
Purchase
2020-08-31 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 3,860,663
89.780%
66,999increase
(+1.77%)
Filing
History
2020-09-10
10:09 am
Purchase
2020-08-31 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,649,647
97.470%
25,187increase
(+0.26%)
Filing
History
2020-09-10
10:08 am
Sale
2020-08-31 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 9,295,766
98.370%
-38,110decrease
(-0.41%)
Filing
History
2020-08-10
5:19 pm
Purchase
2020-07-31 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,223,750
51.120%
45,825increase
(+2.10%)
Filing
History
2020-08-10
5:18 pm
Purchase
2020-07-31 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,996,551
52.800%
992increase
(+0.01%)
Filing
History
2020-08-10
5:18 pm
Purchase
2020-07-31 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 3,858,181
72.800%
345,517increase
(+9.84%)
Filing
History
2020-08-10
5:18 pm
Purchase
2020-07-31 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 3,793,664
89.260%
25,852increase
(+0.69%)
Filing
History
2020-08-10
5:17 pm
Purchase
2020-07-31 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 3,939,830
93.810%
2,057,680increase
(+109.33%)
Filing
History
2020-08-10
5:17 pm
Purchase
2020-07-31 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,624,460
97.220%
18,013increase
(+0.19%)
Filing
History
2020-08-10
5:15 pm
Sale
2020-07-31 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 9,333,876
98.770%
-47,825decrease
(-0.51%)
Filing
History
2020-07-09
4:27 pm
Purchase
2020-06-30 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 3,767,812
88.650%
4,486increase
(+0.12%)
Filing
History
2020-07-09
4:26 pm
Purchase
2020-06-30 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 1,882,150
87.540%
803,156increase
(+74.44%)
Filing
History
2020-07-09
4:26 pm
Sale
2020-06-30 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 3,512,664
70.250%
-23,094decrease
(-0.65%)
Filing
History
2020-07-09
4:25 pm
Sale
2020-06-30 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,995,559
52.800%
-2,392decrease
(-0.03%)
Filing
History
2020-07-09
4:24 pm
Purchase
2020-06-30 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,177,925
52.480%
1,476,189increase
(+210.36%)
Filing
History
2020-07-09
4:02 pm
Sale
2020-06-30 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,606,447
97.030%
-78,645decrease
(-0.81%)
Filing
History
2020-07-09
4:00 pm
Sale
2020-06-30 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 9,381,701
99.280%
-70,151decrease
(-0.74%)
Filing
History
2020-06-09
4:34 pm
Purchase
2020-05-31 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 1,078,994
79.930%
1,078,994increase
(New Position)
Filing
History
2020-06-09
4:30 pm
Purchase
2020-05-31 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 3,763,326
88.550%
2,045,479increase
(+119.07%)
Filing
History
2020-06-09
4:00 pm
Purchase
2020-05-31 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,997,951
51.650%
13,859increase
(+0.20%)
Filing
History
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