13D/13G Filings - RAYMOND JAMES & ASSOCIATES

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2025-04-15
2:59 pm
Purchase
2025-03-31 13G Perma-Pipe International Holdings, Inc.
PPIH
RAYMOND JAMES & ASSOCIATES 657,501
8.200%
657,501increase
(New Position)
Filing
History
2025-04-07
11:09 am
Sale
2025-03-31 13G Royce Global Value Trust, Inc.
RGT
RAYMOND JAMES & ASSOCIATES 529,593
8.500%
-333,391decrease
(-38.63%)
Filing
History
2025-01-31
3:37 pm
Sale
2024-09-30 13G Voya Asia Pacific High Dividend Equity Income Fund
IAE
RAYMOND JAMES & ASSOCIATES 171,016
1.500%
-659,659decrease
(-79.41%)
Filing
History
2025-01-31
3:17 pm
Purchase
2024-09-30 13G Highland Funds I - Highland Income Fund
HFRO
RAYMOND JAMES & ASSOCIATES 3,691,545
5.100%
3,691,545increase
(New Position)
Filing
History
2024-09-10
08:59 am
Purchase
2024-06-28 13G Highland Global Allocation Fund
HGLB
RAYMOND JAMES & ASSOCIATES 2,399,477
10.300%
2,399,477increase
(New Position)
Filing
History
2024-09-10
08:55 am
Purchase
2024-05-31 13G Royce Global Value Trust, Inc.
RGT
RAYMOND JAMES & ASSOCIATES 862,984
13.800%
783,740increase
(+989.02%)
Filing
History
2024-01-29
11:47 am
Sale
2023-12-31 13G Tortoise Energy Independence Fund, Inc.
NDP
RAYMOND JAMES & ASSOCIATES 0
0.000%
-161,498decrease
(Position Closed)
Filing
History
2024-01-26
3:19 pm
Purchase
2023-12-31 13G Heartland BancCorp
HLAN
RAYMOND JAMES & ASSOCIATES 118,943
5.900%
118,943increase
(New Position)
Filing
History
2024-01-26
1:21 pm
Sale
2023-12-31 13G NXG NextGen Infrastructure Income Fund
NXG
RAYMOND JAMES & ASSOCIATES 19,841
0.700%
-123,564decrease
(-86.16%)
Filing
History
2024-01-26
11:29 am
Purchase
2023-12-31 13G LMP Capital and Income Fund Inc.
SCD
RAYMOND JAMES & ASSOCIATES 892,758
5.100%
15,535increase
(+1.77%)
Filing
History
2024-01-26
10:40 am
Sale
2023-12-31 13G Rocky Brands, Inc.
RCKY
RAYMOND JAMES & ASSOCIATES 474,852
6.400%
-125,282decrease
(-20.88%)
Filing
History
2024-01-26
10:14 am
Purchase
2023-12-31 13G Voya Asia Pacific High Dividend Equity Income Fund
IAE
RAYMOND JAMES & ASSOCIATES 830,675
7.100%
35,238increase
(+4.43%)
Filing
History
2023-02-09
10:33 am
Purchase
2022-12-31 13G Rocky Brands, Inc.
RCKY
RAYMOND JAMES & ASSOCIATES 600,134
8.210%
600,134increase
(New Position)
Filing
History
2023-02-08
5:55 pm
Sale
2022-12-31 13G LMP Capital and Income Fund Inc.
SCD
RAYMOND JAMES & ASSOCIATES 877,223
5.020%
-35,788decrease
(-3.92%)
Filing
History
2023-02-08
5:51 pm
Purchase
2022-12-31 13G Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
RAYMOND JAMES & ASSOCIATES 3,150,472
6.680%
3,023increase
(+0.10%)
Filing
History
2023-02-08
5:45 pm
Sale
2022-12-31 13G Voya Asia Pacific High Dividend Equity Income Fund
IAE
RAYMOND JAMES & ASSOCIATES 795,437
6.830%
-2,496decrease
(-0.31%)
Filing
History
2023-02-08
5:40 pm
Sale
2022-12-31 13G The European Equity Fund, Inc.
EEA
RAYMOND JAMES & ASSOCIATES 51,612
0.730%
-345,554decrease
(-87.00%)
Filing
History
2023-02-08
5:33 pm
Purchase
2022-12-31 13G NXG NextGen Infrastructure Income Fund
NXG
RAYMOND JAMES & ASSOCIATES 143,405
5.390%
143,405increase
(New Position)
Filing
History
2023-02-08
5:09 pm
Purchase
2022-12-31 13G Tortoise Energy Independence Fund, Inc.
NDP
RAYMOND JAMES & ASSOCIATES 161,498
8.750%
161,498increase
(New Position)
Filing
History
2022-02-08
2:37 pm
Purchase
2021-12-31 13G LMP Capital and Income Fund Inc.
SCD
RAYMOND JAMES & ASSOCIATES 913,011
5.160%
42,068increase
(+4.83%)
Filing
History
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